Securities News

11/04/2016 [-] UPDATE 2-CICC in advanced talks to buy China Investment Securities-sources
11/02/2016 [-] UPDATE 1-China's GF Securities eyes global expansion
11/02/2016 [-] China's GF Securities eyes global expansion amid strong demand
11/01/2016 [-] Blockchain Trading Sees Securities Exchange Trial in Myanmar
10/31/2016 [-] Central banker says China will maintain exchange rate reform- Securities Times
10/26/2016 [-] UPDATE 1-U.S securities regulator offers 'universal' proxy card rules
10/26/2016 [-] U.S securities regulator offers 'universal' proxy card rules
10/25/2016 [-] Russian, Chinese Central Securities Depositories Partner on Blockchain
10/20/2016 [-] JPMorgan in talks to sell out of Chinese securities JV
10/18/2016 [-] Foreign holdings of US Treasury securities fell in August
10/08/2016 [-] U.S. securities fraud case dismissed against Texas Attorney General
10/04/2016 [-] RBS Securities to pay Connecticut in mortgage case
10/02/2016 [-] Tax amnesty no significant effect yet on investment in securities
09/29/2016 [-] Florida trooper pulled over woman and groped her to ‘do away with her insecurities’
09/28/2016 [-] UPDATE 1-Ex-Gerova Financial president convicted of securities fraud
09/26/2016 [-] SECURITIES, EXCHANGE ACT EXPLAINED
09/24/2016 [-] UPDATE 2-Ex-N.Y. Gov. Paterson, exec fined by U.S. securities regulators
09/22/2016 [-] Hackers threaten First Securities with DDoS attacks
09/21/2016 [-] Securities Bill awaits presidential assent SEC
09/16/2016 [-] Overstock Broker-Dealer Deal Will Open Blockchain Securities Floodgates
09/16/2016 [-] Clearer penalties in amended securities law
09/14/2016 [-] China's graft watchdog uncovers irregularities at securities regulator
09/14/2016 [-] China c.bank working on Shanghai-London stock connect Securities Times
09/05/2016 [-] State securities issued until August 2016 reaches Rp533.8 trillion
09/05/2016 [-] Xuan Changneng named assistant chairman of China securities regulator
09/02/2016 [-] Nduom's Gold Coast Securities in danger
09/01/2016 [-] Fidelity Bank to deal in gov’t securities
08/31/2016 [-] Former Wickham Securities CEO jailed
08/29/2016 [-] Govt to sell four dated securities for Rs 14,000 crore on September 2
08/25/2016 [-] Kobi Alexander Ordered Detained in Long-Running Backdating Case
08/24/2016 [-] SBI to raise up to Rs 11,000 crore via debt securities
08/22/2016 [-] Decline in domestic fares in Q2 to be lower than 15% ICICI Securities
08/18/2016 [-] Samsung Life says to buy mln in Samsung Securities shares
08/11/2016 [-] GFPT SCB Securities
08/10/2016 [-] President of restaurant ownership group charged with fraud
08/05/2016 [-] Ontario court allows ‘global’ securities action against BP to proceed
08/02/2016 [-] Foreign Appetite For U.S. Securities Has Taken a Drubbing
08/01/2016 [-] EXODUS USA Debt Dump Accelerates...
07/28/2016 [-] Beaufort Securities Breakfast Alert Big Yellow, CRH, Vodafone
07/27/2016 [-] China securities regulator tightens private equity placement rules media
07/25/2016 [-] China Vanke tussle is big test for new securities regulator
07/23/2016 [-] UPDATE 3-JPMorgan to stop settling government securities for dealers
07/23/2016 [-] Canada national securities regulator delayed until 2018
07/22/2016 [-] JPMorgan to stop settling government securities for dealers
07/22/2016 [-] Sirius XM fight winds up at Ontario Securities Commission
07/22/2016 [-] First bitcoin securities fraud case ends in 18-month sentence
07/21/2016 [-] 1st bitcoin securities fraud case ends in 18-month sentence
07/21/2016 [-] Taiwan Stock Exchange announces securities trading disposition measures
07/21/2016 [-] After years of battling insecurities, PJ steps out of the shadows with 'Rare'
07/20/2016 [-] Beaufort Securities Breakfast Alert ANGLE, Rio Tinto, Royal Mail
07/20/2016 [-] A Vermont securities investigator is new deputy commissioner
07/19/2016 [-] MAF Global Securities lists US 300 million bond on Nasdaq Dubai
07/17/2016 [-] KSecurities aims to be a premium operator
07/17/2016 [-] Why buying Treasury securities is riskier than buying stocks
07/15/2016 [-] Ex-Wickham Securities CEO pleads guilty
07/15/2016 [-] Singapore Exchange's securities market reopens after disruption
07/12/2016 [-] Muscat Securities Market Gains 4 Points
07/11/2016 [-] SEC to probe Tesla for possible securities law breach WSJ
07/11/2016 [-] SEC Probing Tesla Over Possible Securities Law Violation
07/11/2016 [-] Fubon Securities applies for SandP 500 VIX recognition
07/05/2016 [-] Bank of Thailand authorises direct investment in overseas securities
07/04/2016 [-] Israeli court convicts prominent tycoon of securities fraud
07/04/2016 [-] BoG announces changes in GoG securities issuing, trading
07/03/2016 [-] Trinity Securities aims for fee-based income from inactive accounts
06/30/2016 [-] TWSE reports on securities firms' net income/loss statistics for May
06/30/2016 [-] Beaufort Securities Breakfast Alert Dignity, Legal & General, Redrow
06/30/2016 [-] Crescent Point Energy Corp upgraded at TD Securities
06/29/2016 [-] Judge gives ex-Islanders co-owner a 5-year prison reduction
06/26/2016 [-] India owns bn worth US govt securities
06/22/2016 [-] Massachusetts securities regulator cracks down on fake proxy voting
06/22/2016 [-] Ex-Chicago charter school boss settles securities fraud case
06/16/2016 [-] Foreign selling of U.S. Treasuries in April was most since 1978 data
06/16/2016 [-] RECORD SALE OF U.S. BONDS...
06/13/2016 [-] Ameriabank places debt securities via responsAbility
06/13/2016 [-] Muscat Securities Market Loses 17 Points
06/10/2016 [-] Under new chief, China's securities regulator pushes fixes ahead of MSCI deadline
06/07/2016 [-] Angas Securities could cost mum-and-dad investors millions
06/07/2016 [-] Pharma exec Martin Shkreli pleads not guilty to securities fraud
06/06/2016 [-] Pharma exec Shkreli pleads not guilty to securities fraud
06/06/2016 [-] Massachusetts securities regulator hunts for 'rogue' brokers
05/26/2016 [-] Masculine insecurities are driving Trump’s train of lies — according to science
05/22/2016 [-] Brokerages allowed to open call centers to take orders in securities sales
05/21/2016 [-] Cattle feedlot empire Mort and Co wants to float on Australian Securities Exchange
05/21/2016 [-] U.S. securities regulator takes aim at exchange-traded funds
05/20/2016 [-] China names Wu Qing as head of Shanghai stock exchange
05/20/2016 [-] EU parliament urges public registers for asset-backed securities
05/18/2016 [-] EU states back one-year delay to 2018 for new securities rules
05/18/2016 [-] Muscat Securities Market Closes at 5,959.33 Points
05/17/2016 [-] Land Securities says potential Brexit to hurt UK property market
05/16/2016 [-] High court says investor lawsuit can remain in state court
05/13/2016 [-] China securities regulator says will continue to support M&As by listed companies
05/12/2016 [-] Securities & Exchange Commission freezes ADB's IPO
05/11/2016 [-] Australian Securities and Investment Commission to investigate dairy processor Murray Goulburn
05/10/2016 [-] SWIFT Blockchain Won't Remove All Third Parties in Securities Trade
05/09/2016 [-] Israel Approves Extradition to US of Two Securities Fraud Suspects
05/08/2016 [-] Muscat Securities Market Gains 475.30 Points during April 2016
05/04/2016 [-] Muscat Securities Market Closes at 5983.99
05/02/2016 [-] Yuanta Securities Investment seeks to issue ETF linked to KOSPI200
05/02/2016 [-] Fed may need more powers to support securities firms during crises Dudley
04/29/2016 [-] China CITIC Securities first-quarter net profit falls 57 pct
04/28/2016 [-] Stock Transfer Firm, Blockchain Startup Partner to Build Securities Registry
04/28/2016 [-] Russia's Sole Central Securities Depository Trials Blockchain Voting
04/27/2016 [-] Taiwan's Yuanta securities returns to Thailand
04/22/2016 [-] More open accounts with Central Securities Depository
04/20/2016 [-] Qatar- Mazaya and Global Securities to set up investment funds
04/19/2016 [-] Wells Fargo securities unit gets primary dealer designation
04/18/2016 [-] Korean Securities Broker Inks Deal with Local Bitcoin Exchange
04/18/2016 [-] SEC sues 2 firms over securities trading
04/15/2016 [-] Japan securities watchdog recommends punishment of Credit Suisse unit
04/14/2016 [-] 2 suburban NY officials charged in securities fraud case
04/13/2016 [-] Texas attorney general charged with federal securit
04/12/2016 [-] Securities, commodities regulators press U.S. Congress for more funds
04/11/2016 [-] Goldman Sachs to Pay in Securities Dispute Settlement
04/11/2016 [-] Amid Blockchain Securities Push, Overstock CEO Takes Medical Leave
04/11/2016 [-] Texas attorney general charged with federal securities fraud
04/10/2016 [-] Drone supply chain presents opportunities securities firm
04/09/2016 [-] KB Financial Group to link with Hyundai Securities
04/05/2016 [-] Chesapeake faces class action over 'securities violations'
04/04/2016 [-] Beaufort Securities boosts Chariot Oil Gas
03/31/2016 [-] Muscat Securities Market Closes at 5467.36 Points
03/29/2016 [-] UPDATE 3-Partner at N.Y. boutique bank PJT accused of securities fraud
03/28/2016 [-] UPDATE 1-N.Y. financial services firm partner arrested for securities fraud
03/28/2016 [-] N.Y. financial services firm partner arrested for securities fraud
03/24/2016 [-] Scottsdale man indicted for securities violations after undercover sting
03/24/2016 [-] CITIC Sec says hedging its equity, risk exposures to ease market impact
03/23/2016 [-] UPDATE 1-China's CITIC Sec 2015 profit jumps on strong fee income
03/23/2016 [-] Hong Kong securities regulator names new head of enforcement
03/23/2016 [-] Why has Sebi banned Sharepro, 15 others from securities market?
03/23/2016 [-] 2017 or 2025? Securities Firms Debate Timeline for Industry-Grade Blockchain
03/22/2016 [-] Finance Outstanding securities rise at end-Feb.
03/21/2016 [-] Elizabeth Warren Trump is 'loser' full of 'insecurities
03/21/2016 [-] Egypt- Government unlikely to achieve expected GDP growth HC Securities
03/20/2016 [-] Nasdaq bu
03/16/2016 [-] Muscat Securities Market Loses 1.6 Points
03/15/2016 [-] Beaufort Securities Breakfast Alert Motif Bio Tekcapital SSE
03/15/2016 [-] Ex-Kit Digital CFO pleads guilty in U.S. to securities fraud
03/14/2016 [-] Beaufort Securities Breakfast Alert Aviva Sky Morrisons Ibstock
03/10/2016 [-] ESMA Director Blockchain Could Enhance Securities Trading Process
03/10/2016 [-] Muscat Securities Market Loses 20.93 Points
03/10/2016 [-] UPDATE 2-Nasdaq to buy ISE options exchange from Deutsche Boerse
03/10/2016 [-] Man charged raping 7yo girl at WA Christian mission in 1970s due in court
03/10/2016 [-] Nasdaq buys International Securities Exchange for 1.1B
03/10/2016 [-] Nasdaq buys International Securities Exchange for
03/07/2016 [-] UPDATE 3-Wells Fargo, Rhode Island agency charged with securities fraud SEC
03/03/2016 [-] UPDATE 1-EU lawmakers clash on asset-backed securities plan
03/03/2016 [-] EU parliament won't vote on asset-backed securities before December
03/01/2016 [-] ISITC Majority of Securities Firms Plan to Explore Blockchain This Year
02/29/2016 [-] Korea's Securities Exchange Developing Blockchain Trading System
02/29/2016 [-] Empty Bowls fundraiser
02/26/2016 [-] Net income/loss statistics for securities firms in January 2016
02/26/2016 [-] China securities regulator says no change to ChiNext listings
02/25/2016 [-] UAE- DFM accredits Integrated Securities for Direct Market Access
02/25/2016 [-] China gives six banks quotas for bad loan securitization sources
02/25/2016 [-] Japanese institutions spend up big on foreign securities as negative rates bite
02/24/2016 [-] Former Bitcoin Insurance Advisor Accused of Securities Fraud
02/22/2016 [-] International Securities Regulators Commit to Blockchain Research Effort
02/22/2016 [-] Asian Shares Trading Up
02/21/2016 [-] China’s top securities regulator steps down amid turmoil
02/20/2016 [-] Chinese Securities Regulator Is Out, but Little May Change
02/20/2016 [-] China's top securities regulator set to step down amid turmoil
02/20/2016 [-] China’s Top Securities Regulator Resigns Amid Market Turmoil
02/20/2016 [-] China's top securities regulator steps down amid turmoil
02/20/2016 [-] China Fires Top Securities Regulator
02/20/2016 [-] China's top securities regulator steps down amid turmoil
02/20/2016 [-] China to replace securities regulator head state media
02/20/2016 [-] China replaces securities regulator
02/20/2016 [-] UPDATE 1-China replaces Xiao Gang as securities regulator head
02/20/2016 [-] Xiao Gang, China's Top Securities Regulator, Ousted Over Market Tumult
02/20/2016 [-] China's securities regulator steps down
02/20/2016 [-] China's top securities regulator steps down
02/20/2016 [-] China's top securities regulator steps down
02/20/2016 [-] China's top securities regulator stepping down
02/19/2016 [-] China's Top Securities Regulator to Step Down
02/19/2016 [-] UPDATE 1-China's top securities regulator stepping down WSJ
02/18/2016 [-] Muscat Securities Market Loses 19 Points
02/17/2016 [-] Securities abbreviation bytes to be expanded in June
02/16/2016 [-] China securities regulator strengthening ability to discover irregulariti
02/15/2016 [-] ECB backs proposals to revive EU market for asset-backed securities
02/15/2016 [-] 1.1 Trillion Inside China's Asset-Backed Securities Market
02/12/2016 [-] Deutsche Bank to Repurchase Billion Senior Unsecured Securities in Euro, USD
02/12/2016 [-] Deutsche Bank to Buy Back Billion in Debt
02/12/2016 [-] Morgan Stanley fined billion
02/11/2016 [-] BEC World Bualuang Securities
02/09/2016 [-] Egypt- HC Securities Executive expects further decline in stock prices
02/08/2016 [-] Beaufort Securities Breakfast Alert Wishbone Gold
02/04/2016 [-] Muscat Securities Market Loses 26 Points
02/03/2016 [-] UPDATE 1-Goldman names Esposito head of strategy for securities unit memo
02/02/2016 [-] The Latest Bush on Trump 'A man with deep insecurities'
02/01/2016 [-] Shanghai Stock Exchange warns securities firms on corporate bond, ABS risks sources
01/26/2016 [-] Coin Center Releases Bitcoin Report for Securities Regulators
01/26/2016 [-] Indian asset backed securities stabilised in 2015 Fitch
01/24/2016 [-] Muscat Securities Market Gains 74 Points
01/22/2016 [-] Velez Insecurities and uncertainties
01/22/2016 [-] Net income/loss statistics for overall securities firms in December 2015
01/21/2016 [-] TWSE announces as of Dec. '15 list of loss of securities companies
01/21/2016 [-] Ex-Dallas securities broker gets 3 years in prison for fraud
01/21/2016 [-] Muscat Securities Market Loses 90.93 Points
01/19/2016 [-] Man nabbed in Mexico to face securities fraud charges in Alberta
01/17/2016 [-] What's Wrong With China's Stock Market?
01/17/2016 [-] Iranian securities fund seeks foreign money post-sanctions
01/17/2016 [-] Economic monitor South Korea's tense securities standoff
01/15/2016 [-] Merck agrees to pay million to settle Vioxx securities lawsuit
01/15/2016 [-] UPDATE 1-Chinese securities firms' margin lending risk is controllable regulator
01/15/2016 [-] Margin lending risk at China securities firms controllable regulator
01/15/2016 [-] Goldman to pay billion to settle mortgage-backed securities probe
01/14/2016 [-] Hinduja Foundries to raise Rs 400 crore via securities
01/14/2016 [-] Australian securities market set to begin trading Bitcoin
01/14/2016 [-] Bitcoin Group Cleared to List on Australian Securities Exchange
01/13/2016 [-] Muscat Securities Market Loses 48 Points
01/07/2016 [-] China's securities regulator restricts big share sales as stocks nose dive
01/06/2016 [-] UPDATE 1-Changjiang Securities removes chairman amid probe
12/30/2015 [-] Bank of America to Book Charge on Securities Redemption
12/29/2015 [-] Taipei Exchange signs an MOU with Muscat Securities Market in Oman
12/29/2015 [-] Muscat Securities Market Loses 5 Points
12/29/2015 [-] Portugal regulator suspends Novo Banco securities, awaits information
12/29/2015 [-] Commerzbank sues Wells Fargo over losses on mortgage-backed securities
12/27/2015 [-] India hikes US govt securities holdings to billion in Oct
12/25/2015 [-] UPDATE 1-China securities regulator says studying Vanke-Baoneng deal
12/25/2015 [-] China securities regulator says studying Vanke-Baoneng deal
12/23/2015 [-] AEC Securities officers in 'Chuwong' case suspended
12/22/2015 [-] Former R.B.S. Bond Trader Pleads Guilty to Securities Fraud
12/21/2015 [-] SCB Securities sees bright outlook for Thai stocks
12/20/2015 [-] Martin Shkreli says securities fraud charges are 'baseless'
12/19/2015 [-] 21-year-old sentenced for securities fraud
12/18/2015 [-] Martin Shkreli resigns as Turing CEO after securities fraud arrest
12/18/2015 [-] Martin Shkreli resigns from Turing after securities fraud arrest
12/18/2015 [-] Shkreli resigns as Turing CEO after securities fraud arrest
12/18/2015 [-] UPDATE 10-Vilified for drug pricing, CEO Shkreli busted for securities fraud
12/18/2015 [-] UPDATE 9-Vilified for drug pricing, CEO Shkreli busted for securities fraud
12/17/2015 [-] Turing CEO Martin Shkreli pleads not guilty to securities fraud
12/17/2015 [-] Price-hike pharma boss Martin Shkreli arrested on securities fraud
12/17/2015 [-] Turing CEO Martin Shkreli arrested for securities fraud
12/17/2015 [-] Pharma CEO Martin Shkreli Arrested on Charges of Securities Fraud
12/17/2015 [-] BITTER PILL Turing Pharma CEO Shkreli arrested on fraud charges
12/17/2015 [-] ‘Pharma bro’ Martin Shkreli arrested on federal securities fraud charges
12/17/2015 [-] Turing CEO Martin Shkreli in custody after securities probe
12/16/2015 [-] SEC Approves Overstock's Plan to Issue Blockchain Securities
12/16/2015 [-] Foreign holdings of US Treasury securities fall in October
12/13/2015 [-] CSD launches improved securities settlement system in March
12/12/2015 [-] Police arrest former Ping An Securities exec media
12/10/2015 [-] Bank of China to issue 8 bln yuan nonperforming asset backed securities report
12/09/2015 [-] SEC's White Too many auditors not following U.S. securities laws
12/08/2015 [-] CSD launches improved securities settlement January
12/08/2015 [-] Japan securities watchdog recommends punishment against Deutsche Securities
12/08/2015 [-] More Chinese investment bankers go missing...
12/07/2015 [-] Securities net oversold position by foreign investors at NT20.11 billion
12/07/2015 [-] China's Citic Securities says it can't reach 2 senior execs
12/07/2015 [-] China's Citic Securities says it can't reach 2 senior execs
12/07/2015 [-] RPT-Citic Securities says unable to contact two senior executives
12/06/2015 [-] Citic Securities says unable to contact two senior executives
12/04/2015 [-] Fake Hedge-Fund Manager Convicted of Securities Fraud
12/04/2015 [-] Goldman Sachs seeks patent on virtual currency aimed to 'revolutionize' securities
12/03/2015 [-] UPDATE 1-Fed considering minimum margins for securities financing Fischer
12/02/2015 [-] Hostile takeover of Canadian Oil Sands Ltd. by Suncor stalled by Alberta Securities Commission
12/01/2015 [-] SEC Charges GAW Miners CEO Josh Garza With Securities Fraud
12/01/2015 [-] Muscat Securities Market Gains 9 Points
11/27/2015 [-] EU lawmakers back one-year delay to 2018 for MiFID securities law
11/27/2015 [-] UPDATE 2-China regulator probes Haitong Securities sources
11/26/2015 [-] Muscat Securities Market Loses 27 Points
11/26/2015 [-] Ontario judges no longer ‘pushovers’ in securities class actions
11/25/2015 [-] Muscat Securities Market Loses 19.6 Points
11/25/2015 [-] China securities body finds billion error in CITIC Sec reports
11/25/2015 [-] China's securities body finds bln error in CITIC Sec accounts
11/25/2015 [-] UPDATE 1-China's securities body finds bln error in CITIC Sec accounts
11/24/2015 [-] EU executive says one-year delay to securities rules is best option
11/24/2015 [-] Finance Outstanding securities rise on new debt issues
11/20/2015 [-] NY investment adviser gets 20 years for securities fraud
11/18/2015 [-] German Bank Association Blockchain Could Revolutionize Securities
11/18/2015 [-] Muscat Securities Market Loses 21.2 Points
11/17/2015 [-] Foreign holdings of US Treasury securities rise in September
11/17/2015 [-] PTT Bualuang Securities
11/17/2015 [-] China Citic Securities says current chairman won't stand for post again
11/13/2015 [-] China Securities Official Under Investigation
11/11/2015 [-] Front Page New securities sales rules soon in force
11/10/2015 [-] UPDATE 1-EU poised to delay securities reform by a year
11/06/2015 [-] China securities regulator says to resume IPOs
11/04/2015 [-] UBS Securities trims growth forecast to 1.1%
11/02/2015 [-] High court rejects ex-stockbroker's appeal in fraud case
10/30/2015 [-] SEC opens door to startup investing for all with securities crowdfunding
10/30/2015 [-] Greece asks for resignation of securities watchdog chief source
10/28/2015 [-] Amended securities law by Dec.
