Securities News

10/25/2010 [-] Zimbabwe Companies Shortlisted for Central Securities Depository
10/23/2010 [-] Emirates Securities and Commodities Authority opens door for licensing of margin trading
10/22/2010 [-] Office Depot to pay million for securities violations
10/22/2010 [-] Mortgage-backed securities are offering decent returns
10/21/2010 [-] OSK Indochina Securities gets license to start securities biz in Cambodia
10/21/2010 [-] RPT-Maruhachi Securities 8700.OS-6mth Prelim
10/20/2010 [-] Republic Airways files mixed securities shelf
10/20/2010 [-] SEC probes California city for securities fraud
10/20/2010 [-] Kim Kardashian sisters all had `insecurities` growing up
10/20/2010 [-] NY Fed, 8 Firms Threaten BofA Over Mortgage Securities CNBC
10/20/2010 [-] Media Advisory Securities regulation in Canada If it ain't broke…
10/20/2010 [-] Securities watchdog eyes rights plans
10/19/2010 [-] 41 agents ID'd in securities case
10/19/2010 [-] SBI and China Securities Journal to Establish a New Joint Venture
10/19/2010 [-] Bursa Securities issues delisting notice to Stamford College
10/19/2010 [-] Feedback sought on regulations for securities trustees and statutory supervisors
10/19/2010 [-] Feedback sought on regulations for securities
10/19/2010 [-] Uganda Nation Group Cross-Lists Shares On Securities Exchange Today
10/18/2010 [-] Securities firm accused of misconduct
10/18/2010 [-] Andean American Announces Initiation of Analyst Coverage by Haywood Securities
10/18/2010 [-] Foreign holdings of U.S. long-term securities rise in August
10/18/2010 [-] Treasury to Sell Billion in Securities
10/18/2010 [-] Central Bank of Uzbekistan to pay off state securities emission
10/18/2010 [-] Kyokuto Securities 8706.T-6-month group forecast
10/17/2010 [-] Are ALL Mortgage Backed Securities a Scam?
10/17/2010 [-] Conn. banking department to hold securities forum
10/17/2010 [-] A lightning-fast new force in the securities markets
10/16/2010 [-] Mozilo PaysRecord Penalty For Securities Fraud
10/15/2010 [-] Canadian Securities Regulators Observe Moderate Improvement in Issuers' Compliance With Certification Requirements
10/15/2010 [-] Foreclosure Fraud Propped Up Mortgage-Backed Securities - And Protected Banks That Issued Them
10/15/2010 [-] Marusan Securities 8613.T-6-month group forecast
10/15/2010 [-] Bursa Securities queries Infortech Alliance
10/14/2010 [-] Former North Dakota securities agent to stand trial
10/14/2010 [-] Marshall & llsley file automatic mixed securities shelf
10/13/2010 [-] UPDATE 1-Ontario picks ex-judge to head securities regulator
10/13/2010 [-] Securities Bureau Starts FRM Probe
10/13/2010 [-] Kenya seeks law change to boost securities trade
10/13/2010 [-] International Shipholding files mixed securities shelf
10/13/2010 [-] UPDATE 1-China Industrial Securities shares shine on debut
10/13/2010 [-] Howard Wetston expected to be named chairman of the Ontario Securities Commission
10/12/2010 [-] Securities trading via FIE rising, says BSP
10/12/2010 [-] Lao Securities Exchange Opened
10/11/2010 [-] CHiPs star Wilcox pulled over for securities fraud
10/11/2010 [-] Banks Keep Sights On Govt Securities
10/11/2010 [-] Eased hybrid securities' pricing hits RBI barrier
10/10/2010 [-] CHiPS star charged with securities fraud
10/10/2010 [-] Oman's Capital Market Authority delegation visits Emirates Securities and Commodities Authority
10/10/2010 [-] Fast Track Ex-'CHiPs' star is accused of securities fraud
10/09/2010 [-] SEC charges 'CHiPs' actor of securities fraud
10/08/2010 [-] Omeros files mixed securities shelf
10/08/2010 [-] SEC charges 'CHiPs' actor of securities fraud
10/08/2010 [-] CHiPs star Larry Wilcox nailed for securities fraud
10/08/2010 [-] Asian Securities Lending Forecast to Grow By 20-25% Next Year
10/08/2010 [-] SEC charges 'CHiPs' actor of securities fraud
10/08/2010 [-] SEC charges 'CHiPs' actor of securities fraud
10/08/2010 [-] Former 'CHiPs' star is accused of securities fraud