10/27/2015 [-] Bitcoin Startup Cleared of Breaching Securities Law
10/26/2015 [-] Australian Securities Exchange 'Considering' Blockchain Technology
10/21/2015 [-] Two Nominated for SEC
10/20/2015 [-] Securities
10/16/2015 [-] SEC urges securities firms to avoid cut in fees
10/13/2015 [-] Santander Securities to pay mln over Puerto Rican bonds FINRA
10/09/2015 [-] UBS Securities raises TAIEX target on national fund support
10/08/2015 [-] Land Securities commits to 100% renewables
10/01/2015 [-] Securities commission annuls UICE license
09/30/2015 [-] U.S. securities regulator expands use of powerful software source
09/28/2015 [-] Muscat Securities Market Adds 9.6 Points
09/27/2015 [-] 6 steps to battling your insecurities
09/24/2015 [-] Nation Securities firm weighs in on SWS poll results
09/24/2015 [-] Mainland fires its assistant head of securities regulator
09/23/2015 [-] China considers letting QDII funds invest in both Chinese and foreign securities
09/22/2015 [-] Bitcoin Ponzi Scheme Operator Pleads Guilty to Securities Fraud
09/22/2015 [-] Texas man pleads guilty in US bitcoin securities fraud case
09/22/2015 [-] Texan man pleads guilty in NY bitcoin securities fraud case
09/21/2015 [-] Texas man pleads guilty in NY bitcoin securities fraud case
09/18/2015 [-] Lawsuits accuse Austin's SolarWinds of securities violations
09/17/2015 [-] Muscat Securities Market Loses 4.7 Points
09/15/2015 [-] China Probes Citic Securities President
09/15/2015 [-] Citic Securities Draws Beijing's Ire After Meltdown
09/09/2015 [-] Commission orders Dominion Investment to stop selling securities
09/08/2015 [-] Muscat Securities Market Gains 10 Points
09/08/2015 [-] Muscat Securities Market Gains 26 Points
09/07/2015 [-] Uttar Pradesh to raise R
09/06/2015 [-] BUALUANG SECURITIES HOSTS MASTER COURSE
09/03/2015 [-] Muscat Securities Market Loses 1.5 Point
09/03/2015 [-] Muscat Securities Market Loses 53 Points
08/31/2015 [-] China Announces Legal Actions for 'Securities Violations'
08/31/2015 [-] Muscat Securities Market Gains 87 Points
08/30/2015 [-] UPDATE 1-Citic Securities says cooperating with police investigation
08/28/2015 [-] U.S. Business Group Tells China to Open Insurance and Securities Markets
08/28/2015 [-] US group urges China to open insurance, securities markets
08/27/2015 [-] Research Examines Blockchain Securities Under US Commercial Law
08/27/2015 [-] Texas attorney general pleads not guilty to securities fraud
08/27/2015 [-] New Computer Glitch Rocks Mutual Funds
08/26/2015 [-] Securities-Pricing Problems Hit U.S. Mutual Funds, ETFs
08/25/2015 [-] Why Symbiont Believes Blockchain Securities Are Wall Street's Future
08/24/2015 [-] Securities officials go after Bellevue developer
08/24/2015 [-] China's CITIC Securities posts fastest H1 profit growth in 9 years
08/24/2015 [-] India's US govt securities holdings touch new high at bn
08/20/2015 [-] Muscat Securities Market MSM30 extends rout financials decline 1%
08/18/2015 [-] Feds uphold fine for Altamonte securities brokers
08/17/2015 [-] Foreign holdings of US Treasury securities up in June
08/13/2015 [-] UBS Securities lowers its year-end forecast for TAIEX on weak demand
08/13/2015 [-] Muscat Securities Market Loses 1 Point
08/12/2015 [-] NBAD becomes the first Securities Lending and Borrowing Agent
08/12/2015 [-] REFILE-UPDATE 2-ITG to pay record fine for 'dark pool' violations
08/12/2015 [-] Muscat Securities Market Loses 80 Points
08/11/2015 [-] Muscat Securities Market Loses 18 Points
08/03/2015 [-] Texas attorney general indicted on securities fraud
08/03/2015 [-] Texas Atty. Gen. Paxton, indicted in securities fraud, surrenders
08/03/2015 [-] Texas Attorney General Charged With Securities Fraud
08/03/2015 [-] Texas' attorney general charged with securities fraud
08/02/2015 [-] UAE- SCA issues first securities lending and borrowing agent approval
08/02/2015 [-] Muscat Securities Market Loses 2 Points
08/02/2015 [-] 'UNCHECKED POWER' Texas AG indicted for felony securities fraud
08/01/2015 [-] Prosecutor Texas AG indicted for felony securities fraud
07/28/2015 [-] Nigeria FCMB Lists N26 Billion Bond On FMDQ Securities Exchange
07/27/2015 [-] Beijing orders more buying...
07/27/2015 [-] Finansia Syrus, partners seek securities licence in Myanmar
07/27/2015 [-] Chinese securities regulator says to continue to buy stocks
07/27/2015 [-] Governor to sign bill modernizing securities regulations
07/27/2015 [-] NH governor to sign bill modernizing securities regulations
07/26/2015 [-] Oman Securities Market Loses 9 Points
07/26/2015 [-] India holds US government securities worth billion
07/24/2015 [-] Bill On Legal Framework of Venture Capital and Securities Approved
07/24/2015 [-] Private Securities Bill Goes Through
07/23/2015 [-] Job insecurities mar Spain's labour rebound
07/22/2015 [-] Australian Securities Regulator Puts Brakes on Bitcoin IPO
07/22/2015 [-] Oman Securities Market Gains 28 Points
07/21/2015 [-] Three Israelis arrested in relation to JPMorgan hack, securities fraud
07/21/2015 [-] TD Securities upgrades TD Bank
07/21/2015 [-] Uganda Uganda Securities Exchange Starts Automated Trading
07/20/2015 [-] Securities
07/18/2015 [-] Securities firms' net profit plunges more than 70% in June
07/18/2015 [-] JPMorgan reaches mln settlement in mortgage securities case
07/16/2015 [-] Foreign holdings of US Treasury securities slip in May
07/15/2015 [-] UAE- ADS Securities bags White Label Trading Technology award
07/13/2015 [-] Regulators No single reason for bond market 'flash crash'
07/13/2015 [-] SWIFT Institute Offers €15,000 for Blockchain Securities Research
07/13/2015 [-] Regulators find no single reason for bond market volatility
07/09/2015 [-] West Africa West Africa Securities Market Integration Revived
07/09/2015 [-] GLITCHES GALORE
07/08/2015 [-] Thai capital market ready for upswing, SCB Securities
07/08/2015 [-] UPDATE 4-NYSE suspends trading of all securities due to technical problems
07/08/2015 [-] New York Stock Exchange suspends trading in all securities
07/08/2015 [-] TECH GLITCH...
07/08/2015 [-] APNewsBreak Texas AG figures in federal securities
07/08/2015 [-] APNewsBreak Texas AG figures in federal securities probe
07/07/2015 [-] Beijing's Response to Stock Selloff Reveals Deep Insecurity
07/06/2015 [-] Finance Treasury caps issuance of one-year securities
07/06/2015 [-] Consumer price rises remain low shows TD Securities gauge
07/04/2015 [-] Kenya Eabl Dominates Trade At Securities Exchange
07/03/2015 [-] Kenya Chase Bank Cleared As First Securities Dealer
07/03/2015 [-] BNP Paribas Blockchains Will Destroy or Rebuild Securities Services
07/03/2015 [-] Texas Attorney General Ken Paxton is facing first-degree felony securities fraud charges
07/02/2015 [-] UBS Securities cuts TAIEX target again in single month
07/02/2015 [-] China securities regulator relaxes rules on margin trading
06/30/2015 [-] China securities regulator says sharp equities pullback unhealthy
06/25/2015 [-] China securities regulator approves new batch of 28 IPOs
06/24/2015 [-] Yuanta Securities leaves 10,300-point target for Taiex unchanged
06/23/2015 [-] Chase Bank Bond Lists On Nairobi Securities Exchange
06/19/2015 [-] Property giant streamlines green goals to preserve prosperity
06/17/2015 [-] EU reaches deal to shine a light on 'shadow' banking
06/17/2015 [-] Boss of Chinese securities firm removed in graft probe
06/16/2015 [-] Waddell Fund Left With Riskier Mix
06/16/2015 [-] Oman Securities Market Loses 0.61 Point
06/16/2015 [-] Yellow's owners approve plan to replace debt with securities in new company
06/15/2015 [-] Securities companies' net profit falls over 50% in May
06/15/2015 [-] Foreign ownership of US Treasury securities drops in April
06/10/2015 [-] China's Guotai Junan Securities Plans Billion IPO
06/10/2015 [-] LSE and Haitong Securities to work to bring Chinese firms to London
06/10/2015 [-] Securities Sector
06/02/2015 [-] Finance Gov't makes partial award of securities
06/01/2015 [-] Program launched to encourage corporate securities promotions
05/28/2015 [-] Capital Securities donates resources to rural schools
05/22/2015 [-] HSBC getting new trial in securities class action lawsuit
05/22/2015 [-] Hong Kong Tops Listing Venue After Huatai's Billion IPO
05/21/2015 [-] Etowah Co. man faces felony charges for violating AL Securities Act
05/20/2015 [-] Vancouver man pleads guilty to securities fraud
05/20/2015 [-] Fubon Securities gets approval to acquire stake in China firm
05/20/2015 [-] Overstock Invests in Broker-Dealer Ahead of Decentralised Stock Market Launch
05/19/2015 [-] Britain's FTSE gains, Land Securities up after dividend hike
05/19/2015 [-] FTSE gains, Land Securities up after dividend hike
05/19/2015 [-] UK commercial property boom boosts Land Securities' NAV
05/18/2015 [-] China Mobile Games Gets Buyout Offer
05/18/2015 [-] TWSE reports foreign investors overbought NT8.7 bil. of securities
05/16/2015 [-] Angola Securities Market Deemed Alternative to Finance Market
05/16/2015 [-] Angolan Securities Exchange to Register Four More Members Until June
05/15/2015 [-] China securities regulator denies ChiNext crackdown
05/14/2015 [-] CITIC Securities' teams up with China Renaissance to serve Internet firms
05/13/2015 [-] KSecurities expects improved exports, consumption to boost economy in H2
05/13/2015 [-] Securities Depository posts strong results
05/13/2015 [-] Global rout in fixed income securities
05/13/2015 [-] Time to woo Alberta into the national securities regulator
05/12/2015 [-] Foreign investors cut holdings in local securities
05/07/2015 [-] Hong Kong securities regulator set to finalise new dark pool rules source
05/07/2015 [-] Ghana's Central Securities Depository to get new platform
05/02/2015 [-] State officials bar Shoals businessman from securities roles
05/01/2015 [-] Nigeria Kwara Assembly Passes Debt Securities Issuance Bill
04/28/2015 [-] SEC Filing Hints at Overstock's Plan for Bitcoin-Based Securities
04/23/2015 [-] Nikkei touches new 15-year high as securities, large-cap shares shine
04/23/2015 [-] EU Securities Watchdog Calls for Information on Blockchain Tech
04/22/2015 [-] Former AEHI Exec Pleads Guilty to Securities Fraudg
04/22/2015 [-] Former AEHI Exec Pleads Guilty to Securities Fraud
04/21/2015 [-] Former Idaho nuke executive pleads guilty to securities fraud
04/17/2015 [-] QNBC, QIIB sign MoU with Southwest Securities
04/16/2015 [-] Foreign Ministry Runs Seminar on Securities Market
04/16/2015 [-] UPDATE 2-China's securities regulator calls for calm but market stays excited
04/16/2015 [-] US Treasury Japan overtakes China as top holder of securities
04/15/2015 [-] Kenya CMA to Ease Delisting At Securities Exchange
04/14/2015 [-] Former Idaho nuke executive to plead guilty to securities fraud
04/10/2015 [-] UPDATE 2-GF Securities soars in HK debut as margin lending, trading boom
04/10/2015 [-] GF Securities Rides High in Hong Kong Trading Debut
04/08/2015 [-] This Book Perfectly Captures All Your Insecurities About Dating
04/01/2015 [-] Advanced Micro Devices must face securities fraud lawsuit ruling
03/31/2015 [-] GF Securities Raises Billion
03/30/2015 [-] U.S. justices rebuff lawsuit against banks over Madoff Ponzi scheme
03/30/2015 [-] U.S. justices send ING securities case back to appeals court
03/28/2015 [-] KGI Securities slashes its target price on Acer shares
03/28/2015 [-] Citadel to Shut Down Dark Pool
03/25/2015 [-] Token Sales and The US' Impressionistic Securities Laws
03/25/2015 [-] Kenya CMA Raises Compensation for Investors in Discount Securities LTD
03/25/2015 [-] Winds of Change At Simonis Storm Securities
03/25/2015 [-] Justices Opinions may be basis for securities fraud suits
03/24/2015 [-] Supreme Court limits securities suits over deceptive comments
03/24/2015 [-] High court limits securities suits over deceptive comments
03/24/2015 [-] Land Securities sells Times Square, London property to Blackstone
03/23/2015 [-] Securities sector
03/23/2015 [-] Citi-linked China broker surges 44 pct in Shanghai debut after bln IPO
03/22/2015 [-] GF Securities Plans Hong Kong IPO
03/22/2015 [-] Corporate News Guarantee for mortgage-backed securities sought
03/21/2015 [-] Token Sales and The US' Impressionistic Securities Laws
03/21/2015 [-] HSBC sued by U.S. credit union group over mortgage-backed securities
03/20/2015 [-] Nigeria NSE Appoints Chapel Hill Securities Market Maker
03/19/2015 [-] Huntsville man pleads guilty to securities charge
03/12/2015 [-] FEP Egypt acquires majority share in White House Securities
03/06/2015 [-] 'I try to capitalise on the batsman's insecurities'
02/26/2015 [-] Kenya Nairobi Securities Exchange Plans to Launch Currency Futures
02/24/2015 [-] NT2.428 bil. income for securities firms in Taiwan
02/23/2015 [-] HK securities regulator in test case to wind-up China Metal Recycling
02/22/2015 [-] CEO of energy company sentenced for securities fraud
02/17/2015 [-] Nigeria NSE Restates Prohibition of Naked Securities Selling
02/17/2015 [-] Beaufort Securities Breakfast Alert AstraZeneca and Infinergy Resources
02/13/2015 [-] Border Securities Neglected
02/13/2015 [-] Bottom Fishers Play the Energy Angle
02/10/2015 [-] Nigeria 'Fixed Income Securities a Compelling Asset Class'
02/10/2015 [-] China's CITIC Sec says wealth management product in danger of default
02/10/2015 [-] Polar Securities piles in on Silver Bullion and Central GoldTrust
02/09/2015 [-] Oman Securities Market Gains 37.71 Points
02/03/2015 [-] Everbright Bids for Sun Hung Kai Unit
02/03/2015 [-] Beaufort Securities Breakfast Alert
01/30/2015 [-] Nigeria Securities Africa Unveils Real Trade, Assures of Adequate Security
01/30/2015 [-] Angola Parliament Approves Draft Financial Institutions, Code of Securities Laws
01/28/2015 [-] China's CITIC Securities profit up 115 percent in 2014
01/27/2015 [-] AEC Securities expects revenue surge from investment banking business
01/27/2015 [-] China's CITIC Securities posts 115 pct rise in net profit
01/27/2015 [-] Rick McCreary returns to TD Securities with experience on gold mining’s frontlines
01/27/2015 [-] Japan's Orix, PE firm bid for S.Korea's Hyundai Securities-source
01/24/2015 [-] Delayed law obstructs securities industry – SEC boss
01/24/2015 [-] Odisha chit fund scam Seashore Securities' director arrested
01/23/2015 [-] Founder Securities Chairman Out of Contact
01/22/2015 [-] Citicorp Securities Investment releases global economic outlook
01/22/2015 [-] Angola Opposition Needs Time to Analyze Bill On Securities
01/22/2015 [-] Guolian Securities Plans Hong Kong IPO
01/21/2015 [-] S&P settles with US, 2 states over mortgage securities
01/21/2015 [-] SP settles with US, 2 states over mortgage securities
01/21/2015 [-] S&P settles with US, 2 states over mortgage securities
01/20/2015 [-] China's CITIC Securities denies media allegations of insider trading
01/19/2015 [-] Gretai securities market hits eight-year high for daily turnover in 2014
01/19/2015 [-] Nomura Securities, riding Abenomics wave, lifts entry-level wages
01/19/2015 [-] UPDATE 1-Nomura Securities, riding Abenomics wave, lifts entry-level wages
01/19/2015 [-] Inflation remains low according to TD Securities
01/18/2015 [-] Securities firms' net profit rises 50% in 2014
01/16/2015 [-] Foreign holdings of US Treasury securities up
01/15/2015 [-] ICBC to sell bln of asset-backed securities memo
01/15/2015 [-] Beaufort Securities Breakfast Alert including Fox Marble
01/14/2015 [-] Commercial Mortgage-Backed Securities Make Comeback
01/13/2015 [-] Zimbabwe Resolutions Stall Companies Securities Depository Entry
01/12/2015 [-] 2 stock exchanges paying to settle SEC case on orders
01/12/2015 [-] 2 stock exchanges paying 14M to settle SEC case on orders
01/12/2015 [-] Saudi banks' investments in govt securities hit SR277bn
01/10/2015 [-] StanChart Securities starts retrenchment process in India
01/09/2015 [-] NH firm agrees to pay in securities settlement
01/09/2015 [-] Firm agrees to pay in securities settlement
01/08/2015 [-] Finance Banks to report on securities trading licenses
01/06/2015 [-] Beaufort Securities Breakfast Alert including Rose Petroleum
01/04/2015 [-] Kenya Eabl Dominates At Nairobi Securities Exchange
01/03/2015 [-] Will 2015 finally be the year of the national securities regulator?
12/30/2014 [-] Monex Fined Over Securities Sales
12/30/2014 [-] Egypt- 378 complaints against securities companies FSA head
12/30/2014 [-] Nigeria NSE Woos Firms to List on Alternative Securities Market
12/29/2014 [-] Nigeria NSE N441.25 Billion Worth of Securities Traded in Third Quarter
12/29/2014 [-] Credit Suisse vows to fight New York mortgage securities case
12/29/2014 [-] UPDATE 1-Guosen Securities jumps 44 pct in Shenzhen debut after bln IPO
12/29/2014 [-] Guosen Securities shares jump in Shenzhen debut after bln IPO
12/24/2014 [-] Wells Fargo sued over mortgage securities
12/24/2014 [-] California man arrested for alleged AL securities violations
12/20/2014 [-] Europe Securities Regulator Drops Stock-Research Proposal
12/15/2014 [-] Foreign holdings of US Treasury securities slip
12/12/2014 [-] Amaya Gaming under investigation by Quebec securities regulator
12/12/2014 [-] Putting more heat on TVA Unhappy shareholders want securities regulator involvement
12/11/2014 [-] Guosen Kicks Off Billion IPO
12/11/2014 [-] Congress could enact rollback of Dodd-Frank limits on derivatives
12/10/2014 [-] Laurentian Bank taps veteran securities regulator to join board
12/08/2014 [-] Angola Angola All in Place to Start With Negotiations of Public Debt Securities
12/07/2014 [-] Angola Angola Installation of Negotiations of Public Debt Securities Platform Concluded
12/04/2014 [-] Beaufort Securities Breakfast Alert including International Greetings plc
12/04/2014 [-] Southern Africa How the ANC and Swapo Exploit African Insecurities to Stay in Power
12/04/2014 [-] China's Haitong Securities in talks to buy Banco Espirito Santo unit
12/03/2014 [-] Ex-NY Islanders co-owner gets 10 years prison for securities fraud
12/03/2014 [-] Former Islanders co-owner gets 10 years in prison
12/03/2014 [-] Angola CMC Joins International Organization of Securities Commissions
12/01/2014 [-] China probes senior official from securities regulator for graft
11/29/2014 [-] Canada taking baby steps to create national securities regulator
11/26/2014 [-] Africa NSE CEO Elected President of African Securities Exchanges Association
11/26/2014 [-] RTI Act remains in limbo for securities market
11/24/2014 [-] Finance Ministry Reopens 7-Year Issue of EUR-Denominated Govt Securities
11/21/2014 [-] ECB launches programme to buy asset-backed securities
11/18/2014 [-] Foreign holdings of US Treasury securities decline
11/18/2014 [-] RBC Dominion Securities gains two veteran Richarson/GMP brokers
11/17/2014 [-] Wedbush Securities Funds Buttercoin in First Bitcoin Investment
11/14/2014 [-] Oman Securities Market Gains 34.97 Points
11/12/2014 [-] Huatai Picks Banks for IPO
11/10/2014 [-] Bitcoin head charged in US securities case
11/06/2014 [-] Feds announce first bitcoin securities fraud case
11/06/2014 [-] UPDATE 1-Texan charged in first bitcoin securities fraud Ponzi case
11/06/2014 [-] N.C. teen charged with felony securities fraud
11/06/2014 [-] Texan charged in first bitcoin securities fraud Ponzi case
11/06/2014 [-] Feds announce 1st bitcoin securities fraud case
11/06/2014 [-] US announces 1st bitcoin securities fraud case
11/06/2014 [-] B.C. Securities Commission hands down fine for fraud
11/04/2014 [-] Ghana Securities and Exchange Commission Holds Quiz On Capital Market
10/29/2014 [-] Ex-Islanders co-owner may try to withdraw plea
10/28/2014 [-] Finansia Syrus Securities eyes Asean expansion
10/23/2014 [-] Financial securities players happy with sector regulation
10/17/2014 [-] Nigeria Stop Technical Suspension On Listed Securities, SEC Tells NSE
10/16/2014 [-] Foreign holdings of US Treasury securities climb
10/15/2014 [-] U.S. SEC approves securities arbitration fraud intervention rule
10/14/2014 [-] G20 watchdog toughens up new rule for securities financing
10/14/2014 [-] India Regulator Bars DLF From Securities Markets
10/10/2014 [-] Calgary audience hears case against a national securities regulator
10/09/2014 [-] PEI joins push for national securities regulator, fifth province to sign on to plan
10/08/2014 [-] Angola Securities Market Academy Launched
10/01/2014 [-] Nairobi Securities Exchange picks acting boss
09/29/2014 [-] U.S. top court, in reversal, dismisses IndyMac securities case
09/29/2014 [-] Asia Plus Securities
09/29/2014 [-] ANZ sells Vietnam securities firm stake
09/25/2014 [-] CMC Promotes Academy of Securities Market
09/24/2014 [-] Zimbabwe More Securities to Trade Electronically on ZSE
09/24/2014 [-] Samsung Securities says Samsung phones have ‘lost appeal’
09/23/2014 [-] FSC to hold securities firms accountable for media leaks
09/22/2014 [-] Indonesian securities depository working with Korea to develop mutual fund
09/19/2014 [-] Oman Securities Market Index Rises 7 Points
09/17/2014 [-] CMSA Gets UK Partner to Boost Capital Market, Securities Expertise
09/16/2014 [-] Foreign holdings of US Treasury securities dip
09/16/2014 [-] Amended securities law set for Dec
09/15/2014 [-] Uganda Activity at Uganda Securities Exchange Picks Up
09/14/2014 [-] Securities companies' net profit flies high in August
09/12/2014 [-] Oman Securities Market Index Loses 2 Points
09/09/2014 [-] Nigeria Securities and Exchange Commission Has No Profit Since 2009'
09/08/2014 [-] Securities firms optimistic about technology sector
09/08/2014 [-] Jim Prentice could alter dialogue on federal-provincial securities regulator
09/08/2014 [-] State bans St. Louis mother-son securities' team
09/08/2014 [-] Securities houses upbeat despite tougher market
09/02/2014 [-] UPDATE 1-Chile securities regulator levies mln fine in SQM probe
09/02/2014 [-] Korean Investments in Foreign Securities Hit Billion
08/30/2014 [-] Tax revenues from securities trading hit NT54.1 bil.
08/28/2014 [-] SEC adopts securities rules
08/27/2014 [-] SEC adopts rules on loan-backed securities
08/27/2014 [-] SEC Wants More Detail on Loans Backing Securities
08/26/2014 [-] Nairobi Securities Exchange's profit jumps
08/21/2014 [-] Bank of America in record US16.65-billion settlement with U.S. over troubled mortgage-backed securities
08/20/2014 [-] BofA reaches settlement in mortgage-backed securities case
08/19/2014 [-] India's holdings of US securities touch 1-year high of
08/15/2014 [-] Miller Energy looks to settle securities lawsuit in Tennessee
08/14/2014 [-] Ontario Court of Appeal blocks securities class action against BP
08/14/2014 [-] 'Red fire' securities and banking case back at Taiwan High Court
08/13/2014 [-] FHFA Maps Single Fannie, Freddie Security
08/08/2014 [-] Pistorius Lawyer Stresses Insecurities
08/07/2014 [-] Kenya SBG Securities Launches Online Share Trading Platform
08/07/2014 [-] BofA reportedly in settlement over toxic loan securities
08/06/2014 [-] U.S. securities class actions trending lower this year
08/06/2014 [-] Restrict banks’ investment in gov’t securities Analyst
08/04/2014 [-] Demand for Govt Securities Falls Slightly
08/02/2014 [-] JPMorgan reaches proposed billion mortgage securities deal for most trusts
08/01/2014 [-] Citi says SEC has closed probe of mortgage bonds
08/01/2014 [-] Hong Kong securities watchdog to clamp down on 'dark pools'- sources
07/31/2014 [-] 1,500 jobs open in securities industry
07/26/2014 [-] Macquarie Securities bullish on TPK shares after stock falls
07/25/2014 [-] Consultant Deems Economy Without Securities Market Legislation 'Vulnerable'
07/25/2014 [-] Securities Must Reflect Country's Growth
07/24/2014 [-] Now Arcan securities’ holders get to have their say
07/24/2014 [-] Monica Kowal takes on vice-chair role at Ontario Securities Commission
07/23/2014 [-] RBI cancels registration certificate of Dectsche Securities
07/22/2014 [-] Nigeria Firms Register Securities With SEC
07/21/2014 [-] Sino-Forest CFO fined and banned from boards in settlement with Ontario Securities Commission
07/20/2014 [-] Taiwan securities firms' net profits down by more than 17% in June TWSE
07/20/2014 [-] More hybrid securities expected on stricter capital rules S&P
07/17/2014 [-] Cathay Securities pretax profit doubles in first 6 months of the year
07/17/2014 [-] India raises exposure to US govt securities at bln in May
07/16/2014 [-] UPDATE 3-Nowotny not sure ECB's plan for asset-backed securities would fly
07/14/2014 [-] Citi says to pay billion to settle securities investigation
07/14/2014 [-] UPDATE 1-Citi to pay bln to settle securities investigation
07/14/2014 [-] Citi says to pay bln to settle securities investigation
07/12/2014 [-] Rick Meslin, former head of UBS Securities Canada, lands at Wells Fargo
07/10/2014 [-] Pressure mounts on holdout provinces to join national securities regulator
07/09/2014 [-] Muscat Securities Market index ends higher
07/09/2014 [-] SCB Securities expects AUM to pass Bt1 tn this quarter
07/08/2014 [-] Joe Oliver to announce more provinces to join national securities regulator
07/04/2014 [-] SEC bans Connecticut resident from securities
07/02/2014 [-] Kenya CBK Takes Tsavo Securities to Court Over Sh50 Million Bonds
07/01/2014 [-] Securities Firms Amherst, Pierpont to Merge
07/01/2014 [-] Nigeria SEC Urged to Stop Selling, Buying of Securities At Black Markets
06/30/2014 [-] Securities Ruling Is a Mixed Bag
06/29/2014 [-] Daiwa Securities ups target price on TSMC shares
06/27/2014 [-] Nigeria NASD PLC Calls for Enforcement of Securities Rules
06/26/2014 [-] China Merchants Securities gets UK nod for commodity risk business
06/26/2014 [-] UPDATE 3-New York AG slaps Barclays with securities fraud suit
06/26/2014 [-] Barclays hit with securities fraud suit in New York over ‘dark pools’ trading
06/26/2014 [-] New York AG slaps Barclays with securities fraud suit
06/24/2014 [-] DealBook Supreme Court Tinkering With Securities Class Actions
06/23/2014 [-] Supreme Court raises bar for securities class-action cases
06/23/2014 [-] UPDATE 3-U.S. top court adds limit to securities class actions
06/23/2014 [-] Court raises bar for securities class-action cases
06/23/2014 [-] Court raises bar for securities class action cases
06/23/2014 [-] Securities Sector
06/22/2014 [-] United Securities bags Thomson Reuters award
06/20/2014 [-] BofA must face mortgage-securities fraud lawsuits
06/20/2014 [-] Top China Stock Analyst Investigated
06/19/2014 [-] Exempt market players failing to follow the rules, B.C. Securities Commission says
06/19/2014 [-] Pantene to Women Feel Insecure About Your Insecurities
06/19/2014 [-] BlackRock, Pimco sue over billions in mortgage securities losses
06/18/2014 [-] Muscat Securities Market reconstitutes Shariah Index
06/17/2014 [-] Land Securities on target with CO2 reductions despite 'broadly static position'
06/17/2014 [-] Canada securities watchdog warns of medical marijuana scams
06/15/2014 [-] Securities companies see their net profit soar last month
06/14/2014 [-] Report Port agency faces Securities bridge probe
06/11/2014 [-] Jih Sun Securities launches warrant trading mobile app
06/11/2014 [-] ECB Sees Benefits of Asset-Backed Securities
06/11/2014 [-] Alberta holds out on plan for national securities regulator — for now
06/10/2014 [-] Saudi bank investments in government securities climb to SR288bn
06/10/2014 [-] Joe Oliver says national securities regulator could become reality by fall 2015
06/07/2014 [-] Chinese Brokerage Plans IPO
06/05/2014 [-] ETF Securities joins LME with silver fix plan
05/30/2014 [-] Man conned 4 Utahns out of securities commission says
05/28/2014 [-] Securities Data for Whole Africa
05/26/2014 [-] Government to prioritize issuing securities to cover deficit
05/21/2014 [-] EU watchdog to kick off biggest revamp of securities markets
05/20/2014 [-] U.S. regulator awards to whistleblower for tip on securities violations
05/20/2014 [-] Bulgaria, Macedona, Croatia Set Up Joint Securities Trade Company
05/19/2014 [-] FII flows in debt securities seen picking up on stable govt
05/16/2014 [-] CPLP Securities Sector Entrepreneurs Discuss Businesses
05/15/2014 [-] TX man charged with securities fraud in Madison Co.
05/15/2014 [-] Capital Market Commission Promotes Conference On Securities Investment Fund
05/15/2014 [-] Land Securities to stop building speculatively as NAV jumps
05/05/2014 [-] Securities Stop Sanusi Lamido's Trip to France
05/02/2014 [-] GF Securities Plans Hong Kong IPO
05/01/2014 [-] Co-operative securities regulator progress made ‘behind the scenes,’ Joe Oliver says
04/29/2014 [-] China's CITIC Securities posts 34.4 pct rise in Q1 profit
04/25/2014 [-] U.S. money manager pleads guilty in long-running fraud case
04/24/2014 [-] GM says securities regulators are probing recall
04/23/2014 [-] CMC Presents New Bills Relating to Securities Market Functioning
04/23/2014 [-] SBI to lend mn, redeem securities worth mn
04/23/2014 [-] Three Chinese Securities Firms File IPO Plans
04/22/2014 [-] Texas businessman Wyly takes stand in million securities trial
04/18/2014 [-] Securities firms see 75% profit increase in Q1
04/18/2014 [-] American Securities Puts Prison-Phone Operator GTL on Block
04/17/2014 [-] Man to plead guilty in Disney insider info case
04/16/2014 [-] BofA in Settlement Talks Over Mortgage Securities
04/16/2014 [-] FGIC, BofA settle litigation over mortgage-backed securities
04/16/2014 [-] Citi Names Head of Asia Markets and Securities Services
04/14/2014 [-] TSMC to see 20% growth in Q2 Nomura Securities
04/14/2014 [-] Nigeria Lead Securities Boost Trading, Unveils Online Trading Platform
04/14/2014 [-] Kenya Troubled Tsavo Securities Bows Out of Scene
04/12/2014 [-] Securities firms see profits rise in March by more than 10 percent
04/12/2014 [-] MediaTek's second quarter sales to rise 4% Daiwa Securities
04/11/2014 [-] ECB platform, EU law to 'revolutionise' securities settlement
04/09/2014 [-] Securities firms' net profits rise over 176%
04/08/2014 [-] Securities Exchange Nears Demutualisation
04/08/2014 [-] UPDATE 1-Citi to settle legacy securities claims, incur mln charge
04/08/2014 [-] Citi to settle legacy securities claims, incur million charge
04/07/2014 [-] Citi to settle legacy securities claims, incur mln charge
04/07/2014 [-] Fed gives banks 2 more years on risky securities
04/07/2014 [-] Citigroup to pay to settle investor claims
04/07/2014 [-] ECB's Mersch Urges Rethink on Regulation of Asset-Backed Securities
04/04/2014 [-] Would Alberta’s alternative plan to a national securities watchdog work?
04/03/2014 [-] Police Ask Innopac CEO to Aid Securities Probe
03/30/2014 [-] Poll effect Suspected securities deals under scanner
03/29/2014 [-] Despite ongoing protests, no market crash forecast securities consultants
03/28/2014 [-] China securities regulator says to improve rules for QFII scheme
03/28/2014 [-] Uganda Trading in Securities
03/28/2014 [-] Judge rules Goldman must face lawsuit over mortgage securities
03/28/2014 [-] Ontario Securities Commission may get teeth, but it needs bite
03/27/2014 [-] Securities offering will help Wheeler buy 3 centers
03/27/2014 [-] U.S. securities class-action settlements rebound, may not last
03/26/2014 [-] Pearl securities firm head indicted
03/25/2014 [-] SEC probes banks and companies in loan securities dealings WSJ
03/25/2014 [-] SEC probes banks and companies in loan securities dealings WSJ
03/22/2014 [-] Ontario Securities Commission enforcement leads to tripling of jail time
03/20/2014 [-] Development Goes Through Securities Market As Well Economist
03/18/2014 [-] Quebec securities regulator seeks compromise with provinces on takeover rules
03/14/2014 [-] Report US Tech Titans Making Bank From Offshore US Treasury Securities
03/12/2014 [-] Ontario Securities Commission gains a potent weapon with new no-contest policy
03/11/2014 [-] Jet deal Etihad rejects securities law violation
03/11/2014 [-] Oklahoma CEO faces lifetime securities ban, fine in case
03/09/2014 [-] SMC set for public offer of mortgage-backed securities
03/07/2014 [-] Kenya High Appetite for Big Caps At the Securities Exchange
03/07/2014 [-] Kenya SBG Securities to Link Share Trade to All Global Markets
03/06/2014 [-] Securities firms optimistic about OSUs
03/06/2014 [-] Court weighs securities fraud case changes
03/06/2014 [-] Justices Weigh Precedent on Securities Suits
03/05/2014 [-] Court weighs class-action securities suits change
03/05/2014 [-] Court weighs securities fraud class-action cases
03/04/2014 [-] JPMorgan pays mn to settle on mortgage securities
03/03/2014 [-] Nigeria Futureview Securities Ranked Among Top Stockbroking Firms
02/28/2014 [-] Securities regulators move to keep people from ‘investing more than they can afford’
02/27/2014 [-] Securities Class Action Endangered Species?
02/27/2014 [-] AEC Securities eyes inroads into neighbours
02/26/2014 [-] UPDATE 1-Yuanta Financial to bid for South Korea's Tongyang Securities
02/22/2014 [-] Credit Suisse admits US securities wrongs, pays fine
02/22/2014 [-] China to streamline securities watchdog in efficiency drive
02/22/2014 [-] FSC to assist securities firms in expanding overseas
02/19/2014 [-] Muscat Securities Market index rises
02/19/2014 [-] Opsens’ first offering issues two lots of securities
02/19/2014 [-] Kakao Close to Signing Morgan Stanley, Samsung Securities as Advisers for IPO
02/19/2014 [-] CBFS holds training for companies operating in securities
02/17/2014 [-] UPDATE 1-UBS Securities to buy controlling stake in China futures broker
02/14/2014 [-] UPDATE 1-Ex-Everbright Securities exec sues China securities regulator
02/11/2014 [-] Indian-origin person appointed co-head of Goldman's securities
02/11/2014 [-] Goldman Sachs Names Co-Head of Securities Division
02/07/2014 [-] Govt Securities Remain Attractive to Investors
02/07/2014 [-] Senior corporate finance and securities lawyer joins Lawson Lundell
02/07/2014 [-] Phatra Securities forecasts Thai GDP at 2.8 per cent
02/06/2014 [-] Qatar- QFMA signs pact for securities numbering
02/05/2014 [-] U.S., defense attorneys spar over Chinese reverse merger case
02/03/2014 [-] Vt. native to return as deputy securities chief
02/01/2014 [-] Dubai Financial Market issues Securities Lending and Borrowing rules
02/01/2014 [-] American Securities Shopping Healthy Directions
01/31/2014 [-] NY judge OKs Bank of America settlement
01/31/2014 [-] Qatari banks focus on debt securities
01/28/2014 [-] Alberta’s securities watchdog warns of investment scheme ‘victimizing investors a second time’
01/28/2014 [-] U.S. securities class actions rise in 2013
01/27/2014 [-] Edgecrest Capital set for major expansion as it acquires Stonecap Securities
01/27/2014 [-] Securities Lawsuits Rise
01/21/2014 [-] Top securities litigator Laura Paglia joins BLG
01/20/2014 [-] Securities firms see rise in 2013 net profit
01/17/2014 [-] Securities lawyer Neil Gross named to champion investors’ rights at helm of FAIR
01/16/2014 [-] Govt appoints two securities firms to study Pertamina, PGN merger
01/16/2014 [-] Daiwa Securities upgrades TSMC outlook
01/15/2014 [-] EU reaches deal on sweeping securities reform
01/13/2014 [-] Bulgaria Launches New Issue of 10.5-Year Govt Securities
01/13/2014 [-] CDA services transactions in foreign securities
01/10/2014 [-] Delayed law holding back securities industry
01/10/2014 [-] Trial of CEO indicted for securities fraud set for Oct.
01/03/2014 [-] Bulgarian Govt to Issue Securities worth BGN 900 M in January
01/02/2014 [-] Securities firms see dimmer outlook for this year
12/31/2013 [-] Central Securities Depository to start operations next year
12/28/2013 [-] Wells Fargo ordered to buy back securities worth mln
12/26/2013 [-] Debt securities remain sound investment in 2014, analysts say
12/25/2013 [-] Political unrest major risk to investors if unresolved, securities analysts warn
12/21/2013 [-] Broker Bambi Holzer Barred From Securities Industry
12/21/2013 [-] Wall Street watchdog bars Beverly Hills securities broker
12/20/2013 [-] U.S.1 Trillion Market Capitalisation NSE Pledges Support for GTI Securities Trading Floor
12/20/2013 [-] Demand for Govt Securities Seen Falling
12/20/2013 [-] UPDATE 1-New securities watchdog targets corporate fraud in Hong Kong
12/20/2013 [-] New securities watchdog targets corporate fraud in Hong Kong
12/19/2013 [-] Silvercorp short seller accused of fraud by securities watchdog
12/19/2013 [-] Daiwa Securities increases target price on MediaTek
12/18/2013 [-] US sues Credit Suisse over mortgage securities
12/18/2013 [-] NJ sues Credit Suisse over mortgage securities
12/18/2013 [-] New Jersey sues Credit Suisse over mortgage securities
12/18/2013 [-] India's holding in US govt securities rises to 59.9 bn
12/17/2013 [-] Securities brokerage profits drop near 60% in November
12/17/2013 [-] Regional Securities Markets Plan Ahead
12/17/2013 [-] Foreign holdings of US Treasury securitiesincrease in Oct.
12/11/2013 [-] China legislature drafting reforms on securities, futures
12/05/2013 [-] Dentons deepens corporate finance and securities practice
12/04/2013 [-] State orders Indiana State Teachers Association, NEA to repay schools in securities fraud settlement
12/04/2013 [-] EU to hold marathon talks on new securities law
12/02/2013 [-] Azeri c.bank to buy securities on the Asian markets
12/02/2013 [-] SEC bans NH man from securities business
11/30/2013 [-] Finally, RBI to issue inflation-indexed saving securities
11/28/2013 [-] Cullman businessman sentenced for securities fraud
11/27/2013 [-] PetroChina faces US securities complaint
11/27/2013 [-] Hewlett-Packard, CEO Whitman ordered to defend securities class action
11/25/2013 [-] CBB Sukuk Al-Salam Securities oversubscribed by 102
11/22/2013 [-] 11.22.13 A ‘non’ to a national securities regulator
11/22/2013 [-] Bethany man found guilty of securities fraud after new trial
11/22/2013 [-] Quebec business community ramps up calls to cancel national securities regulator plans
11/22/2013 [-] Securities fraud suspect out on million bond
11/19/2013 [-] Securities Authority fines Africa-Israel NIS 5m for insider trading
11/16/2013 [-] Daiwa Securities raises target price on Hiwin
11/16/2013 [-] JPMorgan Chase reaches settlement over mortgage-backed securities
11/16/2013 [-] JPMorgan says reaches billion settlement with investors on mortgage-backed securities
11/15/2013 [-] National Steel Car Corp. CEO indicted for securities fraud
11/15/2013 [-] U.S. justices to hear Halliburton securities class action
11/15/2013 [-] Steps to broaden govt securities' market in coming weeks Rajan
11/14/2013 [-] Fitch Europe Investors See Challenges for Basel III Securities
11/14/2013 [-] Global securities investment value up 11 in 2012
11/13/2013 [-] BRIEF-Chinas Soochow Securities gets regulatory approval for bonds issue worth 3 bln yuan
11/13/2013 [-] Global securities investment value up 11% in 2012
11/13/2013 [-] SP Dow Jones gives Emirates Securities Markets emerging market status
11/13/2013 [-] SP Dow Jones elevate Emirates Securities Markets status
11/12/2013 [-] Land Securities says 'Walkie Scorchie' issue not deterring occupiers
11/12/2013 [-] Land Securities says tenants not deterred by Walkie Scorchie problem
11/11/2013 [-] BRIEF-Chinas Sealand Securities to place 537.59 mln shares for 6.28 yuanshr
11/11/2013 [-] Fitch Rates UOBs Basel III Tier 1 Capital Securities BBB
11/10/2013 [-] Oman Muscat Securities Market Index Gains 27.22 Points in October
11/09/2013 [-] Dutch pension funds sell off securities
11/08/2013 [-] RBS unit fined mn over mortgage securities
11/07/2013 [-] RPT-Fitch publishes Petercam Securities Real Estate Europe strong fund quality rating
11/07/2013 [-] BRIEF-CITIC Securities key business posts total Oct net profit of 163.3 mln yuan
11/05/2013 [-] Market securities firms safeguard Q3 profits
11/01/2013 [-] BRIEF-ING Dutch state agree securities deal
11/01/2013 [-] Asia Plus Securities set to cut 2013-14 earnings estimates for several groups
11/01/2013 [-] US Federal Reserve To Continue Buying Securities
10/30/2013 [-] BRIEF-Chinas Founder Securities 9-mth net up 57.3 pct at 838.4 mln yuan
10/30/2013 [-] Ally settles U.S. regulators' mortgage securities claims
10/30/2013 [-] FMA wants better offer documents as securities law overhaul looms large
10/30/2013 [-] SAC to Plead Guilty to Securities Fraud
10/30/2013 [-] State green-lights VNs first securities merger
10/29/2013 [-] BRIEF-Huatai Securities 9-mth net profit up 37.9 pct at 1.9 bln yuan
10/28/2013 [-] BRIEF-China Merchants Securities 9-mth net profit up 30 pct yy at 1.58 bln yuan
10/26/2013 [-] JPMorgan paying to resolve US claims over mortgage securities sold to Fannie, Freddie
10/26/2013 [-] JPMorgan pays billion securities settlement to Fannie, Freddie
10/26/2013 [-] JPMorgan paying in over mortgage securities
10/25/2013 [-] BRIEF-Chinas Hong Yuan Securities Q3 profit up 41 pct
10/25/2013 [-] UPDATE 1-China securities watchdog says conditions ripe for commodity options
10/24/2013 [-] Israeli policymakers condemn campaign against securities regulator
10/24/2013 [-] Securities Market With Legal Framework
10/24/2013 [-] Securities Authority opens fraud probe into Alfa Platinum
10/24/2013 [-] DOJ probes nine banks on mortgage-backed securities FT
10/23/2013 [-] Beverly Hills securities broker target of Wall Street complaint
10/23/2013 [-] Miss. gets for securities violation
10/23/2013 [-] India trims exposure to US govt securities at billion
10/22/2013 [-] RPT-Fitch Unclear if Japanese Securities Firms Can Sustain Earnings Growth
10/21/2013 [-] JPMorgan to settle mortgage securities probes for record
10/21/2013 [-] JPMorgan settlement over mortgage securities may be the biggest
10/20/2013 [-] AP source JPMorgan would pay under tentative deal over mortgage-backed securities
10/19/2013 [-] Brazil securities watchdog suspends Ser Educacional IPO
10/18/2013 [-] Maybank Kim Eng unit the first 100 foreign-owned securities firm in Vietnam
10/17/2013 [-] Canadian securities regulators to ramp up oversight of auditors
10/17/2013 [-] Moody's Credit amnesty negative for securities
10/17/2013 [-] Maybank Kim Eng Vietnam to be first 100 foreign owned securities company
10/16/2013 [-] Former MetLife Citigroup advisors banned three securities firms fined
10/16/2013 [-] BRIEF-China Merchants Securities plans A-shr placement to raise up to 12 bln yuan
10/15/2013 [-] Deutsche Bank facing securities action – EXCLUSIVE
10/15/2013 [-] Australian Securities Exchange Approves Primero’s Request to Delist
10/14/2013 [-] BRIEF-Chinas Ping An says regulator to confiscate securities units income related to Wanfu IPO
10/14/2013 [-] Ping Ans securities unit fined by China regulators
10/14/2013 [-] BRIEF-China Everbright Securities Sept net profit 111 mln yuan
10/12/2013 [-] Russia to stay with U.S. securities
10/12/2013 [-] China probes three Guosen Securities executives paper
10/12/2013 [-] China probes three Guosen Securities executives paper
10/11/2013 [-] Prepared for afternoon sell-off Asia Plus Securities
10/11/2013 [-] Nigeria Nigeria Issues N132 Billion Securities
10/11/2013 [-] BRIEF-Chinas Soochow Securities gets nod to issue up to 3 bln yuan bonds
10/11/2013 [-] Prepared for afternoon sell-off Asia Plus Securities
10/10/2013 [-] Agnico Eagle Mines Limited securities class action
10/10/2013 [-] Fitch Trends point to rise in Canadian commercial mortgage-backed securities
10/10/2013 [-] US securities regulators on the prowl for rule breakers big and small
10/10/2013 [-] NJ sues securities rating firm over practices
10/09/2013 [-] Securities regulatory mechanism works well
10/08/2013 [-] 6-year vet Naylor resigns as Ind. securities chief
10/07/2013 [-] Bursa Securities queries Sersol over share price plunge as RM118m wiped out
10/07/2013 [-] Securities Case to Open High-Court Term
10/05/2013 [-] Daiwa Securities raises 6-month TAIEX target to 8,800
10/05/2013 [-] ‘Million Dollar Listing’ star Josh Flagg calls out Altman’s insecurities
10/05/2013 [-] Daiwa Securities raises 6-month TAIEX target to 8800 points
10/05/2013 [-] ‘Million Dollar Listing’ star Josh Flagg calls out Altman’s insecurities?
10/04/2013 [-] Bourse Bans OTC Trading of Two Securities Companies
10/04/2013 [-] Attorney hit with 21-count securities fraud indictment
10/04/2013 [-] Heather Graham Talks Personal Insecurities with Women’s Health
10/03/2013 [-] Saudi invests USD0.51 trillion in foreign securities
10/03/2013 [-] Saudi investments in foreign securities hit SR1.92 trillion
10/02/2013 [-] Primero Announces Intention to Delist From the Australian Securities Exchange
10/02/2013 [-] SSC Acquires Bermuda Fund Administrator Specializing In Insurance Linked Securities
10/02/2013 [-] Whistle-blower gets from U.S. securities regulator
10/02/2013 [-] Whistle-blower gets 14M from U.S. securities regulator
09/30/2013 [-] Real Estate Securities Fund Delisted From BSX
09/30/2013 [-] Dutch pension funds sell off securities
09/30/2013 [-] Australia Inflation Forecast +2.1 In September TD Securities
09/30/2013 [-] TD Securities-Melbourne Institute gauge shows inflation remains low leaving room for a rate cut
09/28/2013 [-] Securities Commission in IOSCO signing
09/27/2013 [-] China to allow banks to sell billion of asset-backed securities sources
09/27/2013 [-] China to allow banks to sell billion of asset-backed securities sources
09/27/2013 [-] MA Securities targets KLCI to reach 1780 year-end
09/27/2013 [-] Citic Securities plans China's first real estate securitisation
09/27/2013 [-] Drake Wrestles Insecurities on New Album
09/26/2013 [-] Drake Battles Insecurities on New Album
09/26/2013 [-] ‘RHONJ’ star Melissa Gorga’s insecurities almost ruined marriage
09/26/2013 [-] Haitong Securities to Buy Leasing Business From TPG
09/26/2013 [-] China policy bank sells first asset-backed securities to strong demand
09/24/2013 [-] Close Brothers expects IPO activity to boost securities business
09/24/2013 [-] UPDATE 1-Close Brothers expects IPO activity to boost securities business
09/24/2013 [-] Broker sues Securities Commission
09/24/2013 [-] CBB Sukuk Al-Salam securities fully subscribed
09/23/2013 [-] Finance ministers meet Monday to debate securities regulator
09/22/2013 [-] NH Bureau of Securities offering talk about fraud
09/21/2013 [-] Capital TRUST Securities Clarifies
09/20/2013 [-] JPMorgan admits it broke securities laws in London Whale case
09/20/2013 [-] UPDATE 1-Canada to set up securities regulator with Ontario B.C.