10/08/2010 [-] 'CHiPs' actor charged in securities fraud
10/08/2010 [-] SEC Charges 'CHiPs' Actor with Securities Fraud
10/07/2010 [-] Securities fraud whistleblower disputes Scott attack ad, defends Sink
10/07/2010 [-] Apple Settles Securities Suit for
10/06/2010 [-] SEC Proposes More Disclosure on Securities
10/06/2010 [-] Abu Dhabi Securities Exchange maintains positive trend in third quarter
10/06/2010 [-] Orbitz Worldwide files mixed securities shelf
10/06/2010 [-] More securities buys could help economy Fed boss
10/06/2010 [-] All Five Star directors admit Securities Act charges
10/05/2010 [-] Pancaran Ikrab Director Jailed And Fined For Securities Fraud
10/05/2010 [-] Bernanke More securities purchases by the Fed could help the economy
10/05/2010 [-] Fed boss More securities buys could help economy
10/04/2010 [-] K Securities open K Investment Corners
10/04/2010 [-] American Securities Said to Be Lead Bidder for Dental Clinics
10/03/2010 [-] Hong Kong prepares for renminbi securities
10/01/2010 [-] Melnyk cleared in securities case
10/01/2010 [-] OSC clears Eugene Melnyk of breaking securities law but rebukes businessman
10/01/2010 [-] Securities transaction rules for foreign investors relaxed
10/01/2010 [-] Verus Capital Partners Joins Securities America
10/01/2010 [-] Fannie Wins Dismissal of Some Securities Fraud Claims
09/30/2010 [-] Treasury to earn billion on Citi securities
09/30/2010 [-] Treasury to earn 2.25 billion on Citi securities
09/30/2010 [-] Palestine Securities Exchange launches it new corporate identity and strategy for development
09/30/2010 [-] Ambac Assurance sues Bank of America over mortgage-backed securities
09/29/2010 [-] Treasury to Sell Poriton of Citigroup Preferred Securities
09/29/2010 [-] U.S. to Sell Some Citi Securities
09/29/2010 [-] RPT-UPDATE 1-US Treasury to sell Citigroup preferred securities
09/29/2010 [-] U.S. To Sell Some Citigroup Trust Preferred Securities
09/28/2010 [-] American Securities Completes Significant Investment in Advanced Drainage Systems, Inc.
09/28/2010 [-] Investors Lose Appetite for Long Term Securities as Bonds Rates Drop
09/28/2010 [-] Chartered Institute for Securities and Investment accredits Araa Finance Training for UAE
09/27/2010 [-] Central Bank of Bahrain Sukuk Al-Salam securities over subscribed
09/27/2010 [-] CIMB Securities says to double Indonesia banking team
09/25/2010 [-] German Bunds Drop as Portuguese, Irish Debt Securities...
09/25/2010 [-] German Bunds Drop as Portuguese, Irish Debt Securities Rebound
09/24/2010 [-] Citigroup initiated with a Market Perform at JMP Securities
09/24/2010 [-] E-Trade initiated with a Market Perform at JMP Securities
09/24/2010 [-] The Emirates Securities Market Index Index closes 0.48% higher
09/23/2010 [-] JP Morgan Securities Hires Regional Director In NJ
09/23/2010 [-] Link between mortgages and Wall Street securities rewarded risky loans, panel told
09/23/2010 [-] Rules of securities exchange trade to be amended
09/23/2010 [-] US-Based Investors Can Now Trade Directly In All Securities Listed On Bursa Malaysia
09/23/2010 [-] Central Depository registers securities worth 6.196 billion soums
09/22/2010 [-] Avendus invests in micro-fin loan-backed securities
09/22/2010 [-] CIMB-GK Securities trading representative fined S50,000 for false trading
09/21/2010 [-] HC Securities cuts Sorouh price estimate to AED1.9
09/21/2010 [-] RAM Reaffirms AA3 Rating On Malakoff's Islamic Securities
09/21/2010 [-] Pasquale DiCapo Acquires Securities of Latin American Minerals Inc.
09/21/2010 [-] Online Broker TradeStation To Add Securities Lending
09/21/2010 [-] RealPage initiated with an Outperform at JMP Securities
09/21/2010 [-] China Regulator Approves Shanxi Securities A-Share IPO
09/20/2010 [-] Israel Securities Authority investigators raid Sefen offices
09/20/2010 [-] Foreigners maintain Canadian bond appetite
09/18/2010 [-] Emirates Securities and Commodities Authority, Higher Colleges of Technology sign MoU on specialized...