09/20/2013 [-] Quebec reacts to securities regulator deal
09/20/2013 [-] Securities regulator deal opposed by Quebec Alberta
09/19/2013 [-] Canadas Flaherty to make announcement on securities official
09/19/2013 [-] Feds B.C. and Ontario agree to establish co-operative securities regulator
09/19/2013 [-] Fed caused unnecessary pain with taper caper MA Securities
09/18/2013 [-] Sembcorp Salalah share offer attractive United Securities
09/18/2013 [-] Beijing buys more US Treasury securities
09/17/2013 [-] Signals of a more mining friendly Peru Kallpa Securities
09/17/2013 [-] China to expand margin trading and short-selling programme
09/12/2013 [-] Securities firms, others ordered to report on off-market deals
09/11/2013 [-] Securities Commission charges 2 ex-Silver Bird directors
09/11/2013 [-] U.S. government selling last of its Citigroup bailout securities
09/10/2013 [-] Securities Authority recommends indictment for IDB’s Dankner
09/09/2013 [-] Cash Dividend On The Way From Bank of Americas Trust Preferred Securities
09/09/2013 [-] Emirates NBD Securities announces first winner of its Summer Trading Promotion
09/09/2013 [-] Wasting our taxes
09/08/2013 [-] Securities forum kicks off
09/06/2013 [-] South Africa Stock Exchange Ranked 1 in Regulation of Securities Exchanges
09/06/2013 [-] South Africa Stock Exchange Ranked #1 in Regulation of Securities Exchanges
09/05/2013 [-] Fitch Affirms America Movils IDRs at A Rates Hybrid Securities BBB+
09/05/2013 [-] Deutsche Bank facing securities action – EXCLUSIVE
09/04/2013 [-] J.Lo reveals insecurities about singing and love life
09/04/2013 [-] Bursa Securities raps Bintai Kinden directors imposes RM150000 fine
09/04/2013 [-] Jennifer Lopez reveals insecurities about singing and love life
09/04/2013 [-] Securities shares up on FSC measures to boost turnover
09/02/2013 [-] CMA Cracks Whip On Fraudulent Securities Sale
09/02/2013 [-] China Everbright Securities opens down 10 percent after senior execs resign
09/02/2013 [-] China Everbright Securities opens down 10 pct after senior execs resign
08/31/2013 [-] German Bunds Rise on Syria Tension Portuguese Securities Slide
08/31/2013 [-] China fines Everbright Securities over computer trading error
08/31/2013 [-] Trading in shares of China Everbright Securities suspended – exchange
08/30/2013 [-] Fitch Atribui Rating BBBsf a 1a Emissao de CRIs da Brazilian Securities Risco Alphaville
08/30/2013 [-] Registration revoked for securities cold caller 29 Aug 2013 153141 GMT
08/29/2013 [-] UPDATE 1-Kenyan shares extend slide investors eye debt securities
08/28/2013 [-] China facilitates overseas securities investment
08/26/2013 [-] Taiwan Miami securities exchanges sign MOU
08/24/2013 [-] Business Uhuru calls on SMEs to list at Securities Exchange
08/23/2013 [-] China’s Everbright Securities to replace president
08/23/2013 [-] FLASH FREEZENasdaq Temporarily Halts Trading on Securities
08/22/2013 [-] Trading halted on Nasdaq-listed securities
08/22/2013 [-] Haitong Securities says H1 net profit up 31.6 pct at 2.7 bln yuan
08/22/2013 [-] Everbright Securities president booted after fat-finger trades
08/22/2013 [-] Chinas Everbright Securities says to replace president
08/22/2013 [-] China's Everbright Securities says to replace president
08/21/2013 [-] NY attorney guilty of condo sales securities fraud
08/20/2013 [-] SC inks MoUs with EU securities regulators
08/20/2013 [-] China shares fall in choppy trade, Everbright Securities plunges
08/19/2013 [-] 2nd Saudi Securities Forum kick off 8 September in Riyadh
08/19/2013 [-] China Everbright Securities restricted from building new futures positions
08/18/2013 [-] Abu Dhabi Securities Exchange compliance rate reached 98.5
08/17/2013 [-] Conrad Black a no-show at Ontario securities hearing
08/16/2013 [-] Securities companies in Taiwan swing to profit in July
08/16/2013 [-] Dutch pension funds sell off securities
08/16/2013 [-] CSP takes over City Securities Registrars
08/16/2013 [-] Conrad Black faces Ontario securities hearing
08/15/2013 [-] Nigeria FCMB Divests From City Securities Ltd
08/14/2013 [-] Securities regulator alleges that purported Chicago-based investment firm committed fraud
08/13/2013 [-] Fitch Atribui Rating A-sf a Proposta de Emissao de CRIs da Brazilian Securities
08/12/2013 [-] Deutsche Bank names new heads of corporate banking and securities for Asia Pacific
08/09/2013 [-] Star Scientific says it believes Feds won’t prosecute company for securities transactions
08/08/2013 [-] Charles Street Securities to expand Israeli investments
08/08/2013 [-] Fitch Realiza Acoes de Rating em Oito Series de CRIs da Brazilian Securities
08/07/2013 [-] Wells Fargo securities lending trial goes to St. Paul jury
08/07/2013 [-] US sues Bank of America over mortgage securities leading to housing bust
08/07/2013 [-] UPDATE 2-U.S. accuses Bank of America of mortgage-backed securities fraud
08/07/2013 [-] U.S. Justice Department sues BofA over mortgage securities
08/07/2013 [-] U.S. Sues Bank Of America Over Mortgage-Backed Securities
08/07/2013 [-] U.S. Sues BofA Over Mortgage Securities
08/06/2013 [-] Bank of America accused of mortgage-backed securities fraud
08/06/2013 [-] UPDATE 1-U.S. accuses Bank of America of mortgage-backed securities fraud
08/06/2013 [-] Msian Govt Securities outflows may be cushioned by domestic liquidity
08/05/2013 [-] REFILE-UPDATE 2-Chinese broker buys Natixis commodities unit
08/04/2013 [-] Muscat Securities Market gains marginally
08/04/2013 [-] SEC revokes Bank of the Commonwealth securities
08/03/2013 [-] Trowers and Hamlins provides Islamic finance training to Jordan Securities Commission
08/03/2013 [-] Japan Securities Watchdog Seeks Record Fine
08/01/2013 [-] Fitch Eleva Rating da 280a Serie da 1a Emissao de CRIs da Brazilian Securities
08/01/2013 [-] Governor Appoints Kansas Securities Commissioner
08/01/2013 [-] U.S. SEC amends responsibility rules for broker-dealers
07/31/2013 [-] New U.S. Treasury securities on sale in January
07/31/2013 [-] New US Treasury securities on sale in January
07/31/2013 [-] Morgan Stanley settles securities case in NJ
07/30/2013 [-] Bursa Securities No suspension of Hong Leong Capital
07/26/2013 [-] Hedge fund SAC Capital charged with securities fraud
07/26/2013 [-] NYC man pleads guilty to securities fraud in NJ
07/25/2013 [-] Ex-Div Reminder for Bank of America Corp.s 7 Capital Securities
07/24/2013 [-] U.S. Weighs Charging SAC Hedge Fund With Securities Fraud
07/24/2013 [-] Fitch Eleva Rating da 79a Serie de CRIs da Brazilian Securities Para A-sf
07/24/2013 [-] Securities Commission signs MOUs with European regulators
07/23/2013 [-] Fitch Rates UOBs Basel III Tier 1 Securities Final BBB
07/22/2013 [-] CBB Sukuk Al-Salam Securities Oversubscribed by 304
07/21/2013 [-] Indian securities board cracks down on schemes
07/20/2013 [-] Deutsche Bank facing securities action – EXCLUSIVE
07/20/2013 [-] Miami faces securities fraud charges over bonds
07/19/2013 [-] Bursa Malaysia Securities reprimands Ng Kok Kiong for manipulative dealings
07/18/2013 [-] Fitch Affirms 3 Thai Securities Companies
07/18/2013 [-] Conrad Black bullish on upcoming Ontario securities hearing
07/17/2013 [-] UPDATE 1-London's Walkie-Talkie tower to open two-thirds full
07/17/2013 [-] Land Securities has pre-let more than half its Walkie-Talkie tower
07/17/2013 [-] Chinas Ping An Securities among those downgraded by regulator
07/16/2013 [-] Gold Coast Securities Supports Basic Schools With Textbooks
07/16/2013 [-] Uruguay files in SEC plans to sell up to 5 billion dollars in securities
07/15/2013 [-] Kenya Securities Market Heading to a New High
07/15/2013 [-] Fitch Rates UOBs Basel III Tier 1 Capital Securities BBB
07/15/2013 [-] Fitch Rates UOBs Basel III Tier 1 Capital Securities BBBEXP
07/14/2013 [-] Saudi market regulator says listed securities hit SR45.9bn
07/14/2013 [-] CMA Listed securities rise to SR 45.9 billion
07/14/2013 [-] Saudi market regulator says listed securities...
07/13/2013 [-] Conrad Black securities hearing set for Aug. 16
07/13/2013 [-] Saudi CMA Listed securities rise to SAR45.9bn
07/12/2013 [-] FSC proposes letting local securities firms expand their services
07/11/2013 [-] FSC unveils easing on securities issuance trading
07/11/2013 [-] DuPont Securities Switzerland Announces Appointment of David Deloitte-Piers as Director of Global Retail Accounts
07/11/2013 [-] Senior securities lawyers join Cassels Brock’s Vancouver office
07/10/2013 [-] Used car dealer target of lawsuit by Oklahoma securities regulators
07/09/2013 [-] Thomson Reuters suspends early data release amid securities probe
07/05/2013 [-] Bursa Securities queries Eastland after shares hit limit-up
07/03/2013 [-] Abu Dhabi Securities Exchange appoints Assistant Chief Executive
06/29/2013 [-] Dutch pension funds sell off securities
06/29/2013 [-] China securities regulator says market performance stabilising
06/27/2013 [-] Kenya I&M Bank Lists New Shares At the Securities Market
06/27/2013 [-] Fitch Upgrades Taiwans E.Sun Securities to A+
06/26/2013 [-] Fitch Approach to Rating Japanese FIs B3 Securities
06/26/2013 [-] Securities Commission Make private retirement scheme more accessible
06/26/2013 [-] Insider trading Sreesanthan wants 2 sections in Securities Commission Act declared unconstitutional
06/26/2013 [-] Securities Commission Make private retirement scheme more accessible
06/25/2013 [-] Insider trading Sreesanthan wants 2 sections in Securities Commission Act declared unconstitutional
06/25/2013 [-] CBBs Sukuk Al-Salam Securities Oversubscribed by 150
06/25/2013 [-] Somalia Private Securities Contributes to Insecurity in Mogadishu
06/25/2013 [-] Gaskin Securities fraud case could have been ‘dire’ for industry
06/24/2013 [-] CBB Sukuk Al-Salam Securities oversubscribed
06/23/2013 [-] Swift Transfer of securities between DFM and Kuwaits KSE
06/23/2013 [-] Lao Securities Exchange aiming for big boost in trade with more listings
06/23/2013 [-] Swift Transfer of securities between Dubai Financial Market and Kuwait Stock Exchange
06/21/2013 [-] TD Securities Перед рынками сырья маячат нисходящие риски
06/21/2013 [-] BRIEF-Land Securities to build 260 mln stg London office scheme
06/21/2013 [-] Bank of America Trust Originated Preferred Securities Shares Cross 7 Yield Mark
06/19/2013 [-] Germany Gets Bids for 6.14 Billion Euros of 10-Year Securities
06/19/2013 [-] Insurance-linked securities surpass 7 billion mark on BSX
06/18/2013 [-] Nigeria SEC Unveils 32 Securities As Collateral for Margin Loans
06/18/2013 [-] Securities Commission to host PRS exhibition
06/17/2013 [-] Qatar tightens cap on banks securities investments
06/16/2013 [-] Net outflow of foreign sales of US long-term securities at USD37.3b
06/16/2013 [-] Qatar tightens caps on banks' securities investment
06/16/2013 [-] Qatar tightens caps on banks securities investment
06/15/2013 [-] Dealing representative agrees to sanctions for illegally distributing securities
06/15/2013 [-] Securities regulator alleges fraud and making false statements to an investigator
06/14/2013 [-] Otkritie Securities стала владельцем 114059 акций ГК ПИК.
06/14/2013 [-] Saudi securities investment soars
06/13/2013 [-] Gearing up or down as securities industry consolidates
06/13/2013 [-] GMP Securities senior staff Hawkins, Ham depart from firm
06/12/2013 [-] Italian Banks Should Revamp Securities Units AlixPartners Says
06/12/2013 [-] Portugal Bonds Advance With Irish Debt as Greek Securities Drop
06/12/2013 [-] Developing market status next goal for UAE Abu Dhabi Securities Exchange head
06/11/2013 [-] CIBs CI Capital Securities Brokerage break LE 1 bln mark in May 2013
06/09/2013 [-] Deutsche Bank facing securities action – EXCLUSIVE
06/08/2013 [-] EBRD Azerbaijan State Committee for Securities discuss cooperation prospects
06/05/2013 [-] Diwanee closes a capital increase with MedSecurities Investments
06/05/2013 [-] Muscat Securities Market to launch Sharia compatible index
06/04/2013 [-] Securities regulator fails to help troubled investors
06/04/2013 [-] Bursa Securities queries DVM Tech over share price, volume spike
06/03/2013 [-] Nikkei hits 6-wk low securities realty bearish
06/03/2013 [-] Nikkei hits 6-week low; securities, real estate sectors in bear market
06/03/2013 [-] M&A Securities Scomi Group fair value 42 sen
06/03/2013 [-] MA Securities Scomi Group fair value 42 sen
05/30/2013 [-] India to ease regulations for securities borrowing lending
05/30/2013 [-] Citigroup settles US suit over mortgage securities
05/30/2013 [-] Securities group urges govt on gains tax
05/29/2013 [-] Citi settles U.S. suit over US3.5bil in mortgage securities
05/28/2013 [-] Citi settles U.S. suit over billion in mortgage securities
05/28/2013 [-] I don't let insecurities affect me Ranbir
05/27/2013 [-] ADS Securities brokers forex deal with Air Asia founder
05/26/2013 [-] Westhouse Securities Ugrades Shares In Amlin
05/25/2013 [-] ADS Securities signs MoU with Asian conglomerate Tune Group
05/25/2013 [-] Daiwa Securities expects MediaTek's May sales to plummet
05/25/2013 [-] Daiwa Securities expects MediaTeks May sales to plummet
05/24/2013 [-] Mongolias long-awaited securities law paves way for giant mine
05/23/2013 [-] Galaxy Securities debuts in Hong Kong
05/23/2013 [-] Shares of China Galaxy Securities Rise 6 on Debut
05/23/2013 [-] Flaherty says Ottawa to move ahead with single securities regulator plan even without provinces
05/22/2013 [-] China Galaxy Securities Soars on Hong Kong Debut
05/22/2013 [-] Fitch Realiza Acoes de Rating em Sete Series de CRIs da Brazilian Securities
05/22/2013 [-] Nigeria NSE and Stakeholders' Unending Wait for Securities Lending
05/22/2013 [-] UBS Securities fined in Hong Kong
05/21/2013 [-] Dutch pension funds sell off securities
05/20/2013 [-] PTTEP's hybrid securities rated 2 notches below corporate ratings
05/18/2013 [-] Securities class action against Mako Surgical dismissed
05/17/2013 [-] After merger, RHB OSK shoots for top 15 in securities industry within 18 months
05/17/2013 [-] South Florida securities firm fined two individuals barred by regulators
05/17/2013 [-] Protective Products of America Inc. Securities Class Action
05/16/2013 [-] Bursa Securities queries Luster over price, volume surge
05/16/2013 [-] Foreigners buy up Canadian bonds
05/16/2013 [-] Bursa Securities queries Luster over price volume surge
05/16/2013 [-] BIMB Securities upgrades Gas Malaysia to Buy ups target price to RM3.75
05/15/2013 [-] Galaxy Securities Said to Raise Billion in Hong Kong IPO
05/14/2013 [-] Galaxy Securities IPO to Raise Up to Billion
05/12/2013 [-] Securities and Investment Company reports BD1m net profit for the first quarter of 2013
05/11/2013 [-] Japans Securities Firms Sustainable Growth Uncertain
05/09/2013 [-] Nikkei slips from near 5-yr high, securities help limit downside
05/09/2013 [-] TD Securities Интервенционное вмешательство утопило новозеландца
05/09/2013 [-] Al Ramz Securities notches 4th straight monthly market leadership
05/08/2013 [-] MOVES-Credit Suisse Arbuthnot Latham BNP Paribas Securities
05/07/2013 [-] Uganda Securities Exchange Trading Grosses U.S.46 Million
05/06/2013 [-] HK IPO market heats up with US3.5 billion Sinopec unit Galaxy Securities deals
05/05/2013 [-] Hong Kong IPO market heats up with billion Sinopec unit Galaxy Securities deals
05/03/2013 [-] Asia Plus Securities
05/03/2013 [-] Lawmakers to submit a proposal to cut capital gains tax on securities
05/02/2013 [-] Foreign Holdings of US Securities Have Exploded
05/01/2013 [-] Renaissance Securities, Creditors Meet
05/01/2013 [-] Daiwa Securities Profit Jumps
05/01/2013 [-] Renaissance Securities Creditors Meet
05/01/2013 [-] Securities Department sues former broker over website
04/30/2013 [-] Deutsche Bank facing securities action – EXCLUSIVE
04/30/2013 [-] Good Results Boost Uganda Securities Exchange Trading
04/30/2013 [-] Uganda Good Results Boost Uganda Securities Exchange Trading
04/29/2013 [-] Nigeria NSE Rolls Out Guidelines for Alternative Securities Markets
04/28/2013 [-] NASDAQ Dubai awards Emirates NBD Securities Retail Broker of the Month
04/27/2013 [-] Be firm with those harming securities markets integrity SC tells SEBI
04/26/2013 [-] Japan securities watchdog recommends penalties vs MRI International
04/25/2013 [-] Nigeria Nigeria Stock Exchange Launches Alternative Securities Markets for Emerging Businesses
04/25/2013 [-] Fitch Atribui Rating A+sf a 305a Serie de CRIs da Brazilian Securities
04/25/2013 [-] NBAD Securities Yasin sees UAE trading values up 35-40 this year
04/24/2013 [-] Nigeria NSE Launches Alternative Securities Markets for Emerging Businesses
04/24/2013 [-] Grafton attorney to plead guilty in securities case
04/23/2013 [-] Former Daylight Energy CEO accused of insider trading by Alberta Securities Commission
04/22/2013 [-] Bursa Securities uplifts Destini from PN17
04/22/2013 [-] CBB Sukuk Al-Salam securities oversubscribed
04/21/2013 [-] Dubai Financial Market accredits ADIB Securities for Margin Trading
04/19/2013 [-] Exports Worry Securities Chief
04/19/2013 [-] Man arrested in connection with Acropolis Securities fine of 5.5 bln euros
04/18/2013 [-] Time Bank to Return Securities
04/18/2013 [-] iO Adria Limited Directors Dealing in Securities
04/17/2013 [-] Brazil Securities Regulator Allows BB Seguridade IPO to Proceed
04/16/2013 [-] Tax Returns Show Gov. Cuomo Took A Loss On 2012 Securities Sales
04/16/2013 [-] Westhouse Securities Reaffirms Hiscox Rating
04/16/2013 [-] Institutional equity firm Loewen, Ondaatje, McCutcheon to bow out of public securities
04/12/2013 [-] Russell gets 24 years in prison in securities fraud case
04/11/2013 [-] Executives from real estate company DBSI indicted
04/10/2013 [-] Dutch pension funds sell off securities
04/05/2013 [-] Canadian bank valuations ‘increasingly vulnerable’ Stonecap Securities
04/05/2013 [-] BSE to suspend trading in securities of 9 cos
04/05/2013 [-] Nigeria NSE Ready for Alternative Securities Market
04/04/2013 [-] Bursa Securities queries IRM Group
04/02/2013 [-] Foreign investment in government securities and corporate bonds rationalised
04/02/2013 [-] Thailand to adopt regions cross border securities offering standards
04/01/2013 [-] Thailand to adopt region's cross border securities offering standards
03/29/2013 [-] Citi Sails Back Into 'Synthetic' Securities
03/27/2013 [-] Land Securities loses battle over British tax bill
03/27/2013 [-] Fitch Affirms Taiwans IBT Securities at BBB+Stable
03/27/2013 [-] Chinas CITIC Securities taps Goldman model to hedge on global future
03/23/2013 [-] Misdeeds involving securities admitted
03/23/2013 [-] Single securities regulator still on table
03/22/2013 [-] Alboini’s Northern Securities’ membership suspended in IIROC settlement
03/22/2013 [-] Bursa Securities queries Tebrau Teguh over share price surge
03/21/2013 [-] Ex-Axis directors deny cheating Bursa Malaysia Securities
03/21/2013 [-] Delray Beach securities dealer fined for overcharging clients
03/21/2013 [-] Securities Authority demands Cyprus exposure reports
03/20/2013 [-] Berkman charges latest in securities fraud crackdown
03/19/2013 [-] Deutsche Bank facing securities action – EXCLUSIVE
03/19/2013 [-] Canadians dump foreign bonds
03/18/2013 [-] Regulator disciplines eight South Florida securities dealers files complaint against Wells Fargo employee
03/17/2013 [-] UPDATE 1-Bank of China chairman named head of securities regulator report
03/16/2013 [-] U.S. options exchanges to launch 'mini' options on five securities
03/15/2013 [-] State securities agency warns of scam
03/15/2013 [-] Michael Chomica Sentenced To Two Years In Jail for Breaching Ontario Securities Act
03/15/2013 [-] Mandate Widens for Mexican Bank and Securities Regulator
03/15/2013 [-] China to ease rules on outbound securities investments
03/14/2013 [-] Defense attorneys in China securities cases look for an exit
03/14/2013 [-] Securities Commission to further empower investors under 3-pronged strategy
03/14/2013 [-] Beijing to Sideline Top Securities Regulator
03/14/2013 [-] China securities regulator's move to province raises doubts on reform
03/12/2013 [-] Galaxy Securities Drops Dual-Listing Plan
03/11/2013 [-] SEC charges state of Illinois with securities fraud
03/11/2013 [-] Muscat Securities Market at 11-month high rally likely to sustain say analysts
03/11/2013 [-] Muscat Securities Market gains on support from global markets
03/09/2013 [-] Bermuda To Host Securities Conference
03/08/2013 [-] Cathay Securities had prosperous 2012
03/07/2013 [-] Commission happy with debt securities settlement
03/07/2013 [-] UPDATE 1-Citadel Securities is cutting 25 to 30 jobs
03/06/2013 [-] IMF satisfied with reforms on Azerbaijan’s securities market
03/06/2013 [-] First Securities to compensate investors for stock scandal losses
03/06/2013 [-] UPDATE 1-US state regulators want high-frequency trading probe
03/05/2013 [-] Muscat Securities Market closes flat in range-bound trading
03/05/2013 [-] Fitch to Rate American Tower Trust I Secured Tower Revenue Securities Series 2013-1A 2013-2A
03/05/2013 [-] Au Viet Securities seeks approval to dissolve
03/05/2013 [-] CORRECTED-Sony to sell all DeNA shares it owns to Nomura Securities
03/04/2013 [-] Sony to sell its DeNA shares to Nomura Securities
03/04/2013 [-] Japan surpasses China as holder of US securities
03/04/2013 [-] Australia Inflation Gauge Unchanged In February TD Securities
03/04/2013 [-] Student-Loan Securities Stay Hot
03/03/2013 [-] Muscat Securities Market shares gain on robust trading
03/02/2013 [-] Japan overtook China as US securities top foreign holder
03/02/2013 [-] Goa to sell state stock securities worth Rs.200 crore
03/02/2013 [-] SecondMarket to Launch Student-Loan Securities Platform
02/28/2013 [-] Govt to reduce securities transaction tax
02/28/2013 [-] Dutch pension funds sell off securities
02/27/2013 [-] Court No extra time to sue for securities fraud
02/27/2013 [-] Muscat Securities Market rebounds on improved trading
02/27/2013 [-] In first, Cathay Securities to issue warrants of H-shares
02/26/2013 [-] China issues draft rules easing issuance of asset-backed securities
02/26/2013 [-] Muscat Securities Market shares drop on profit-booking
02/25/2013 [-] CBB Sukuk Al-Salam Securities Oversubscribed by 223
02/25/2013 [-] China Renaissance Securities Hires Charles Kim as Head of Equities US
02/24/2013 [-] Muscat Securities Market shares decline as financials hurt
02/24/2013 [-] Al Ramz Securities success journey continues in 2013
02/21/2013 [-] Regulator fines three local securities firms suspends two files complaint
02/20/2013 [-] UPDATE 2-Lockheed to settle securities fraud suit for mln
02/20/2013 [-] Nigeria Oteh Seeks Risk-Based Regulation for Securities Markets
02/19/2013 [-] Herbies and Hogan Lovells appointed to Land Securities panel
02/19/2013 [-] Non-residents cut holdings of Canadian securities by
02/19/2013 [-] Bursa Securities quizzes IRM Group over surge in share price
02/16/2013 [-] China purchasing more US Treasury securities
02/16/2013 [-] Central Securities Depository Soon to Be Operational
02/16/2013 [-] NY sues Credit Suisse over mortgage securities
02/14/2013 [-] Canadian securities class actions dipped in 2012
02/14/2013 [-] Chinese Securities Firms Are Ballooning And That Has Experts Worried
02/13/2013 [-] Ex-Digi CFO Krishnan settles securities fraud charges
02/13/2013 [-] Caixin Online How China securities firms got 1 trillion yuan
02/13/2013 [-] Kansas Securities Commissioner Steps Down
02/12/2013 [-] Amount of cash, securities held by Apple each year
02/11/2013 [-] Muscat Securities Market tracks positive global markets
02/09/2013 [-] Securities and Investment Company reports net profit of BD2.74m for 2012
02/09/2013 [-] Petron completes sale of in securities
02/08/2013 [-] Securities facing tough 2013
02/07/2013 [-] For entrepreneurs and investors Upcoming developments in securities laws
02/07/2013 [-] Bursa Securities queries China Automobile as share price slips
02/07/2013 [-] Quebec Court of Appeal sides with SNC-Lavalin against securities regulator
02/07/2013 [-] Quebec court sides with SNC-Lavalin against securities regulator
02/05/2013 [-] Securities Commission tightens market monitoring
02/05/2013 [-] Securities trading on SGX up sharply in January
02/05/2013 [-] BK Securities Breathes More Life Into Finance Market
02/05/2013 [-] SinoPac Xiamen firm join for securities venture
02/04/2013 [-] Muscat Securities Market positive on fresh buying interest
02/04/2013 [-] Investors buy copper ETFs as see macro turning point
02/04/2013 [-] Australia Inflation Forecast +0.3 On Month TD Securities
02/03/2013 [-] Muscat Securities Market shares decline, hurt by industrials
02/02/2013 [-] Emirates NBD Securities wins NASDAQ Dubais Retail Broker of the Month Award
02/01/2013 [-] UBS slashes Canadian securities business
01/31/2013 [-] Northern Securities faces further regulatory discipline
01/31/2013 [-] Rwanda BK Securities Will Boost Bourse Trading Brokers
01/31/2013 [-] Aussie Lachlan Star makes Industrial Alliance Securities Stock Watch List
01/31/2013 [-] MISC securities suspended for corporate announcement
01/30/2013 [-] Shares of securities firms soar on new cross-strait investment plans
01/30/2013 [-] Reporting of securities transactions
01/29/2013 [-] Muscat Securities Market shares gain, tracking global markets
01/29/2013 [-] Tisco Securities, Deutsche Bank in JV
01/29/2013 [-] Deutsche Bank forms JV with Tisco Securities
01/29/2013 [-] Talk of the Day - First cross-strait securities regulatory meeting
01/29/2013 [-] Muscat Securities Market slips as earnings keep investors guessing
01/28/2013 [-] Ex-Jefferies executive charged in mortgage securities fraud
01/28/2013 [-] Taiwan, China securities regulators to meet on Tuesday
01/28/2013 [-] Taiwan Cabinet approves offshore securities units
01/27/2013 [-] Muscat Securities Market shares close flat on weak trading
01/27/2013 [-] Taiwan China financial supervisors to discuss securities trading
01/26/2013 [-] Fla. man charged in NJ with securities fraud
01/25/2013 [-] LCTH independent director charged under Singapores Securities and Futures Act
01/25/2013 [-] UPDATE 1-China's Li Ning to issue mln convertible securities
01/24/2013 [-] Bursa Securities queries Industronics over share price volume surge
01/23/2013 [-] Two Idaho Men Cough Up Profits from Securities Law Violations
01/23/2013 [-] U.S. securities fraud class actions tumble
01/23/2013 [-] Regulation greases path for foreign securities investors
01/23/2013 [-] US securities fraud class actions tumble
01/22/2013 [-] B.C. Securities Commission alleges former B.C. woman fraudulently raised million in Ponzi scheme
01/22/2013 [-] Clarus Securities retreats from Vancouver
01/22/2013 [-] Kanye West clings to Kim Kardashian because of insecurities with himself
01/22/2013 [-] Financials give Muscat Securities Market reason to cheer
01/21/2013 [-] ADIB Securities ranked number one UAE brokerage firm
01/21/2013 [-] CBB Sukuk Al-Salam securities oversubscribed
01/21/2013 [-] Securities firm boss arrested for alleged stock loan scam
01/20/2013 [-] Industrials help Muscat Securities Market post modest gains
01/19/2013 [-] Africa Mining Focussed Securities to Highlight Opportunities At Mining Indaba
01/18/2013 [-] Tax for loss-making securities investors reconsidered
01/18/2013 [-] Fitch Afirma Rating A-sf da 269a Serie de CRIs da Brazilian Securities
01/17/2013 [-] Au Viet Securities Co plans to delist shares
01/16/2013 [-] UBS to pay ClearOne million to settle auction-rate securities dispute
01/16/2013 [-] Spectre of 90s plays on parties' insecurities
01/16/2013 [-] Securities regulator alleges fraud illegal distributions and breach of a cease trade order
01/16/2013 [-] Securities Commission sees strong fund raising this year in 2012 it was US48bil
01/15/2013 [-] Muscat Securities Market gains on fresh buying interest
01/14/2013 [-] Council candidate was banned from securities trade
01/13/2013 [-] Muscat Securities Market gains on positive earnings outlook
01/12/2013 [-] Abu Dhabi Securities Exchange receives Korean financial delegation signs MoU with Korean counterpart
01/11/2013 [-] Canadian Securities Administrators issues new disclosure guidelines for scholarship plans
01/10/2013 [-] Pair behind investment scheme banned by BCSC
01/10/2013 [-] Bursa Securities queries Patimas over spike in price volume
01/09/2013 [-] UPDATE 1-Securities industry lobbyist Tim Ryan rejoins JPMorgan
01/08/2013 [-] Forex Flash German trade activity quite underwhelming in November – TD Securities
01/05/2013 [-] Deutsche Securities forecasts mild rise for '13 TAIEX
01/05/2013 [-] Feds sue JPMorgan over WaMu mortgage securities
01/04/2013 [-] U.S. regulator sues JPMorgan over WaMu mortgage securities
01/03/2013 [-] Forex Flash German unemployment to increase by 10K in December – TD Securities
01/03/2013 [-] Stockbrokers link bullish trend to low yields from govt securities
01/03/2013 [-] Latin America Strategist Boris Segura Leaves Nomura Securities
12/28/2012 [-] American Securities Sells NEP Broadcasting
12/27/2012 [-] Brokers call ICICI Securities retains Add on Coal India
12/26/2012 [-] Smaller securities firms fading fast
12/25/2012 [-] Capital Securities managers transaction options reduced FSC
12/25/2012 [-] Capital Securities manager's transaction options reduced FSC
12/24/2012 [-] CBB Sukuk Al-Salam Islamic Securities BD18 million oversubscribed by 166
12/23/2012 [-] CMA approves merger of securities firms
12/22/2012 [-] Deutsche Bank facing securities action – EXCLUSIVE
12/21/2012 [-] Sebi imposes 5 yr ban on Indiabulls Securities official
12/20/2012 [-] Insecurities could predispose men to be sexists
12/20/2012 [-] Fifth Third agrees to settlement in securities fraud case settlement
12/20/2012 [-] Sanichi share price surges 50 faces Bursa Securities scrutiny
12/18/2012 [-] UPDATE 1-U.S. agency sues JPMorgan over mortgage securities
12/17/2012 [-] US regulator sues JPMorgan over bln in mortgage securities
12/17/2012 [-] Regulator sues JPMorgan over mortgage securities
12/17/2012 [-] Regulator sues JPMorgan over billion in mortgage securities
12/17/2012 [-] Parliament meets today on Securities Bill 2012
12/17/2012 [-] Wellington man took from investors for unregistered securities police say
12/16/2012 [-] Rise in foreign holdings of Govt securities
12/16/2012 [-] Investors Are Suing Big Banks Over Mortgage Securities
12/15/2012 [-] Securities firms swing to profit in November
12/15/2012 [-] Securities Companies Stay or Leave
12/15/2012 [-] On Parenting Stirring my insecurities
12/15/2012 [-] Northern Securities to ‘cease sales and advisory activity’ IIROC
12/14/2012 [-] Enforcement Notice Decision IN THE MATTER OF Northern Securities Inc. Expedited Hearing
12/14/2012 [-] Bold foreigners turn back to SA securities
12/14/2012 [-] Judge approves oil spill securities deal
12/13/2012 [-] Securities cooperation pact inked by Taiwan India
12/13/2012 [-] Cabinet approves new securities law
12/12/2012 [-] AUM Gathered by ETF Securities Ltd Crosses HK100M in the First Eight Trading Days
12/12/2012 [-] Securities transactions tax revenue declines
12/12/2012 [-] Vic Alboini’s Northern Securities’ hearing with regulator moved to Friday
12/11/2012 [-] Bursa Securities queries DSC Solutions over sharp rise in price volume
12/10/2012 [-] NH towns file complaint with securities regulators
12/10/2012 [-] Chinas leading securities brokerages downsize
12/08/2012 [-] UAE- ADS Securities trading volume set to increase
12/08/2012 [-] British Columbia Securities Commission Two Nanaimo Residents Admit to Roles in Alleged Illegal Distribution
12/07/2012 [-] Stikeman adds new corporate and securities partner in Vancouver
12/07/2012 [-] Bursa Securities warns of action to curb speculation in Takaso shares
12/07/2012 [-] Securities firms reduce margin rates
12/07/2012 [-] Deutsche Bank hid securities losses Ex-staff
12/07/2012 [-] Two former Houston executives plead guilty to securities fraud
12/06/2012 [-] Bursa Securities queries Takaso Resources after share price surge
12/06/2012 [-] Securities Authority questions Bronfman on alleged insider trading
12/06/2012 [-] securities lawsuits filed in P.E.I.
12/05/2012 [-] Ontario Securities Commission Declines to Take Regulatory Action against Trump Tower Developers
12/05/2012 [-] Former Rochdale Securities trader arrested in fraud scheme
12/04/2012 [-] US Accuses Chinese Auditors of Securities Violations
12/04/2012 [-] SEC charges China affiliates of 5 top accounting firms with securities violations
12/03/2012 [-] Western Coal changes thinking on threshold for securities class actions
12/03/2012 [-] Australia Inflation Gauge 0.1 In November TD Securities
12/01/2012 [-] Canadian man charged in alleged securities kickback scheme
11/29/2012 [-] DealBook U.S. Preparing Civil Fraud Case Against SAC
11/28/2012 [-] Fitch Withdraws Ratings on Deutsche Bank SPEARsLIFERs Trust Series DBE-309 DBE-345 Securities
11/28/2012 [-] Annual Meeting Holdup Securities Class Action Lawyers Latest Scheme
11/27/2012 [-] HK's securities watchdog urges support for new regulatory framework
11/27/2012 [-] Nochi Dankner questioned on securities fraud
11/27/2012 [-] ETF Securities Ltd Set to List Three Precious Metal ETFs for Asian Investors
11/27/2012 [-] FBI uses social media to look for securities fraud
11/26/2012 [-] Plug pulled on Au Viet Securities Co
11/23/2012 [-] US court orders Argentina to pay in full holders of defaulted securities
11/22/2012 [-] New York sues Credit Suisse for fraud over mortgage securities
11/21/2012 [-] Citi extends securities lending services to Malaysian investors
11/21/2012 [-] Dubai regulator suspends Man Industries securities
11/21/2012 [-] Forex Flash Eurogroup meeting discussed options for Greek debt sustainability – TD Securities
11/21/2012 [-] New York Sues Credit Suisse Over Mortgage-Backed Securities
11/21/2012 [-] NY sues Credit Suisse over mo
11/21/2012 [-] NY sues Credit Suisse over mortgage securities
11/21/2012 [-] Dwight Duncan Why Canada needs a national securities regulator
11/21/2012 [-] UPDATE 2-New York sues Credit Suisse over mortgage securities
11/20/2012 [-] Suspended sentence for securities fraud
11/20/2012 [-] Ontario B.C. Alberta revive talks on national securities regulator
11/19/2012 [-] China Relaxes Rules for Securities Firms
11/19/2012 [-] China Renaissance Securities Granted HK Broker-Dealer License
11/18/2012 [-] Macquarie Securities raises Catcher following new HTC casing orders
11/17/2012 [-] Talk of the Day - Securities firms reeling from slumping bourse
11/17/2012 [-] SEC settles with JPMorgan, Credit Suisse over mortgage securities
11/17/2012 [-] Foreigners buy up Canadian stocks and bonds
11/17/2012 [-] JP Morgan and Credit Suisse agree to pay to settle securities charges
11/15/2012 [-] DTCC finds 1.3 mln soaked securities in Sandy-flooded NY vault
11/15/2012 [-] David Radler agrees to Ontario Securities Commission ban
11/13/2012 [-] Forex Flash Greece to raise €3B of T-bills tomorrow against default – TD Securities
11/13/2012 [-] Elemental Minerals given C1.30 price target by Dundee Securities
11/13/2012 [-] Ontario securities regulators to decide on settlement with David Radler
11/12/2012 [-] JPMorgan executives won't be charged in securities sale probes WSJ
11/12/2012 [-] JPMorgan executives won't be charged in securities sale probes WSJ
11/09/2012 [-] Howai tables Securities Bill 2012
11/07/2012 [-] MOF readies for securities gains tax implementation
11/07/2012 [-] Deutsche Bank facing securities action – EXCLUSIVE
11/05/2012 [-] Mamtek CEO charged with theft, securities fraud
11/03/2012 [-] Notice from the Office of the Secretary IN THE MATTER OF THE SECURITIES
11/03/2012 [-] China securities regulator plans RQFII expansion
11/02/2012 [-] Kenyans dominate securities sector survey
11/01/2012 [-] Forex Flash China PMI first over-50 print since July – TD Securities
11/01/2012 [-] Scandals lay bare Chinas insecurities
10/31/2012 [-] Rasco Klock hires attorney Craig Linder to head securities practice
10/31/2012 [-] Tokyo Bourse Fines Nomura Securities
10/31/2012 [-] Forex Flash European morning events to focus on – TD Securities
10/30/2012 [-] Corporate banking securities lift Deutsche Bank net
10/29/2012 [-] Nigeria Nnenna Orji's Journey Into Securities Market Jurisprudence
10/27/2012 [-] Boca Raton attorney arrested on securities fraud charges
10/26/2012 [-] East Africa Easra to Address Cross Listing of Securities
10/26/2012 [-] Boca Raton attorney arrested for securities fraud
10/26/2012 [-] Bank of Americas 7 Capital Securities Ex-Dividend Reminder
10/25/2012 [-] Beauty insecurities fuel illegal cosmetic surgery
10/24/2012 [-] New Brunswickers not saving for future, survey finds
10/24/2012 [-] Securities and Exchange Commission wants D.C.s finance office audits
10/23/2012 [-] Media Alert Frank DeLuca Joins Cassels Brock Securities Group
10/22/2012 [-] Forex Flash AUD holders rest assured on Australias AAA rating – TD Securities
10/22/2012 [-] SunTrust Profit Soars on Securities Gain
10/22/2012 [-] Players want linked system to ease securities trading
10/20/2012 [-] Emirates NBD Securities honoured
10/20/2012 [-] Bursa net profit down slightly in Q3 on weaker securities trading
10/20/2012 [-] Deutsche Securities offloads HCL Technologies shares for Rs 7.6 crore
10/19/2012 [-] Multiple counts of securities fraud filed
10/18/2012 [-] Forex Flash Softening China House Prices may inspire PBoC easing – TD Securities
10/18/2012 [-] Solarflare Selected by Leading Taiwan Securities Firm Yuanta Securities for Low-Latency Network Performance
10/18/2012 [-] Dutch pension funds sell off securities
10/17/2012 [-] Overseas investors allowed to hold higher stakes in Chinas securities firms
10/17/2012 [-] Forex Flash Todays Poland Industrial Output to help easing rates argument – TD Securities
10/17/2012 [-] China ups foreign stakes limit in securities firms
10/17/2012 [-] Property sale boosts profits for securities firms
10/17/2012 [-] Hooters franchisee Chanticleer sued in proposed securities class action
10/16/2012 [-] China allows higher foreign stakes in securities firms
10/16/2012 [-] Canada Canadian portfolio investment in foreign securities vs
10/16/2012 [-] Fitch Upgrades Taiwans Waterland Financial Holdings and Waterland Securities
10/16/2012 [-] Hooters franchisee sued in proposed securities class action
10/15/2012 [-] Forex Flash Canada Business Outlook Survey to show deterioration – TD Securities
10/12/2012 [-] Appetite for Govt Securities Remains High
10/12/2012 [-] Cofco Trust plans to sell 2b yuan in securities
10/11/2012 [-] Deutsche Securities smiles on future of Taiwan stocks
10/10/2012 [-] Bursa Securities queries Golsta over unusual market activity
10/10/2012 [-] Bursa Securities queries Asia Media over sharp fall in price
10/09/2012 [-] 11 EU nations agree to tax securities trades
10/09/2012 [-] JF Apex Securities Research initiates coverage of QL Resources TP RM3.70
10/09/2012 [-] Singapore securities watchdog introduces new rules on disclosure of interests
10/08/2012 [-] Citi launches securities lending service in India
10/08/2012 [-] China Securities Finance plans 10b yuan capital increase
10/08/2012 [-] TEXT-Fitch rates Doosan Infracore's capital securities final 'A-'
10/08/2012 [-] BRIEF-Development Secs acquires bank loans portfolio
10/07/2012 [-] American Securities Buys HHI Group
10/06/2012 [-] Too late for NY prosec
10/06/2012 [-] Aimee A. Toth named to PA securities post
10/05/2012 [-] Bank of America to redeem in trust preferred securities
10/03/2012 [-] UAE approves securities lending short-selling regulations
10/03/2012 [-] Fitch Afirma Rating A- da 255a Serie de CRIs da Brazilian Securities
10/03/2012 [-] INTL FCStone Securities Inc. Executes Account Transfer Agreement With Tradewire Securities LLC
10/03/2012 [-] Stock market watchdog defends own secret agreement
10/03/2012 [-] German bank sues Wells Fargo alleging billion securities fraud
10/03/2012 [-] Crowdfunding probed in securities law overhaul
10/03/2012 [-] Crowdfunding to come under microscope in securities law overhaul
10/02/2012 [-] JP Morgan sued over mortgage securities
10/02/2012 [-] JPMorgan sued for fraud over mortgage securities
10/02/2012 [-] NY AG sues JPMorgan over Bear Stearns securities
10/02/2012 [-] European Bank LBBW Sues Wells Fargo Over Alleged Billion Securities Fraud
10/02/2012 [-] CORRECTED-UPDATE 2-NY sues JPMorgan over Bear Stearns mortgage securities
10/02/2012 [-] JPMorgan Chase sued over Bear Stearns securities
10/02/2012 [-] NY AG sues JPMorgan over Bear Stearns securities
10/02/2012 [-] NY sues JPMorgan over Bear Stearns mortgage securities
10/02/2012 [-] TEXT-S&P takes tating actions in Agri Securities series 2008 deal
10/02/2012 [-] NY AG sues JPMorgan over Bear…
10/01/2012 [-] JPMorgan sued by New York over mortgage securities
10/01/2012 [-] Forex Flash Returned European optimism ahead of Eurogroup meeting TD Securities
09/29/2012 [-] Nigeria Dangote Predicts Increase in Tradeable Securities On NSE
09/29/2012 [-] PGGM announces billion recovery for shareholders in Bank of America Securities Class Action
09/29/2012 [-] Alberta Securities Commission levies million fine in massive Merendon Mining investment fraud
09/28/2012 [-] Dangote predicts increase in tradeable securities on NSE
09/28/2012 [-] BRIEF-UBS wins dismissal of shareholder securities fraud lawsuit
09/27/2012 [-] Deutsche Bank facing securities action – EXCLUSIVE
09/26/2012 [-] EU lawmakers approve curbs on ultra fast trading
09/26/2012 [-] Moncton woman charged with fraud under Securities Act
09/26/2012 [-] Forex Flash Risk aversion on concerns about Spain – TD Securities
09/26/2012 [-] Forex Flash September German CPI with downside risks – TD Securities
09/26/2012 [-] Hong Kong to Appoint Securities Regulator Chairman
09/26/2012 [-] Malacca Securities to expand to Johor Sabah and Sarawak
09/25/2012 [-] Bank of America Corp.s 7 Trust Originated Preferred Securities Ex-Dividend Reminder
09/24/2012 [-] Forex Flash Rumors of ESM leverage to €2T – TD Securities
09/24/2012 [-] Central Bank of Bahrain Sukuk Al-Salam securities oversubscribed
09/24/2012 [-] Trading in Scomi Group securities suspended
09/24/2012 [-] EFG Hermes launches first securities brokerage ATMs in Egypt
09/24/2012 [-] Securities Industry Council rejects FN request for higher Thai offer
09/21/2012 [-] Forex Flash Canadian CPI to rise 0.3 in Aug lifting USDCAD TD Securities
09/20/2012 [-] Forex Flash New Zealand has new Policy Targets Agreement – TD Securities
09/20/2012 [-] Yield on mortgage securities hits new low
09/20/2012 [-] Bursa Securities queries Takaso over unusual market activity
09/19/2012 [-] Mamtek CEO charged with theft,
09/18/2012 [-] Mamtek U.S. CEO Bruce Cole charged with stealing securities fraud
09/18/2012 [-] China still biggest buyer of U.S. securities
09/18/2012 [-] Mamtek CEO charged with theft securities fraud
09/18/2012 [-] Mamtek CEO charged with theft, securities fraud
09/18/2012 [-] Forex Flash Spain may call for aid before October 4 – TD Securities
09/18/2012 [-] Taiwan to Allow Life Insurers Securities Firms to Operate Forex
09/18/2012 [-] East Africa Tanzania Starts Online Securities Bidding
09/17/2012 [-] Canada Portfolio Investment in foreign securities at billion
09/17/2012 [-] New state regulatory head is no small-business outsider
09/17/2012 [-] Provision On the preparation and reporting on securities repealed
09/16/2012 [-] Topless pose for Playboy helped me get over my insecurities
09/16/2012 [-] Yields on US mortgage securities tumble
09/15/2012 [-] Notice from the Office of the Secretary IN THE MATTER OF THE SECURITIES
09/15/2012 [-] B.C. securities watchdog taps white collar crime expert
09/15/2012 [-] Securities firms suspended for violations
09/15/2012 [-] BIZ BRIEF World Bank Daiwa Securities to launch green bonds
09/14/2012 [-] 9 Shediac companies hit with cease trading order
09/14/2012 [-] Fed Plans to Buy Billion in Mortgage Securities Each Month Bloomberg
09/14/2012 [-] Susan Tompor Fed Reserve chairman's securities buyback expected to speed economic growth
09/14/2012 [-] US Federal Reserve to buy up securities
09/14/2012 [-] Fed to Buy Up Mortgage-Backed Securities
09/14/2012 [-] Federal Reserve begins QE3 Securities Investment Plan
09/12/2012 [-] FSC approves SinoPac-Pacific Securities merger
09/11/2012 [-] NH man ordered to pay back money to investors
09/11/2012 [-] Securities fraud order issued against NH man
09/10/2012 [-] Securities industry
09/08/2012 [-] Kenya Discount Securities Cheques Uncollected
09/08/2012 [-] UBS Securities cuts China growth forecasts
09/08/2012 [-] UBS faces suit over securities sold to failed Lenexa credit union
09/07/2012 [-] Notification according to Chapter 2 Section 10 of the Finnish Securities Market Act
09/07/2012 [-] Dutch pension funds sell off securities
09/07/2012 [-] UBS sued by U.S. regulator over sale of mortgage-backed securities
09/06/2012 [-] SGX's securities & derivatives trading volumes rise
09/04/2012 [-] U.S. SEC charges China Sky One with securities fraud
09/04/2012 [-] SEC charges China Sky One with securities fraud
09/04/2012 [-] Govt Securities Bidding Goes Online
09/04/2012 [-] UPDATE 1-U.S. SEC charges China Sky One with securities fraud
09/04/2012 [-] Kim Kardashian attacks her mother for Rob’s insecurities about his career
09/04/2012 [-] TEXT-S&P lowers Lansdowne Mortgage Securities No. 1 & 2 RMBS rtgs
09/04/2012 [-] CMA issues warning over unauthorised securities business
09/03/2012 [-] DS Securities Home prices reaching bubble level
09/03/2012 [-] Saudi- CMA warns against conducting unauthorized securities business
09/03/2012 [-] Forex Flash Lower China PMI Fed and ECB action expected – TD Securities
09/03/2012 [-] Inflation posts biggest rise in 17 months
09/02/2012 [-] Zimbabwe Govt Cautious in Issuing Short Term Securities
09/02/2012 [-] Zimbabwe Govt Cautious in Issuing Short Term Securities
09/01/2012 [-] RBS Securities raises target price on Quanta shares after second quarter
08/31/2012 [-] Hong Kong Securities Regulator Sues Ernst Young
08/30/2012 [-] Citigroup Settles Shareholder CDO Suit For Million
08/30/2012 [-] Canadian Appeal Court Overturns Securities Ban
08/29/2012 [-] OSC bans Chinese shoe maker key executives for breaching securities laws
08/29/2012 [-] Accounting Scandal Hong Kong Securities Regulator Takes Ernst Young to Court
08/28/2012 [-] Citigroup to settle securities suit for
08/27/2012 [-] FSC Expands Foreign-Currency Position of Securities Firms
08/25/2012 [-] Executive Directors Bulletin Securities regulator issues notice of hearing
08/24/2012 [-] Tokyo Stock Exchange agrees offer to buy up Osaka Securities Exchange
08/24/2012 [-] New York Fed sells last securities from AIG rescue
08/23/2012 [-] Africa U.S. Securities and Exchange Commission Votes on Landmark Rules
08/23/2012 [-] Africa U.S. Securities and Exchange Commission Votes on Landmark Rules
08/22/2012 [-] Zimbabwe Securities Regulations Tightened
08/21/2012 [-] Raleigh man charged with securities fraud
08/20/2012 [-] Old Mutual redeems worth of securities
08/20/2012 [-] Forex Flash Solid property data in China over the weekend TD Securities
08/19/2012 [-] Wisconsin securities dealer barred from industry
08/17/2012 [-] Sri Lanka securities regulator quits
08/17/2012 [-] Africa U.S. Securities and Exchange Commission to Vote on Landmark Rules
08/17/2012 [-] Hainan Strait Shipping predicts loss of 25 in H1 China Securities Journal
08/17/2012 [-] China Galaxy Securities Requests Advice on IPO
08/17/2012 [-] Canadian portfolio investment in foreign securities decreases in Jun from in May
08/16/2012 [-] China Galaxy Securities Moves Toward IPO
08/16/2012 [-] Pyramids Capital Securities Brokerage H112 loss hit LE 355.414
08/16/2012 [-] Zimbabwe Ball Now in Securities Firms, Licensed Individuals' Court
08/16/2012 [-] Zimbabwe Securities Act Amended
08/15/2012 [-] Zimbabwe Securities Act Amended
08/15/2012 [-] Bursa Securities queries Ingenuity Solutions
08/15/2012 [-] Wells Fargo to Settle SEC Mortgage-Securities Case
08/15/2012 [-] Wells Fargo Fined Million Over Risky Mortgage Securities
08/14/2012 [-] Colombo securities watchdog chief heads for exit
08/14/2012 [-] Japan to help Burma create a securities and exchange law
08/14/2012 [-] UPDATE 1-Sri Lanka securities regulator says to quit before Friday
08/14/2012 [-] Insight How Japan's securities watchdog found its bite
08/14/2012 [-] How Japans securities watchdog found its bite
08/12/2012 [-] Sharp may issue bonds securities to cushion blow from Hon Hai deal
08/10/2012 [-] Citic Securities to replace China Cosco on China Enterprises Index
08/09/2012 [-] Stock Exchange Toshkent sold 91.4 million securities since the beginning of 2012
08/09/2012 [-] TEXT-Fitch updates insurance-linked securities rating criteria
08/08/2012 [-] SET securities trading jumps 17% in first 7 months
08/08/2012 [-] JF Apex Securities Accumulate Padini at lower entry price of RM1.90
08/08/2012 [-] Wall Street watchdog suspends Wedbush Securities president
08/08/2012 [-] State Securities Committee WB discussed capital market upgrade in Azerbaijan
08/07/2012 [-] BCSC panel finds that B.C. company and two directors broke securities laws
08/07/2012 [-] Fitch High Ratings Unlikely for Rental Securities
08/07/2012 [-] Securities exchange posts marginal growth
08/06/2012 [-] Bursa Securities queries GPRO over unusual market activity
08/06/2012 [-] Australia Inflation Forecast +1.5 On Year In July TD Securities
08/05/2012 [-] Osool ESB Securities shrinks H112 loss to LE 1.2 m
08/03/2012 [-] Uganda Kiwanuka Tips On Uganda Securities Exchange
08/02/2012 [-] US will offer floating-rate securities Treasury Dep't
08/01/2012 [-] Treasury announces plans to offer floating-rate securities
08/01/2012 [-] US Treasury will offer floating-rate securities
08/01/2012 [-] European Regulators Focus on Securities Lending in ETFs
08/01/2012 [-] Securities watchdog calls for action against Nomura
08/01/2012 [-] SEC urges fuller disclosure for muni market
07/31/2012 [-] Why Securities Litigation Is A Safe Moneymaker For Lawyers
07/31/2012 [-] Macao residents investment in securities rises 32.3 pct in 2011
07/31/2012 [-] Credit Suisse says big shareholders buy 64 mln Sfr of securities
07/30/2012 [-] Singapore Exchange proposes margins for securities clearing
07/30/2012 [-] PPWSA surges on Cambodian Securities Exchange
07/29/2012 [-] Dutch pension funds sell off securities
07/28/2012 [-] U.S. securities regulator alleges insider trading ahead of China’s Nexen bid
07/28/2012 [-] Mitsubishi eyes U.S. securities JV
07/27/2012 [-] Cathay Securities China counterpart sign MOU
07/27/2012 [-] Societe Generale Securities Services appointed by ITG in Egypt
07/27/2012 [-] Notice from the Office of the Secretary IN THE MATTER OF THE SECURITIES
07/27/2012 [-] Cathay Securities, China counterpart sign MOU
07/25/2012 [-] Lack of Treachery Control, Insecurities of Nations
07/25/2012 [-] Forex Flash Euro area Aaa countries new outlook by Moody’s – TD Securities
07/24/2012 [-] Chinas top brokerage Citic Securities poised to buy CLSA for US1.25 bil.