09/18/2010 [-] NA concerned over human trafficking, securities market
09/18/2010 [-] Taseko Mines files to sell mixed securities shelf
09/17/2010 [-] RBS, Guolian Securities close to forming China venture source
09/17/2010 [-] India buys bn worth US govt securities in July
09/17/2010 [-] Central Securities Depository now wholly-owned subsidiary of BoG
09/17/2010 [-] RBS Said to Prepare China Venture With Guolian Securities
09/17/2010 [-] Securities America To Absorb Advisers From Equitas America
09/17/2010 [-] RBS Said to Agree on China Securities Firm With Local Partner
09/15/2010 [-] Ceragon Networks initiated with a Buy at Hudson Securities
09/15/2010 [-] DragonWave initiated with a Neutral at Hudson Securities
09/15/2010 [-] Marusan Securities 8613.T-2010/11 div forecast
09/15/2010 [-] Principle Securities International Is Now Leeward Group Holdings, Inc.
09/14/2010 [-] Asset-backed securities
09/14/2010 [-] Mandiri names local securities firms as lead underwriter
09/14/2010 [-] Nelnet initiated with an Outperform at Northland Securities
09/14/2010 [-] Industrial Securities To Start Roadshow For Shanghai IPO Tuesday
09/14/2010 [-] Super-regulator and securities law reforms go to Parliament
09/13/2010 [-] Alberta, Quebec partner to fight Ottawa over plan for central securities regulator
09/13/2010 [-] Securities watchdog plan challenged by Alta., Que.
09/13/2010 [-] Alberta, Quebec seek allies in securities row
09/13/2010 [-] Prominent Securities and Class Action Litigator Daniel Berger Joins Grant & Eisenhofer
09/13/2010 [-] Bermuda Capitalizes on Upsurge in Insurance Linked Securities
09/13/2010 [-] Symantec files automatic mixed securities shelf
09/13/2010 [-] Standard Chartered, 5 Taiwan banks censured for securities irregularities
09/12/2010 [-] New Emirates Securities and Commodities Authority board holds meeting
09/12/2010 [-] Securities authority amends brokerage merger rules
09/12/2010 [-] Guide issued on securities lending
09/11/2010 [-] Avatar Securities Opens Trading Floor in Chicago
09/10/2010 [-] Electrovaya to Present at the Wedbush Securities' Clean Technology Industrial Growth Conference
09/10/2010 [-] Central Bank Governor inaugurates Board of Central Securities Depository
09/09/2010 [-] B.C. Securities Regulator Seeks to Shed More Light on Money Raising in Exempt Market
09/09/2010 [-] BNY Mellon plans 'EBay' for European securities
09/09/2010 [-] International Securities Exchange Cuts Staff As Market Share Falls
09/09/2010 [-] Scottish Southern Energy Issues Capital Hybrid Securities
09/08/2010 [-] Ex-Shuaa Securities chief joins Abu Dhabi firm
09/07/2010 [-] Voluntary winding up of HSZ Securities LHC admits petition for hearing
09/06/2010 [-] Shuaa Securities Former CEO Yasin Said to Join Abu Dhabi's CAPM
09/06/2010 [-] Bursa Securities raps Changhuat, orders limited review of quarterly report submissions
09/06/2010 [-] Bursa Securities reprimands Transmile, fines ex-directors RM1.8m
09/03/2010 [-] Zimbabwe FMI Securities Suspends Operations
09/01/2010 [-] Women Face Unique Retirement Insecurities
09/01/2010 [-] Japan's Daiwa Securities hires three in Asia push
09/01/2010 [-] Quidel files mixed securities shelf
09/01/2010 [-] Japan's Daiwa Securities hires three in Asia push Reuters
09/01/2010 [-] Pinetree Capital Ltd. Acquires Securities of African Metals Corp
09/01/2010 [-] Osaka Securities Exchange signs accord with China's Shenzhen bourse
09/01/2010 [-] New Securities Issues
08/31/2010 [-] Pinetree Capital Ltd. Acquires Securities of African Metals Corp.