07/24/2012 [-] Forex Flash German manufacturing PMI at 3-year lows – TD Securities
07/24/2012 [-] China's top brokerage Citic Securities poised to buy CLSA for US1.25 bil.
07/24/2012 [-] Are All Securities Created Equal?
07/24/2012 [-] US securities class-action settlements tumble
07/23/2012 [-] China's Citic Securities buys French-owned broker
07/23/2012 [-] Forex Flash Greece and Spain under pressure – TD Securities
07/23/2012 [-] CBB Sukuk Al-Salam Securities Oversubscribed
07/23/2012 [-] Chinas Citic Securities to buy CLSA for bn
07/23/2012 [-] Zimbabwe Major Changes to Securities Act
07/23/2012 [-] Senators seek bigger firepower for U.S. securities regulator
07/21/2012 [-] Feds Town and Country securities trader committed million fraud
07/20/2012 [-] China securities regulator mulling transaction fee cut by 20 pct
07/20/2012 [-] Capital gains tax waived for ASEAN securities
07/20/2012 [-] Chemicals company fined for securities fraud
07/20/2012 [-] U.S. looking to sell remaining bailout securities WSJ
07/20/2012 [-] U.S. Speeds Its Selloff of Bailout Securities
07/18/2012 [-] Govt plans trading platform for unlisted securities mercantile exchange
07/18/2012 [-] Rent incentives peak on top London offices Land Securities
07/18/2012 [-] Rent incentives peak on top London offices-LandSec
07/18/2012 [-] Kenya Securities Market Still Enjoying Good Support
07/16/2012 [-] Foreigners buy record amount of Cdn securities
07/16/2012 [-] Foreigners buy record of Canadian securities in May
07/16/2012 [-] Foreigners buy record amount of Canadian stocks and bonds in May
07/16/2012 [-] Nigeria Institute of Brokers to Enhance Securities Trading
07/14/2012 [-] Securities firms experience net profit jump in June
07/14/2012 [-] Outstanding debts of securities firms decline
07/12/2012 [-] Bursa Securities queries Cybertowers after shares tumble
07/12/2012 [-] Demand for Long-Term Govt Securities Up
07/12/2012 [-] TEXT-Fitch low rates may drive shifts in U.S. banks' securities
07/11/2012 [-] Gold Coast Securities wins Gold Award
07/09/2012 [-] TA Securities to consider MA if there is effort to build brand
07/09/2012 [-] Deutsche Bank facing securities action – EXCLUSIVE
07/07/2012 [-] China Renaissance Securities Hires Neil Rogers as Head of Equities Asia
07/06/2012 [-] ECB to require more data on ABS starting this year
07/06/2012 [-] SGX ready to trade RMB-denominated securities
07/06/2012 [-] Singapore Exchange says ready to trade yuan securities
07/05/2012 [-] Securities turnover on SGX falls 25% in June
07/04/2012 [-] Tamweel shares soar as Islamic home financing firm postpones issuance of mortgage-backed securities
07/04/2012 [-] UPDATE 2-Ontario Securities Commission approves Maple-TMX deal
07/04/2012 [-] Oxford Business Group and HC Securities and Investment team up for Egypt 2012 report
07/03/2012 [-] Securities firms issue warrants on 1,009 underlying stocks in June
07/03/2012 [-] Securities Authority cuts mutual funds fees
07/03/2012 [-] Moves to lift securities companies' quality
07/03/2012 [-] Turkish CPI rises less than expected in June – TD Securities
07/03/2012 [-] Market underestimating Euro exits – TD Securities
07/03/2012 [-] NSSF Told to Invest in Securities
07/02/2012 [-] Diode maker Eris Technology debuts on Taiwan OTC securities market
07/02/2012 [-] Securities Commission Spearheads Local Capital Markets Reform
07/01/2012 [-] Abu Dhabi Securities Exchange Daily Briefing Jul 1
06/30/2012 [-] Securities regulator FINRA lost million in 2011
06/30/2012 [-] UPDATE 2-US securities regulator FINRA lost mln in 2011
06/29/2012 [-] Indiana to hold securities brokers more accountable
06/28/2012 [-] Securities Commission wins another battle against market manipulators
06/28/2012 [-] Securities regulators' fines called 'a farce'
06/28/2012 [-] Investments in Asean securities to start in July
06/28/2012 [-] Accredited investors can invest in Asean securities from July
06/27/2012 [-] GreTai Securities cements deal with NASDAQ OMX
06/27/2012 [-] Sask. lagging in collection of securities fines
06/27/2012 [-] Taiwan's GreTai Securities Market signs deal with NASDAQ OMX
06/27/2012 [-] Securities regulators' fines go unpaid
06/27/2012 [-] Fed sells in Maiden Lane securities
06/27/2012 [-] Zambia Launches Second Securities Exchange Firm
06/27/2012 [-] Zambia Zambia Launches Second Securities Exchange Firm
06/26/2012 [-] American Securities closes new billion fund
06/26/2012 [-] Fines fail to deter securities violations
06/25/2012 [-] Nigeria Securities Lending CBN Reviews Capital Importation Guidelines
06/25/2012 [-] Apex hits limit-up, prompts Bursa Securities query
06/25/2012 [-] US Securities and Exchange Commission examining S&P's decision on rating
06/25/2012 [-] EVN to withdraw capital from securities, real estate and insurance sectors
06/23/2012 [-] Abu Dhabi Securities Exchange receives Istanbul Municipality delegation
06/23/2012 [-] Petro America securities fraud scam lands a seventh guilty plea
06/23/2012 [-] SinoPac Securities plans merger with Pacific Securities
06/22/2012 [-] ZSE Board Blocks Securities Proposal
06/22/2012 [-] Bursa Securities queries Luster over unusual market activity
06/22/2012 [-] UPDATE 1-SocGen cuts British Land, Land Securities to sell
06/21/2012 [-] In Asia, Complex Securities Gain Favor
06/20/2012 [-] CITIC Securities launches China's first buyout fund paper
06/19/2012 [-] Reprimanded Winnipeg investment adviser faces new probe
06/19/2012 [-] Dutch pension funds sell off securities
06/18/2012 [-] Foreign investors buy up Canadian securities in April
06/18/2012 [-] Bidv securities affiliate offloads 10.23pct stake in HAD
06/16/2012 [-] MA Securities Research keeps Buy on Takaful, FV RM5.44
06/15/2012 [-] Another auditor defeats securities fraud allegations
06/12/2012 [-] New NH State Securities director named
06/11/2012 [-] Securities Act revamp worries
06/11/2012 [-] Supreme Court to Hear Amgen Challenge to Securities Suit
06/11/2012 [-] Bursa Securities raps remisier, imposes RM10,000 fine
06/09/2012 [-] Thai court jails Rakesh Saxena for securities fraud
06/09/2012 [-] Deutsche Bank facing securities action – EXCLUSIVE
06/08/2012 [-] Securities firms see profit
06/07/2012 [-] Canada's securities regulations too weak
06/05/2012 [-] Feds target South Florida securities fraud, from penny stocks to Ponzi schemes
06/05/2012 [-] Jordan- Securities commissioners donate 15% of salaries to Treasury
06/05/2012 [-] Feds charge 15 in South Fla. with securities fraud
06/04/2012 [-] Nigeria Enhancing the Fixed Income Securities Market
06/02/2012 [-] Investors, opposition slam latest securities tax plan
06/02/2012 [-] State Committee for Securities hosts Swiss delegation
06/01/2012 [-] Siskinds LLP Retains Title as Top-ranked Canadian Securities Class Actions
06/01/2012 [-] Mortgage-Backed Securities Yields Fall to Record Low
05/31/2012 [-] KMT finds way forward on securities gains tax
05/30/2012 [-] Cathay Securities sticks to expansion plan
05/30/2012 [-] CBB Sukuk Al-Salam securities oversubscribed
05/29/2012 [-] JPMorgan sells profitable securities after losses
05/29/2012 [-] JPMorgan sells bn of profitable securities to offset losses
05/28/2012 [-] Yapi Kredi to issue 300 mln euros asset-backed securities
05/28/2012 [-] TEXT-S&P takes rtg actions in Auburn Securities U.K. RMBS deals
05/25/2012 [-] Securities gains tax spearheads Taiwan's fiscal reform
05/25/2012 [-] Local securities exchange, Tokyo Stock Exchange sign MOU to draw enterprises
05/25/2012 [-] Taiwan-based KGI Securities inks first-of-kind accord with Chinese counterpart
05/24/2012 [-] KGI Securities signs cooperation accord with China counterpart
05/24/2012 [-] Bursa Securities fines dealers' representative RM38,000
05/24/2012 [-] Sino-Forest Accused of Breaching Ontario Securities Laws
05/24/2012 [-] Ontario Securities Commission claims China's Sino-Forest committed fraud
05/23/2012 [-] Sebi denies exit to foreign funds from Essar Group India Securities
05/23/2012 [-] Chipotle says prosecutors probing it for securities law violations related to hiring practices
05/22/2012 [-] FDIC sues big banks over mortgage securities
05/21/2012 [-] Business Groups Oppose Securities Transaction Gains Tax
05/20/2012 [-] SEC Investigating Taprobane Securities For Multiple Offenses On The NSB Deal
05/19/2012 [-] UBS Securities cuts target price on HTC shares
05/18/2012 [-] Former Stiefel employee wins verdict in securities fraud lawsuit
05/17/2012 [-] Moody's backs mortgage-backed securities
05/17/2012 [-] Country Signs MoU With Mauritius On Securities Co-operation
05/17/2012 [-] Securities firms incur losses in April on falling local bourse
05/16/2012 [-] Euro zone woes cool London office demand LandSecs
05/16/2012 [-] Nigeria Reviving the Abuja Securities and Commodity Exchange
05/15/2012 [-] Foreigners boost buys of long-term U.S. securities Treasury
05/13/2012 [-] Lithia text-message spam costly; TARP's farewell; high court rules in local securities lawsuit
05/12/2012 [-] Deutsche Securities downgrades Compal shares to 'hold' from 'buy'
05/09/2012 [-] Securities and Investment Company announces net profit of BD1.351m for the first quarter 2012
05/09/2012 [-] TEXT-Fitch Rates Hutchison's Perpetual Securities Final 'BBB'
05/08/2012 [-] KPMG eyes 'explosive growth' in Chinese securities
05/08/2012 [-] Barclays Seeks Securities Partner In China Report
05/07/2012 [-] Bursa Securities queries Permaju over unusual market activity
05/07/2012 [-] TEXT-Fitch affirms KGI Securities at 'BBB'; outlook stable
05/05/2012 [-] United States China gives foreigners greater stake in securities and insurance
05/05/2012 [-] China raises limit on securities firms
05/04/2012 [-] SGX April securities market activity declines
05/03/2012 [-] Markets finish even after securities sector gains
05/03/2012 [-] The bulk of insurers' investments accrued on deposits and securities in Quarter 1, 2012
05/03/2012 [-] US to auction USD 72 bln of securities
05/02/2012 [-] Bursa Securities queries Cybertowers over unusual market activity
05/02/2012 [-] TEXT-Fitch rates Hutchison's perpetual securities 'BBB'
05/01/2012 [-] FH Securities appoints Ayman Alkhatib as General Manager
05/01/2012 [-] Certification of individuals on conducting operations with securities scheduled on May 3-4
04/30/2012 [-] Deutsche Bank facing securities action – EXCLUSIVE
04/30/2012 [-] Land Securities upbeat on the outlook for the St David's retail scheme in Cardiff
04/30/2012 [-] TEXT-Fitch Revises IBT Securities' Outlook to Stable; Affirms 'BBB+'
04/30/2012 [-] Bursa Securities dismisses Ngiu Kee's appeal
04/29/2012 [-] Haitong Securities flat in HK debut after listing
04/29/2012 [-] ROC Cabinet approves securities gain tax bill
04/29/2012 [-] Ottawa pushes for national securities regulator within year
04/29/2012 [-] Argentine Securities Commission puts more pressure on Falklands' oil industry
04/29/2012 [-] More Lord Voldemort Than Harry Potter In British Teens' Securities Fraud
04/28/2012 [-] Canadian dollar set to appreciate further – TD Securities
04/28/2012 [-] Haitong Securities trading debut tepid
04/28/2012 [-] Cambodia Securities Exchange sees first trading glitches Phnom Penh Post
04/24/2012 [-] Securities Transaction Tax Will Remain Unchanged
04/24/2012 [-] Panel Rules Wachovia Securities Must Pay To Ex-Congressman
04/23/2012 [-] Capital Securities pledges to protect natural resources
04/22/2012 [-] Local securities firms brace for difficult times ahead report
04/22/2012 [-] BSX Terminates Trading Membership Of Trafalgar Securities
04/21/2012 [-] US Securities and Exchange Commission
04/21/2012 [-] Al Ramz Securities leads Dubai...
04/21/2012 [-] Bursa Securities queries Ariantec Global over unusual market activity
04/20/2012 [-] TTA executives alleged of violating securities laws
04/20/2012 [-] The Shilling, the Securities Exchange and Bonds
04/20/2012 [-] SEC lifts 10% price band on listed securities
04/19/2012 [-] UBS Securities ups rating on AUO shares
04/19/2012 [-] Securities Czar Aims to Make China's Markets Respectable
04/19/2012 [-] Saudi- CMA further streamlines securities business
04/18/2012 [-] TSE to help Myanmar with securities exchange
04/17/2012 [-] Securities Czar Aims to Make China's Markets Respectable
04/17/2012 [-] SMPC securities fall in early trade
04/17/2012 [-] BRIEF-Moody's comments on DEXUS' announcement of US asset sale and securities buy back
04/17/2012 [-] Rabee Securities Iraq Stock Exchange For Wing Ending April 12 Iraq Updates
04/16/2012 [-] REIT found a safe harbor in mortgage-backed securities
04/16/2012 [-] JP Morgan To Sell Billion Commercial Mortgage-Backed Securities
04/15/2012 [-] Securities firms' earnings down nearly 67 percent in March
04/15/2012 [-] Haitong Securities plans Hong Kong IPO
04/14/2012 [-] Unprecedented increase in issuance of Malaysian private debt securities
04/14/2012 [-] Dealers Vie for Securities Tied to Rescue
04/14/2012 [-] Irish banks' debt securities dropped by almost €12bn in February
04/13/2012 [-] SGX, CIMB Securities launch new initiative
04/13/2012 [-] BoT Policies Affect Trading of Government Securities
04/13/2012 [-] UPDATE 1-U.S. SEC sues AutoChina for securities fraud
04/12/2012 [-] Government securities issuance limit raised
04/12/2012 [-] Justice unit to probe mortgage-backed securities
04/12/2012 [-] Genting's S'pore unit to issue securities worth RM1.2bil in expansion plan
04/12/2012 [-] Myanmar securities exchange by 2015, with Japan help
04/11/2012 [-] Development Securities JV Buys �15.7 Million London Property From NAMA
04/11/2012 [-] MOF plans securities gains tax in 2014
04/11/2012 [-] GMO Glick Securities Puts Up Big Prize for Japanese Gold Medalists in London
04/11/2012 [-] UPDATE 2-Myanmar securities exchange by 2015, with Japan help source
04/11/2012 [-] Japan to Help Myanmar Set Up Securities Exchange
04/10/2012 [-] Ottawa to keep national securities regulator transition office open
04/10/2012 [-] Greeley man sentenced to 8 years over Fort Collins area securities-fraud case
04/09/2012 [-] GMO Click Securities Puts Up Big Prize for Japanese Gold Medalists in London
04/09/2012 [-] Abu Dhabi Securities Exchange...
04/09/2012 [-] Genting S'pore to offer up to S500m worth of perpetual securities
04/08/2012 [-] Assocham wants laws on securities contract amended
04/07/2012 [-] Surge in KGI Securities shares boosts stocks on local exchange
04/06/2012 [-] Swiss Re Structures million Insurance-linked Securities for Allianz
04/06/2012 [-] BRIEF-Moody's cuts TruPS CDO notes issued by Preferred Term Securities V, Ltd.
04/06/2012 [-] China Development Offers To Buy KGI Securities For US1.85 Billion
04/06/2012 [-] Raymore man pleads guilty in Petro America securities fraud
04/06/2012 [-] MOF tax reform task force targets securities gains
04/06/2012 [-] China Development Offers to Buy KGI Securities
04/06/2012 [-] China Development Offers To Acquire KGI Securities For US1.85 Billion
04/05/2012 [-] We will get the most advanced technological base for trading in securities
04/05/2012 [-] Blue Danube Catastrophe Securities Placed
04/05/2012 [-] Emirates NBD Securities provides...
04/05/2012 [-] Covered bonds much safer securities than CDOs analysts
04/05/2012 [-] Securities market activity in SGX declines in March
04/04/2012 [-] TEXT-S&P rates RWE mln subordinated securities 'BBB'
04/04/2012 [-] B.C. Securities Commission Criminal Investigations Team and Surrey RCMP
04/04/2012 [-] Ownership battle over Aorangi Securities underway
04/03/2012 [-] Barclays Sued Over Mortgage Securities
04/03/2012 [-] Suzi Clay portfolio director of Land Securities is to speak at Cardiff Breakfast Club
04/03/2012 [-] German Bank Sues Barclays Over Mortgage Securities
04/03/2012 [-] SECP approves debt securities rules
04/03/2012 [-] Hartford Buys Back Securities From Allianz
04/02/2012 [-] 5 more securities trading firms adopt 2FA system
04/02/2012 [-] Chinese securities regulator launches new IPO reform
03/29/2012 [-] National securities regulator still on agenda Flaherty
03/29/2012 [-] Egyptian Arabian Securities Brokerage loss hits LE 16 m in 2011
03/28/2012 [-] Considering Stake Buys In Securities Firms, Smaller Bank
03/28/2012 [-] Maryville securities broker accused of running Ponzi scheme
03/27/2012 [-] Securities Authority seeks clarifications on Leumi profit warning
03/26/2012 [-] B.C. Securities Commission arrests Coquitlam man for fraud and theft
03/26/2012 [-] Oriel Securities hire two new sales staff
03/23/2012 [-] Securities watchdog probes high-frequency trading firms report
03/23/2012 [-] U.S. securities watchdog probes high-frequency trading firms WSJ
03/22/2012 [-] China Regulator OKs JV Between Hang Seng Bank, Guangzhou Securities Source
03/21/2012 [-] Dutch pension funds sell off securities
03/21/2012 [-] Oklahoma City stock brokerage Geary Securities will close
03/20/2012 [-] U.S. Treasury Completes Sales of Mortgage-Backed Securities
03/20/2012 [-] Government securities yield set to harden further
03/20/2012 [-] Amount of cash, securities held by Apple each year
03/20/2012 [-] Ex-IRS agent sentenced for securities scam
03/19/2012 [-] U.S. Makes Billion In Mortgage-Backed Securities Sale
03/19/2012 [-] US gov't completes 225B in mortgage securities
03/19/2012 [-] US gov't sells in mortgage-backed securities
03/19/2012 [-] US says it earned bn on mortgage securities
03/19/2012 [-] US gov't sells in mortgage-backed securities
03/19/2012 [-] Budget 2012 Securities Transaction Tax cut by 20 per cent
03/18/2012 [-] National Bank of Abu Dhabi sponsors securities forum
03/17/2012 [-] Shareholders to Rescue New Africa Securities
03/16/2012 [-] Foreigners sellers of Canadian securities in January
03/16/2012 [-] Government securities worth Rp6 trillion to be auctioned
03/16/2012 [-] South Africa Stanchart Opens Local Securities Service
03/16/2012 [-] Securities fraud settlements plummet study
03/14/2012 [-] Ex-mortgage broker accused of securities fraud
03/14/2012 [-] RPT-U.S. securities fraud settlements plummet study
03/14/2012 [-] Securities fraud settlements plummet study
03/14/2012 [-] U.S. securities fraud settlements plummet study
03/12/2012 [-] StandChart to offer securities services in SA
03/09/2012 [-] UPDATE 1-Thai c.bank to lift cap on foreign securities investment
03/08/2012 [-] China Securities Regulator Faces IPO Dilemma
03/07/2012 [-] FSC Will Allow Investments in Chinese Securities in Next Stage
03/07/2012 [-] National Securities to Bail Out Dar es Salaam Stock Market
03/06/2012 [-] Japan's securities watchdog files complaint against Olympus
03/05/2012 [-] Rashed Al Baloushi appointed CEO of Abu Dhabi Securities Exchange
03/05/2012 [-] Credit Suisse to buy back billion of securities
03/04/2012 [-] Judge fines ex-CEO of Brookstreet Securities
03/03/2012 [-] Deltek management to meet with JMP Securities
03/03/2012 [-] McKesson files automatic mixed securities shelf
03/03/2012 [-] Simon Property files automatic mixed securities shelf
03/02/2012 [-] Realty Income files automatic mixed securities shelf
03/02/2012 [-] SECP elected vice-chair of global securities regulators’ body
03/02/2012 [-] Progress Energy files automatic mixed securities shelf
03/01/2012 [-] Securities regulator expresses confidence, sets growth moderation goal
03/01/2012 [-] First Midwest files automatic mixed securities shelf
03/01/2012 [-] Securities regulator upbeat on Chinese economy
03/01/2012 [-] 'Going back to 6.5% growth is leading to anxiety'
02/29/2012 [-] Bofi Holding files mixed securities shelf
02/29/2012 [-] Wells Fargo Gets SEC Wells Notice Over Mortgage Securities Disclosures-Filing
02/29/2012 [-] Wells Fargo says SEC may bring claims over mortgage securities
02/29/2012 [-] Securities regulator issues notice of
02/28/2012 [-] Alliance Resource files automatic mixed securities shelf
02/28/2012 [-] South Korea's investment in foreign securities plunges
02/28/2012 [-] South Korea's investment in foreign securities plunges
02/28/2012 [-] International Paper files automatic mixed securities shelf
02/27/2012 [-] Wyndham files automatic mixed securities shelf
02/27/2012 [-] QEP Resources files automatic mixed securities shelf
02/27/2012 [-] Aggregate turnover of secondary securities market of Uzbekistan made 911.0 billion soums
02/27/2012 [-] CBB Sukuk Al-Salam Securities Over Subscribed
02/27/2012 [-] China may promulgate new securities fund law this year report
02/25/2012 [-] Citigroup Subpoenaed in DOJ Probe of Mortgage-Backed Securities
02/25/2012 [-] UPDATE 1-Goldman stops coverage of 18 securities firms
02/24/2012 [-] Comcast files automatic mixed securities shelf
02/24/2012 [-] ASC alleges Edmonton businessmen illegally traded securities
02/23/2012 [-] ADS Securities expand with launch of commodities futures trading
02/23/2012 [-] Bixby Energy figure charged with securities fraud
02/22/2012 [-] Palestine Securities Exchange a Bright Spot in Equities
02/22/2012 [-] TEXT-Fitch rates CKI's USD 300 million hybrid securities 'BBB'
02/22/2012 [-] Mortgage plan calls for single securities platform
02/20/2012 [-] Olam Appoints Banks For Proposed SGD Perpetual Capital Securities Issue
02/20/2012 [-] Saigon Securities says 2011 net plunges 88 pct y/y
02/17/2012 [-] Deutsche Bank facing securities action – EXCLUSIVE
02/17/2012 [-] Dec Foreign investment in Canadian securities declines to vs in Nov
02/17/2012 [-] Marriott files automatic mixed securities shelf
02/16/2012 [-] Moody's warns may downgrade global banks, securities firms
02/16/2012 [-] Moody's warns may downgrade global banks, securities firms
02/16/2012 [-] Moody's May Downgrade 17 Banks, Securities Firms
02/16/2012 [-] AIG buys back old mortgage securities
02/16/2012 [-] Moody's may downgrade 17 banks, securities firms
02/15/2012 [-] Multi-Color files mixed securities shelf
02/15/2012 [-] Apple in discussions about cash, securities
02/14/2012 [-] Overseas Shipholding files mixed securities shelf
02/14/2012 [-] Kenya Securities Exchange Expects Expects Improvement in 2012
02/13/2012 [-] China's Citic Securities Eyes U.S.
02/13/2012 [-] China's Citic Securities Eyes U.S. Market
02/13/2012 [-] El Orouba Securities 2011 net loss hits LE 4.7 m
02/12/2012 [-] Foreigners eye local securities firms
02/08/2012 [-] Ian Telfer Responds to Ontario Securities Commission Allegations
02/08/2012 [-] POSCO says not considering buying Kyobo Securities
02/07/2012 [-] Development Securities says in talks to buy NAMA assets
02/06/2012 [-] Capitol Securities Management, Inc. Announces Opening of Charlottesville, VA Branch Office Location.
02/06/2012 [-] Qatar Financial Markets Authority hosts 6th Meeting of Union of Arab Securities Authorities
02/05/2012 [-] Securities firms seek development guidelines
02/04/2012 [-] Judge approves securities suit settlement by AIG with Ohio pension funds
02/04/2012 [-] EZCORP files automatic mixed securities shelf
02/03/2012 [-] Chinese firm breached Ontario securities law OSC
02/02/2012 [-] Neonet Enters Execution Services Partnership With JRS Securities
02/01/2012 [-] Conn. man pleads guilty to securities fraud in NYC
02/01/2012 [-] Treasury exploring new types of debt securities
02/01/2012 [-] TEXT-Fitch assigns Lowland Mortgage Backed Securities 1 B.V final ratings
01/31/2012 [-] Pyramids Capital Securities Brokerage declares LE 2.42/share payout
01/31/2012 [-] UPDATE 1-Samsung Securities to announce Asia restructuring sources
01/31/2012 [-] UPDATE 2-Samsung Securities shuts operations outside Korea source
01/31/2012 [-] Daiwa Securities to slash additional 100 jobs
01/31/2012 [-] Daiwa Securities Posts Fourth Straight Loss
01/30/2012 [-] GF Securities Unit to Focus on Chinese Bonds
01/29/2012 [-] Securities and Exchange Commission investigating Wenatchee arena debt trouble
01/28/2012 [-] Ryland Group files automatic mixed securities shelf
01/27/2012 [-] Okasan Securities Group 8609.T-9mth group
01/27/2012 [-] Govt Securities Bids Triple
01/27/2012 [-] Canada abandons securities regulator plan report
01/27/2012 [-] Ottawa bids for scaled back national securities regulator
01/27/2012 [-] Former NY securities brokers face fraud charges
01/27/2012 [-] Ticonderoga Securities to Close
01/26/2012 [-] Citi mulls more cuts in securities and banking
01/26/2012 [-] UniCredit offers debt securities buyback, deal to boost Core Tier 1
01/25/2012 [-] Land Securities Land's end for Salway
01/24/2012 [-] Land Securities CEO Salway to Step Down and Be Replaced by Noel
01/24/2012 [-] TD Securities to host a conference
01/24/2012 [-] HC announces the closure of Al-Futtaim HC Securities in Dubai
01/19/2012 [-] Kyokuto Securities87069mth Prelim group forecast
01/19/2012 [-] Deutsche Securities maintains 'sell' call on China Steel shares
01/19/2012 [-] Ontario securities regulator posts list of delinquent fine payers on website
01/19/2012 [-] Bank Indonesia considering to buy long-term state securities
01/18/2012 [-] Four Banks Set to Bid for Ex-AIG Mortgage Securities
01/18/2012 [-] Four banks set to bid for mortgage securities
01/17/2012 [-] Foreigners buying more Canadian securities
01/17/2012 [-] Check Point price target raised to from at FBN Securities
01/15/2012 [-] RBS Securities Capitulation is Blueprint
01/14/2012 [-] Porto Energy Corp. To Present at the TD Securities Energy Conference
01/13/2012 [-] Legend Oil & Gas files mixed securities shelf
01/13/2012 [-] RBS Securities Capitulation a Blueprint for Banks in Europe
01/12/2012 [-] Central Depository of Uzbekistan provided a supply of 505 million securities in 2011
01/12/2012 [-] El Orouba Securities says FSA okays temporary closure of 3 branches
01/11/2012 [-] Citi's China Securities JV Gets Regulatory OK
01/11/2012 [-] Citigroup receives approval for China securities JV
01/11/2012 [-] Publicis Groupe Half-Year Financial Statement Liquidity Contract With SG Securities
01/09/2012 [-] Nigeria Surplus Funds Government Securities Record N539 Billion Patronage
01/09/2012 [-] Government securities record N539bn patronage
01/06/2012 [-] UBS Securities Expect FBM KLCI To Breach 1,700 Points
01/06/2012 [-] Tanzania Low Investor Confidence Hits Govt Securities
01/06/2012 [-] Securities lending rumor sees stocks slip
01/05/2012 [-] RBS to Cut as Many as 10,000 Jobs in Securities Unit, FT Says
01/05/2012 [-] Kenya Deposit Protection Body Gets Boost From Growth in Treasury Securities
01/05/2012 [-] DSE Adopts International Securities Numbering
01/05/2012 [-] China Securities Firm to Help Expand Short Selling
01/04/2012 [-] MIPS Technologies management to meet with FBN Securities
01/04/2012 [-] 2011 the Year When Securities, Shilling Were Hard-Hit
01/04/2012 [-] Economic Calendar for 2012
01/04/2012 [-] TiVo settlement positive, says JMP Securities
01/04/2012 [-] SEC sues life settlements firm, alleges deception
01/03/2012 [-] JPMorgan sued for 95 million over mortgage securities
01/03/2012 [-] JJ Must Defend Securities-Fraud Lawsuit Over Drug Recalls
12/30/2011 [-] Apricus Biosciences files mixed securities shelf
12/30/2011 [-] JPMorgan, Ally Sued by HSH Nordbank Over Mortgage Securities
12/30/2011 [-] Ascent Solar files mixed securities shelf
12/30/2011 [-] Primo Water files mixed securities shelf
12/29/2011 [-] Kite Realty Trust files mixed securities shelf
12/28/2011 [-] In Europe, Securities Overseer Spreads Gospel of Streamlined Regulation
12/26/2011 [-] Qatar treasury bills to start trading on securities exchange
12/24/2011 [-] Ardea Biosciences files mixed securities shelf
12/24/2011 [-] PhotoMedex files mixed securities shelf
12/23/2011 [-] EO minority shareholder challenges Securities Commission
12/23/2011 [-] Reaction to Canadian court ruling on securities regulator
12/23/2011 [-] Canadian push for new securities regulator stalls
12/23/2011 [-] SeaCube files automatic mixed securities shelf
12/23/2011 [-] Text-S&P afms 2 Citigroup Comm Mtg Securities 2010-RR3 rtgs
12/23/2011 [-] Ontario to push for reforms to fragmented securities system
12/23/2011 [-] Flaherty's national securities watchdog dealt court blow
12/23/2011 [-] Ex-AmeriFirst CEO guilty of mail, securities fraud
12/22/2011 [-] FAQ Why is a national securities watchdog so controversial?
12/22/2011 [-] Canada high court strikes down national securities regulator proposal
12/22/2011 [-] Why is a national securities watchdog so controversial
12/22/2011 [-] National securities regulator plan rejected by Supreme Court of Canada
12/22/2011 [-] Flaherty's national securities watchdog dealt court blow
12/22/2011 [-] National securities watchdog plan deemed unconstitutional
12/22/2011 [-] Top court to rule on national securities watchdog
12/22/2011 [-] National securities regulator ruling expected
12/21/2011 [-] High court set to rule on single securities regulator
12/21/2011 [-] Polar Securities reports 5.05% passive stake in Move
12/21/2011 [-] Analysis Relaxed U.S. securities laws could boost SecondMarket
12/21/2011 [-] Synageva BioPharma files mixed securities shelf
12/21/2011 [-] Deutsche Securities Saudi Arabia honored
12/20/2011 [-] NY top court allows private securities claims
12/20/2011 [-] Securities regulator says miracle needed to save AAA
12/20/2011 [-] National securities regulator decision coming
12/20/2011 [-] Former Freddie, Fannie execs charged with securities fraud
12/20/2011 [-] Hong Kong securities watchdog ends investigation of Macau's Sands China
12/19/2011 [-] Hong Kong securities watchdog ends investigation of Macau's Sands China
12/19/2011 [-] Canada securities regulator court ruling Thursday
12/19/2011 [-] Former Fannie, Freddie execs charged with securities fraud
12/19/2011 [-] Pennsylvania REIT files mixed securities shelf
12/19/2011 [-] Nigeria Securities Exchange Commission Sets-Up Committee to Reinforce Capital Market
12/19/2011 [-] TEXT-FitchStable otlk for Japan's securities firms
12/17/2011 [-] FINRA Fines Wells Fargo Million For Unsuitable Sales of Convertible Securities
12/17/2011 [-] SNS Securities cuts jobs, ends proprietary trading
12/17/2011 [-] Citic Securities Purchase of Credit Agricole Unit Stakes Delayed
12/17/2011 [-] 'Rudy' inspiration charged with securities fraud
12/16/2011 [-] 'Rudy' inspiration charged with securities fraud
12/16/2011 [-] Foreign investors ease up on Canadian securities
12/16/2011 [-] Securities Commission Declines to Licence ZSE
12/15/2011 [-] Bixby Energy Systems charged with securities fraud
12/14/2011 [-] Demand Media management to meet with JMP Securities
12/13/2011 [-] Ontario Securities Commission Poison pills to remain unchallenged?
12/13/2011 [-] SEC to Sue Securities Investor Protection Corporation
12/13/2011 [-] AuthenTec files mixed securities shelf up to
12/12/2011 [-] Amerigroup files automatic mixed securities shelf
12/12/2011 [-] UPDATE 3-Haitong Securities pulls bln HK offer-sources
12/12/2011 [-] UPDATE 4-Haitong Securities pulls bln HK offer-sources
12/12/2011 [-] Haitong Securities pulls HK13b offer
12/12/2011 [-] Haitong Securities Pulls Billion HK Offer
12/12/2011 [-] Soochow Securities Up 24% on Shanghai Debut
12/12/2011 [-] UPDATE 2-Haitong Securities pulls bln HK offer-sources
12/12/2011 [-] Soochow Securities Jumps 24% on Shanghai Debut
12/12/2011 [-] Haitong Securities postpones bln HK offer-sources
12/12/2011 [-] UPDATE 1-Soochow Sec's Shanghai debut reflects demand for smaller IPOs
12/12/2011 [-] Soochow Securities rises 24 pct on Shanghai debut
12/12/2011 [-] Deutsche Bank facing securities action – EXCLUSIVE
12/10/2011 [-] Plum Creek Timber files automatic mixed securities shelf
12/09/2011 [-] Doral Financial management to meet with FBN Securities
12/09/2011 [-] Wellpoint files automatic mixed securities shelf
12/09/2011 [-] BRIEF-Moody's asgns rtg of Aa1/VMIG 1 to J.P. MORGAN SECURITIES LLC
12/09/2011 [-] TEXT-Fitch affirms Asia Plus Securities at 'A-'/stable
12/08/2011 [-] Stanbic Bonus Shares Lift Securities Exchange
12/08/2011 [-] Trading of GCC currencies is reaching new levels, says ADS Securities
12/07/2011 [-] Securities firm to rate investment funds
12/07/2011 [-] Rabee Securities Iraq Stock Exchange For Week Ending Dec. 1 Iraq Updates
12/07/2011 [-] Sri Lanka allows more foreign investment in securities
12/07/2011 [-] Oxford Business Group Teams Up With IC Securities
12/07/2011 [-] Kenya Banks Offload Sh25 Billion Treasury Securities to Check Borrowing Costs
12/06/2011 [-] Increased Limits on Foreign Investments in Government Securities
12/06/2011 [-] FBN Securities to host a tour
12/06/2011 [-] Soochow Sec raises mln via Shanghai IPO
12/05/2011 [-] Foreign Investors Slash South Korea Securities Holdings
12/05/2011 [-] Australia Nov Inflation Gauge 0.1% On Month TD Securities
12/04/2011 [-] Most dealers see Fed buying more mortgage-backed securities to boost economy
12/03/2011 [-] Urban Barns Foods securities lawyer visits Dubai consultants
12/03/2011 [-] Tuckwell invites offers for ETF Securities
12/02/2011 [-] GenMark files mixed securities shelf
12/02/2011 [-] Holly Energy files mixed securities shelf
12/02/2011 [-] TEXT-Fitch rates Lloyd TSB's new LT2 securities 'BBB-'
12/02/2011 [-] Rovi management to meet with JMP Securities
12/02/2011 [-] Securities trading in SGX hit by global economy uncertainty
12/01/2011 [-] Haitong Securities seeks up to in HK offer
12/01/2011 [-] Huron initiated with an Outperform at Northland Securities
12/01/2011 [-] MoneyGram initiated with an Outperform at JMP Securities
12/01/2011 [-] Danish firm's packaging move triggered by exchange rate insecurities
12/01/2011 [-] Congress push to relax US securities laws
11/30/2011 [-] Ally Faces Suits Over Mortgage Securities
11/30/2011 [-] China May Halt Metals Stockpiling, Start Sales, Securities Says
11/30/2011 [-] Haitong Securities Seeks Up to Billion in HK Offer
11/29/2011 [-] TEXT-S&P lowers rtgs in Irish RMBS deal Kildare Securities
11/29/2011 [-] South Korea's investment in foreign securities falls in Q3
11/29/2011 [-] South Korea's investment in foreign securities falls in Q3
11/28/2011 [-] LHC Group, Inc. under Investor Investigation over potential Violations of Securities Laws
11/28/2011 [-] Taiwan Urges Insurers to Stop Lending Securities for Shorts
11/25/2011 [-] Markets still facing possibility of downside risk Nick Paulson-Ellis, Espirito Santo Securities
11/25/2011 [-] Shares of China Steel rebound on loaned securities return report
11/25/2011 [-] Taiwan Regulator Didn’t Ask Insurers to Stop Securities Lending
11/25/2011 [-] CORRECTED-Soochow Securities says to launch IPO premarketing
11/24/2011 [-] Daiwa Securities cuts target price on MediaTek
11/24/2011 [-] Madison County faces dozens of securities related charges
11/23/2011 [-] Universal Corporation files automatic mixed securities shelf
11/23/2011 [-] Securities Markets bossRisks for economy present but not very high
11/23/2011 [-] Daiwa Securities cuts target price on MediaTek shares
11/23/2011 [-] Top Cain Aide Banned From Securities Industry
11/22/2011 [-] FieldPoint Petroleum files mixed securities shelf
11/22/2011 [-] Air Products files automatic mixed securities shelf
11/22/2011 [-] W. R. Berkley files automatic mixed securities shelf
11/22/2011 [-] Amherst Securities Raises Concerns Over C-III Loan Workout
11/21/2011 [-] Schneiderman allowed into in securities case
11/21/2011 [-] SLM Corp. files automatic mixed securities shelf
11/18/2011 [-] Net income, loss statistics for securities firms in Oct. 2011
11/17/2011 [-] Santarus files mixed securities shelf
11/17/2011 [-] Local clearinghouse signs MOU with Hong Kong Securities Co.
11/17/2011 [-] Cutting edge Securities Act set for Dec. 30
11/16/2011 [-] SunGard Wins Two Global Securities Finance Industry Awards
11/16/2011 [-] LHC Life Healthcare Group Holdings Limited Dealings in securities by an
11/16/2011 [-] AtriCure management to meet with JMP Securities
11/16/2011 [-] MAC Securities joins Bahrain Financial Exchange as Trading Member
11/16/2011 [-] NY Fed Ups Margin Requirements on Mortgage Securities
11/16/2011 [-] Parkway Properties files mixed securities shelf
11/16/2011 [-] TWSE names Grand Cathay most profitable securities firm in October
11/16/2011 [-] J.P. Morgan to Revive Bad-Loan Securities
11/15/2011 [-] BBL opts to delist Bualuang Securities
11/15/2011 [-] Tibco initiated with an Outperform at JMP Securities
11/15/2011 [-] MicroStrategy initiated with an Outperform at JMP Securities
11/15/2011 [-] BBL tenders for Bualuang Securities
11/15/2011 [-] MUFG eyes capital boost at struggling securities arm
11/14/2011 [-] Governor Corbett Nominates New Members to Pennsylvania Securities Commission
11/14/2011 [-] Aegerion files mixed securities shelf
11/14/2011 [-] Mitek Systems files mixed securities shelf
11/14/2011 [-] Monsanto files automatic mixed securities shelf
11/14/2011 [-] UBS Latest Bank to Take Back Auction Rate Securities
11/12/2011 [-] Securities broker accused of Ponzi schemes
11/11/2011 [-] New York’s Cuomo Sues Schwab Over Securities
11/11/2011 [-] Internet scam targets state securities regulators
11/10/2011 [-] Regal-Beloit files automatic mixed securities shelf
11/10/2011 [-] Deutsche Bank facing securities action – EXCLUSIVE
11/10/2011 [-] Kenya Discount Securities Investors Face Longer Wait for Refunds
11/10/2011 [-] Discount Securities Investors Face Longer Wait for Refunds
11/10/2011 [-] Jon Corzine Named CEO of Securities Firm MF Global
11/10/2011 [-] Investor fined million for manipulating RIL securities in UK
11/10/2011 [-] Treasury Sells Ally Bank Securities
11/09/2011 [-] Cowen Group, CRT Capital to offer securities
11/09/2011 [-] Ormat Technologies files mixed securities shelf
11/09/2011 [-] IHS Inc. initiated with an Outperform at Northland Securities
11/09/2011 [-] UPDATE 1-Westhouse to buy Arbuthnot's investment banking arm
11/09/2011 [-] Nairobi Securities Exchange attracts FTSE indices
11/09/2011 [-] Let's Rewrite Securities Law for Facebook Politics
11/09/2011 [-] Liquidity stresses spread to securities
11/09/2011 [-] Citic Securities sells 20 pct AMC stake for mln
11/09/2011 [-] 12. Landmark decision for securities cases
11/08/2011 [-] Arena Pharma files mixed securities shelf
11/08/2011 [-] Electronic Arts files automatic mixed securities shelf
11/08/2011 [-] Securities industry bearish on its profitability
11/08/2011 [-] Energen files automatic mixed securities shelf
11/08/2011 [-] Unisys to Present at Wells Fargo Securities Conference
11/08/2011 [-] UBS, CS should pool securities units JPM analyst
11/08/2011 [-] Olympus fallout hits Tokyo securities traders
11/08/2011 [-] FTSE And Nairobi Securities Exchange Present New Index Solutions For The Kenyan Market
11/08/2011 [-] Ladenburg Thalmann closes Securities America deal
11/07/2011 [-] Assurant files automatic mixed securities shelf
11/07/2011 [-] OFFICIAL-TEXT-S&P Mixed perf by Japan mjr securities grps, says rpt
11/06/2011 [-] Domestic Banks Permitted to Invest in Renminbi Securities
11/06/2011 [-] AIG Back in Securities Lending Business
11/04/2011 [-] Thomas & Betts files automatic mixed securities shelf
11/04/2011 [-] Ellington Financial files to sell mixed securities shelf
11/04/2011 [-] Las Vegas Sands files automatic mixed securities shelf
11/04/2011 [-] Inhibitex price target raised to from at JMP Securities
11/04/2011 [-] Bursa Securities Reprimands, Fines Zainol Abidin Ahmad For Unethical Trading Activities
11/04/2011 [-] AIG Is Returning to Securities Lending
11/03/2011 [-] CBS files automatic mixed securities shelf
11/03/2011 [-] Valeant Announces New Billion Securities Repurchase Program
11/03/2011 [-] NZX trading in debt securities tumbles 41% in October
11/02/2011 [-] TEXT-Fitch asgns Rabobank's Capital Securities expected rtg of 'A-'/RWN
11/01/2011 [-] Judge orders former Delphi CEO, CAO to pay for securities violations
11/01/2011 [-] Investment firm faces Manitoba securities probe
11/01/2011 [-] Credit Suisse to Cut 1,500 More Jobs After Securities Loss
10/31/2011 [-] Schwab wins dismissal of lawsuit over auction-rate securities
10/31/2011 [-] UPDATE 1-US portfolio holdings of foreign securities rise-Trsy
10/31/2011 [-] FSC Refunds NT3 B. to Securities Firms
10/31/2011 [-] Rabee Securities Iraq Stock Exchange For Week Ending Oct. 27 Iraq Updates
10/31/2011 [-] RPT-NEWSMAKER-A steady reformer for China's securities regulator
10/30/2011 [-] Securities refinancing pilot rules issued
10/29/2011 [-] NEWSMAKER-A steady reformer for China's securities regulator
10/29/2011 [-] Pinetree Capital Ltd. Acquires Securities of AirIQ Inc.
10/29/2011 [-] Hagens Berman Investigates Washington Mutual Mortgage-Backed Securities Not Covered by Class Certification
10/29/2011 [-] Primus Increases Its Securities Buyback
10/28/2011 [-] Citic Securities Profit Slumps
10/28/2011 [-] McKesson management to meet with JMP Securities
10/28/2011 [-] Daiwa Securities Posts 3rd Straight Quarterly Loss, To Cut Jobs
10/28/2011 [-] Ichiyoshi Securities 8624.T-6mth group results
10/28/2011 [-] Kyokuto Securities 8706.T-6mth group results
10/28/2011 [-] Daiwa Securities Said to Plan Cutting 20% of Jobs in Europe
10/27/2011 [-] Boston money manager faces securities charges
10/26/2011 [-] Rajat Gupta arrested, charged with securities fraud
10/26/2011 [-] Rajat Gupta in FBI custody, charged with securities fraud
10/26/2011 [-] Brokers to Get Training On Securities Lending
10/26/2011 [-] SEC Charges Major Portuguese Bank for Violating Registration Provisions of U.S. Securities Laws
10/25/2011 [-] Osaka Securities Exchange 8697.OS-6mth parent
10/22/2011 [-] The only thing we can love about narcissists... their over-confidence may hide deep insecurities
10/21/2011 [-] Ontario stock regulator softens enforcement
10/21/2011 [-] Securities Exchange Hopes New Mechanisms Will Curb Insider Trading
10/21/2011 [-] TNB Proposes Islamic Securities Programme Of RM5 Billion
10/21/2011 [-] Invast Securities 8709.OS-6-month parent
10/21/2011 [-] RPT-China regulator to review Western Securities IPO Oct 24
10/20/2011 [-] California subpoenas Bank of America over mortgage-backed securities, report says
10/20/2011 [-] Factbox EU proposes reform of securities markets
10/20/2011 [-] Central Depository supply 382 million of securities
10/20/2011 [-] Fed Official Discusses Securities Purchases
10/19/2011 [-] States order return of billion to investors NASAA
10/19/2011 [-] Haitong Securities eyes listing by year end report
10/19/2011 [-] Florida man charged in Etowah County in securities violations
10/18/2011 [-] Securities firms expected to post losses
10/18/2011 [-] Hyundai Sec says plans mln rights offering
10/18/2011 [-] Kyokuto Securities 8706.T-6-month group forecast
10/18/2011 [-] Mito Securities 8622.T-6-month parent forecast
10/17/2011 [-] Interest Rates On Govt Securities Up
10/17/2011 [-] Tanzania Interest Rates On Govt Securities Up
10/17/2011 [-] TEXT-S&P afrms rtgs in U.K. RMBS Southern Pacific Securities 04-1
10/17/2011 [-] Rules On Securities Lending Out December
10/17/2011 [-] TEXT-Fitch ups Kim Eng Securities to 'AA-'
10/17/2011 [-] Nomura Securities has cut its rating on Olympus to Neutral from Buy
10/17/2011 [-] Toyo Securities 8614.T-6-month group forecast
10/15/2011 [-] Trading of Dubai Gold Securities rises 1,280% on Nasdaq Dubai
10/14/2011 [-] JonesTrading Seeks Million Damages Against Nomura Securities
10/14/2011 [-] European Banks Securities Revenue May Fall 28%, Goldman Says
10/14/2011 [-] European Banks Securities Revenue May Fall 28%, Goldman Says
10/14/2011 [-] ICICI Securities launches new mutual fund plan
10/13/2011 [-] Deutsche Bank facing securities action – EXCLUSIVE
10/13/2011 [-] Dutch pension funds sell off securities
10/13/2011 [-] Troy man sent to prison for securities fraud
10/13/2011 [-] TEXT-S&P corrects by affirming rtgs in Avondale Securities
10/13/2011 [-] Bill overhauling securities law introduced
10/12/2011 [-] Securities company swamped by early retirement requests
10/12/2011 [-] Power's securities law overhaul attracts secret submissions
10/12/2011 [-] Once-in-a-generation re-write of securities law introduced
10/12/2011 [-] 'Once-in-a-generation' re-write of securities law
10/11/2011 [-] nFinanSe wraps up securities sale
10/11/2011 [-] NY securities sector may lose 10,000 jobs report
10/08/2011 [-] Mainland Chinese Investors In Hong Kong Protest Securities Fraud
10/07/2011 [-] Government securities worth 2 billion soums issues in Uzbekistan repaid
10/07/2011 [-] Polaris Securities Upgraded to ’twAA-’ on Becoming a Wholly Owned Subsidiary of Yuanta FHC
10/07/2011 [-] Colo. securities chief orders Calif. firm to stop promoting investments in Iraqi dinari
10/06/2011 [-] Volatile debut for Citic Securities in HK
10/06/2011 [-] Citic Securities makes weak HK debut after billion offer
10/06/2011 [-] Citic securities dips on HK debut
10/06/2011 [-] Citic Securities Dips After Billion Hong Kong Debut
10/06/2011 [-] Citic Securities Falls in Debut as Rival Valuations Lure Buyers
10/06/2011 [-] UPDATE 1-China's Citic Securities dips after HK debut
10/06/2011 [-] China Citic Securities edges down in HK debut
10/04/2011 [-] Saudi Arabia ranks 16th in securities's regulation system in the world
10/04/2011 [-] Market swings hit Charles Stanley's securities arm
10/04/2011 [-] Mizuho Securities To Cut 700 Jobs, Executive Salaries
10/04/2011 [-] Mizuho Securities to Cut 700 Jobs
10/03/2011 [-] Nation Ready for Mortgage-Backed Securities HFCK
10/03/2011 [-] Kenya Nation Ready for Mortgage-Backed Securities HFCK
10/03/2011 [-] Mizuho Securities to Cut 700 Jobs, Reduce Executive Salaries
10/03/2011 [-] Rising Inflation Affecting Govt Securities
10/03/2011 [-] Tanzania Rising Inflation Affecting Govt Securities
10/03/2011 [-] Kenya ready for mortgage-backed securities ? HFCK
10/03/2011 [-] Mizuho Securities to cut Japan workforce Nikkei
09/30/2011 [-] BofA and JPMorgan sued over securities
09/30/2011 [-] Real estate agent pleads guilty to securities fraud, theft
09/29/2011 [-] Securities Commission grills Bahamas Supermarkets
09/29/2011 [-] CBB Sukuk Al-Salam Securities over subscribed
09/29/2011 [-] Ontario Securities Commission extends trading ban on shares of Zungui Haixi
09/29/2011 [-] Citic Securities Said to Raise Bln In Hong Kong Share Sale
09/28/2011 [-] Citic Securities, Great Wall Show China's IPO Struggle
09/28/2011 [-] Citic Securities Said to Raise Billion in Hong Kong Sale
09/28/2011 [-] Citic Securities to Raise Billion in Hong Kong Offer
09/28/2011 [-] Citic Sec prices HK deal at HK13.30/share sources
09/28/2011 [-] Citic Securities Offering Prices Near Low End
09/28/2011 [-] UPDATE 1-Citic Securities to raise billion in HK offer-sources
09/28/2011 [-] Citic Securities to raise billion in HK offer-source
09/27/2011 [-] Islamic securities 'set for solid growth'
09/27/2011 [-] UBS Bankers Face Few Options as Securities Unit Shrinks
09/27/2011 [-] Citic Securities Billion HK Deal Four Times Covered
09/27/2011 [-] Citic Securities' PE unit launches bln fund
09/27/2011 [-] Citic Securities HK deal 4 times covered
09/27/2011 [-] UBS Bankers Face Dwindling Options as Securities Unit Shrinks
09/27/2011 [-] Citic Securities bln HK deal 4 times covered sources
09/26/2011 [-] State-owned securities companies asked to study buyback
09/25/2011 [-] Abu Dhabi Securities Exchange Daily Briefing Sep 25
09/23/2011 [-] US Securities and Exchange Commission chief under fire
09/23/2011 [-] Alterra Capital to Participate at the JMP Securities Financial Services and Real Estate Conference
09/22/2011 [-] Fed Will Lengthen Maturity of Securities in Bid to Cut Rates
09/21/2011 [-] Fed Shifts Securities Holdings To Drive Down Rates
09/21/2011 [-] ICICI Securities ties up with Oppenheimer to hawk domestic products in US
09/21/2011 [-] UPDATE 1-China Citic Sec says HK share offer well received
09/21/2011 [-] China Citic Sec says HK share offer well received
09/20/2011 [-] Central London property strength buoys land securities
09/20/2011 [-] SEC rule aims to clean up securities market
09/20/2011 [-] Eight Securities Added to S-Network Composite Closed-End Fund Index ; Two Deleted
09/20/2011 [-] Swiss securities payment firm accepts gold as foreign currency
09/20/2011 [-] Dais Analytic tries again for securities sale
09/19/2011 [-] Dubai Gold Securities trade surges 230% in one month
09/17/2011 [-] Shares of Adobe Systems Cut at JMP Securities
09/17/2011 [-] UBS Securities cuts 2011 TAIEX target
09/17/2011 [-] Securities and Exchange Commission destroys files
09/16/2011 [-] Institutes team to build securities skill sets
09/16/2011 [-] Foreigners buy back into Canadian securities
09/16/2011 [-] Canadian Invested C-1.28B in Foreign Securitiesin July
09/16/2011 [-] Foreign investors jump back into Canadian securities
09/16/2011 [-] ETF Securities Sued by Former Executive in U.K. Over Bonus
09/16/2011 [-] Citic Securities to Test Hong Kong's Post-Selloff Stock Appetite
09/16/2011 [-] Citic Securities to sell bln in HK offer-IFR
09/15/2011 [-] Citic Securities Sets Hong Kong Listing Price Guidance
09/15/2011 [-] UPDATE 1-Citic Securities bln HK offer fully covered-sources
09/15/2011 [-] Temasek, Kuwait Said Among Investors in Citic Securities Sale
09/14/2011 [-] Interest On Government Securities Rise
09/14/2011 [-] EU watchdog to study 'empty voting' at meetings
09/13/2011 [-] Securities Regulation in the USA Unending madness
09/13/2011 [-] Ichiyoshi Securities 8624.T-2011/12 div forecast
09/12/2011 [-] Linc Energy Limited Announces On-Market Securities Buy-Back
09/12/2011 [-] China interest in Australian securities, bonds
09/10/2011 [-] Listed securities firms see profit slide in August
09/09/2011 [-] Text-Fitch affirms Deutsche Bank Securities COMM 2010-C1
09/09/2011 [-] Securities Commissioner Partners On Women & Money Series
09/07/2011 [-] Rabee Securities Iraq Stock Exchange Update Iraq Updates
09/07/2011 [-] ICICI Securities launches online document storage service
09/07/2011 [-] Swiss Re Study Forecasts ‘Continued Growth’ for Insurance Linked Securities
09/06/2011 [-] Securities trade group seeks more study of Dodd-Frank
09/06/2011 [-] ICICI Securities appoints Jaideep Goswami as Co-Head of Equities
09/06/2011 [-] RPT-Citic Securities to start HK offer roadshow Sept. 16
09/06/2011 [-] Citic Securities to start HK offer roadshow Sept. 16
09/06/2011 [-] Soochow Securities plans Shanghai IPO
09/06/2011 [-] Kenya Electricity may issue asset-backed securities
09/05/2011 [-] Adele `I have insecurities`
09/05/2011 [-] British fraud office examining mortgage-backed securities
09/05/2011 [-] Investigators want informants to shed light on shady securities allegedly sold by Deutsche Bank.
09/05/2011 [-] SFO hunts for evidence over securities sales to UK
09/05/2011 [-] SFOhunts forevidence over securities sales to UK
09/05/2011 [-] SFO probing Deutsche Bank securities deal report
09/04/2011 [-] SFO hunts for evidence over securities sales to UK
09/04/2011 [-] SFOâhunts forâevidence over securities sales to UK
09/04/2011 [-] Maine lists top investor scams
09/03/2011 [-] Banks sued over securities sale
09/03/2011 [-] Feds sue over toxic mortgage securities
09/03/2011 [-] U.S. sues banks over securities
09/03/2011 [-] Financial firms sued over risky securities
09/03/2011 [-] Feds Sue Biggest Banks For Selling Toxic Mortgage-Backed Securities
09/03/2011 [-] List of banks sued over mortgage securities sales
09/03/2011 [-] It is time to call the reversal IDFC Securities' Nikhil Vora
09/03/2011 [-] Feds sue big banks for selling toxic mortgage-backed securities
09/03/2011 [-] Government sues nation's largest banks
09/02/2011 [-] Government Sues Big Banks Over Risky Mortgage Securities
09/02/2011 [-] U.S. sues banking giants over sour mortgage securities
09/02/2011 [-] Feds to sue big banks over mortgage securities
09/02/2011 [-] Kenya Electricity May Issue Geothermal-Power Linked Securities
09/02/2011 [-] Feds set to sue big banks over losses from shoddy mortgage securities
09/02/2011 [-] Citic Securities, Sany IPOs Could Raise Up to Billion
09/02/2011 [-] US to sue banks over mortgage securities report
09/02/2011 [-] U.S. reportedly will sue big banks over mortgage securities
09/02/2011 [-] Report U.S. to Sue Banks Over Mortgage Securities
09/02/2011 [-] U.S. to sue big banks over mortgage securities report
09/02/2011 [-] US to sue big banks over mortgage securities-NYT
09/02/2011 [-] U.S. to sue big banks over mortgage securities report
09/02/2011 [-] New Canadian rule aims for fair pricing of bonds, other fixed-income securities
09/02/2011 [-] New securities consultancy regs
09/01/2011 [-] Deutsche Securities lowers TAIEX forecast
08/31/2011 [-] Samsung Securities looks for opportunity
08/31/2011 [-] NSE Soon to Begin Securities Lending
08/31/2011 [-] CBB Sukuk Al-Salam Securities Oversubscribed
08/31/2011 [-] Nigeria NSE Soon to Begin Securities Lending
08/31/2011 [-] Citic Securities gets Chinese approval on Hong Kong stock exchange listing
08/30/2011 [-] S.Korea's investments in foreign securities edge down in Q2
08/30/2011 [-] China approves Citic Securities for HK listing
08/30/2011 [-] China's Citic Securities Gets Nod for HK IPO
08/30/2011 [-] Vunani securities
08/29/2011 [-] Thailand-based Apex Circuit approved for listing on Taiwan OTC securities market
08/29/2011 [-] TEXT-Fitch Affirms First Group; Withdraws First Securities Rtgs
08/27/2011 [-] Adviser barred from securities industry
08/25/2011 [-] Citadel Securities Said to Be Firing 24 in Sales, Trading Group
08/23/2011 [-] State Property Committee signed an agreement on modernizing the securities market of Uzbekistan
08/23/2011 [-] While gold prices drop, Dubai Gold Securities edge higher
08/22/2011 [-] NASDAQ Dubai's Dubai Gold Securities surge 5.31%
08/22/2011 [-] US- 'Firms improperly rated mortgage securities'
08/22/2011 [-] Insecurities see AJ eliminated
08/21/2011 [-] Deutsche Bank Says 4 Employees, Korea Securities Unit Indicted
08/21/2011 [-] China's top securities regulator ironing out nitty-gritties
08/21/2011 [-] Citic Securities first-half profits up 13 pct
08/19/2011 [-] Greek Notes Drop on Collateral Demands; Italian Securities Fall
08/19/2011 [-] Citic Securities Net Profit Rises 13%
08/19/2011 [-] REFILE-Yuan pipeline back to China securities seen by year-end HK official
08/19/2011 [-] Feds probe SP on mortgage securities
08/18/2011 [-] Feds investigate SP on mortgage securities
08/18/2011 [-] U.S. probes SP over mortgage securities
08/18/2011 [-] U.S. probes S&P over mortgage securities
08/18/2011 [-] China's Citic Securities outlines Hong Kong share sale
08/18/2011 [-] China's Citic Securities outlines Hong Kong share sale
08/18/2011 [-] US Inquiry Targets SP Ratings of Mortgage Securities
08/18/2011 [-] Feds probe S&P ratings of mortgage securities
08/18/2011 [-] Report Justice Department investigating Standard and Poor's mortgage securities ratings
08/18/2011 [-] Bank of America Stock Tumbles with Dow; AIG Suing Bank Over Securities Losses
08/17/2011 [-] Foreigners reduce holdings of Canadian securities for first time in over a year
08/17/2011 [-] Ameriprise's Securities America sold
08/17/2011 [-] UPDATE 1-Ladenburg Thalmann to buy Securities America
08/17/2011 [-] Foreigners dump Canadian bonds in June
08/17/2011 [-] Total turnover of securities at RSE 'Tashkent' has reached million
08/17/2011 [-] China's CITIC Securities plans Hong Kong share sale
08/17/2011 [-] Allstate sues Goldman Sachs over securities
08/16/2011 [-] Citic Securities to press ahead with Hong Kong listing
08/16/2011 [-] China's Southwest Securities acquires Guodu in billion deal
08/16/2011 [-] Lakewood Man Indicted On Securities Fraud Charges
08/15/2011 [-] SGX new securities trading engine goes 'live'
08/15/2011 [-] Conn. doctor pleads guilty in NYC securities case
08/15/2011 [-] MOU on Establishing a Joint Venture between China Merchants Securities and Mizuho Securities
08/12/2011 [-] Former HDFC Securities executive director, i-banker buy out Alchemy
08/12/2011 [-] Citic Securities Seeks Million From Asset Sale
08/11/2011 [-] Submissions sought on draft Securities law bill
08/10/2011 [-] Newfield Exploration files automatic mixed securities shelf
08/10/2011 [-] Ardea Biosciences to Present at Wedbush Securities Life Sciences Conference
08/10/2011 [-] China's Founder Securities soars 44 percent on Shanghai debut
08/10/2011 [-] Italian bonds rise again as ECB buys more securities
08/10/2011 [-] Australian Securities Limited investigated by SFO
08/10/2011 [-] UPDATE 1-China's Founder Securities shares surge on Shanghai debut
08/09/2011 [-] Manitex files mixed securities shelf
08/09/2011 [-] Half of China's trillion foreign reserves invested in US securities
08/09/2011 [-] AIG sues Bank of America over securities
08/09/2011 [-] Astronics files mixed securities shelf
08/09/2011 [-] Oncothyreon to Present at Wedbush Securities 2011 Life Sciences Management Access Conference
08/09/2011 [-] Government releases draft bill on securities law
08/08/2011 [-] AIG to sue BofA over mortgage securities
08/08/2011 [-] A woman points at s display board at a securities trading house in Taipei
08/08/2011 [-] BBK forms new Joint Venture in Kuwait BBK-Geojit Securities KSC
08/08/2011 [-] no need for forced selling of securities over US downgrade
08/07/2011 [-] Securities commission wants to represent self in case
08/07/2011 [-] Court
08/05/2011 [-] Validus Holdings files automatic mixed securities shelf
08/05/2011 [-] NY attorney general hits BoA securities settlement
08/05/2011 [-] NY attorney general hits BoA securities
08/05/2011 [-] 3M Company files automatic mixed securities shelf
08/05/2011 [-] Employers Holdings upgraded to Buy from Hold at BGB Securities
08/05/2011 [-] Total volume of securities in Uzbekistan exceeds 7 trillion soums
08/05/2011 [-] California subpoenas Citigroup about mortgage-backed securities
08/03/2011 [-] Securities turnover on SGX down 3% in July
08/03/2011 [-] Founder Securities to Raise Million in Shanghai IPO
08/03/2011 [-] CORRECTED-China's Founder Securities to raise mln in Shanghai IPO
08/02/2011 [-] Wells Fargo Securities Continues Expansion of Equity Sales & Trading
08/02/2011 [-] Securities firms rebound in July
08/01/2011 [-] Uzbekistan improves Regulations on securities emission and state registration
08/01/2011 [-] Uzbek Central Bank clears off next state securities emission
08/01/2011 [-] NUT NUT Nutritional Holdings Limited Dealing in securities by a director
08/01/2011 [-] FITCH no rating impact from Daiwa Securities Group merger
07/31/2011 [-] Ratings blow for mortgage securities
07/30/2011 [-] Register your securities or be penalised
07/29/2011 [-] Hanesbrands files automatic mixed securities shelf
07/29/2011 [-] Hong Kong's Securities Watchdog Said to Appoint Alder as Chief
07/29/2011 [-] Bank of America sued for securities fraud by institutional investors
07/29/2011 [-] RAIT Financial files mixed securities shelf
07/29/2011 [-] Northern Trust files automatic mixed securities shelf
07/29/2011 [-] Bank of America sued by CalPERS, BlackRock for securities fraud
07/29/2011 [-] Textron files automatic mixed securities shelf
07/29/2011 [-] BofA Merrill Global Securities Co-Head Going to UBS
07/29/2011 [-] Nigeria Eurocomm Securities Returns to NSE
07/29/2011 [-] UPDATE 1-Hong Kong securities regulator to name Alder as chief report
07/29/2011 [-] Hong Kong Plans to Name New Securities Regulator
07/29/2011 [-] NUT Nutritional Holdings Limited Dealing in securities by a director
07/29/2011 [-] Hong Kong taps Alder for securities regulator
07/29/2011 [-] Maruhachi Securities 8700.OS-1qtr parent results
07/29/2011 [-] Bank of America sued for securities fraud by CalPERS, BlackRock, others
07/28/2011 [-] Takagi Securities 8625.T-1qtr group results
07/28/2011 [-] Mito Securities 8622.T-1qtr parent results
07/28/2011 [-] Ichiyoshi Securities 8624.T-1qtr group results
07/28/2011 [-] Okasan Securities Group 8609.T-1qtr group
07/28/2011 [-] Kyokuto Securities 8706.T-1qtr group results
07/28/2011 [-] US housing regulator sues UBS over sub-prime securities
07/27/2011 [-] Feds sue UBS over mortgage-backed securities
07/27/2011 [-] Northrop Grumman files automatic mixed securities shelf
07/27/2011 [-] Nigeria NSE to Embark On Securities Lending
07/27/2011 [-] Securities market turnover made up 322.8 billion soums in 1H 2011


07-27-2011 10-25-2010 01-22-2010 06-26-2009 02-20-2009