08/31/2010 [-] Southwest Securities' H1 profit down 63% on shrinking commissions
08/31/2010 [-] UPDATE 2-MOVES-Macquarie Securities, Schroeders, UBP, UBS
08/31/2010 [-] TiVo initiated with a Hold at BGB Securities
08/31/2010 [-] Expert tips on loaning and lending securities
08/31/2010 [-] UPDATE 2-Manulife files to issue C10 bln in securities
08/30/2010 [-] CBB Sukuk Al-Salam Securities over subscribed
08/30/2010 [-] CITIC Securities H1 net profit down 31.31% amid weak market
08/28/2010 [-] Ravnakbank emits securities worth a total of 6 billion soums
08/28/2010 [-] Stanford Committed No Crimes, Securities Expert Says
08/27/2010 [-] Invesco Mortgage files mixed securities shelf
08/27/2010 [-] Securities Commission Executive Director retires
08/27/2010 [-] Hubbard says he will keep backing Aorangi Securities
08/27/2010 [-] Pride International, Inc. to Present at Pareto Securities' 17th Annual Oil Offshore Conference
08/27/2010 [-] Bernanke says Fed might buy more securities
08/27/2010 [-] Bernanke says Fed could buy more securities
08/27/2010 [-] Citic Securities Profit Falls
08/27/2010 [-] Citic Securities Q2 net falls 51 pct source
08/27/2010 [-] UPDATE 1-Citic Securities Q2 net halves on stock tumble source
08/27/2010 [-] State halts unlawful securities business
08/27/2010 [-] Parker-Hannifin files automatic mixed securities shelf
08/27/2010 [-] Willdan to Present at the Wedbush Securities Clean Technology Industrial Growth Conference
08/26/2010 [-] City resident, business ordered to stop selling securities
08/26/2010 [-] Stay away from notebook shares Daiwa Securities
08/24/2010 [-] Mont. Regulator Files Order Against Securities America
08/24/2010 [-] Securities and Exchange Commission charges 2 investors with insider trading on BHP-Potash deal
08/24/2010 [-] WaMu, securities holders haggle over documents
08/24/2010 [-] Montana Regulator Files Order Against Securities America
08/24/2010 [-] Merit Medical files125M mixed securities shelf
08/24/2010 [-] SI Capital's Islamic debt securities reaffirmed
08/23/2010 [-] DIAGNOCURE RETAINS THE SERVICES OF JMP SECURITIES LLC
08/23/2010 [-] Starwood Property files automatic mixed securities shelf
08/23/2010 [-] DNZ to refer share offer to Securities Commission
08/23/2010 [-] Asian securities up on anticipated earnings
08/22/2010 [-] How to navigate the ratings on securities offerings
08/20/2010 [-] Orasure files mixed securities shelf
08/20/2010 [-] Citic Securities Steps Up Hong Kong Push as ‘Mini-QFII’ Nears
08/19/2010 [-] Indiana woman pleads guilty to securities fraud
08/19/2010 [-] S&P cuts Bear Stearns Comm Mtg Securities rating
08/19/2010 [-] Corcept Therapeutics files mixed securities shelf
08/19/2010 [-] CORRECTED--AizawaSecurities8708.Qres
08/19/2010 [-] N.J. is the first state ever charged with securities fraud
08/19/2010 [-] 3 Easy Steps to Finding High Dividend Yielding Securities
08/18/2010 [-] SEC charges New Jersey with securities fraud
08/18/2010 [-] UPDATE 2-SEC charges New Jersey with securities fraud
08/18/2010 [-] Aug 31, Listing El Orouba Securities shares of capital increase
08/18/2010 [-] Choice Hotels files automatic mixed securities shelf
08/18/2010 [-] Caixin Online China setting the stage for securities lending
08/16/2010 [-] Highway Holdings Limited files mixed securities shelf
08/16/2010 [-] Westlake Securities Announces Promotions
08/15/2010 [-] Reforms let US banks buy back in securities
08/15/2010 [-] Bahrain Securities and Investment Co Q2 profit down 80%
08/14/2010 [-] Aetna Inc. securities suit stays dead after appeals court ruling Daily Notes
08/13/2010 [-] Citigroup To Add At Least 130 Staff To Asia Securities, Fund Services Unit
08/12/2010 [-] Hoosier who faked death will admit securities fraud, document says
08/12/2010 [-] Pilot to plead guilty to securities fraud
08/12/2010 [-] Former money manager to plead guilty to securities fraud
08/12/2010 [-] Treasury to Sell Billion in Securities
08/12/2010 [-] Schrenker to plead guilty to Ind. securities fraud
08/12/2010 [-] SinoPac Securities, ICBC set up alliance
08/12/2010 [-] Fed Increases Focus on Japan-Style Tools With Securities Floor
08/12/2010 [-] Securities fraudster knows when to hold 'em - he hopes Daily Notes
08/12/2010 [-] N.Y. Fed to reinvest bil. in Treasury securities+
08/11/2010 [-] Sequenom to Present at the Global Hunter Securities Healthcare Conference
08/11/2010 [-] Syndax Pharmaceuticals Raises Million in Securities Offering
08/11/2010 [-] Central Securities Depository sums up results of 1H 2010
08/11/2010 [-] Fed to maintain securities to boost economic recovery
08/11/2010 [-] Two years in, WexTrust securities fraud case nears closure
08/10/2010 [-] US TREASURY OUTLOOK Will the Fed buy more securities
08/09/2010 [-] HSBC Securities Services appoints head of Middle East and Africa
08/09/2010 [-] Dubai Financial Market welcomes high level delegation of China's major securities companies
08/09/2010 [-] WellCare announces securities class action settlement
08/09/2010 [-] AC Tasks Securities Exchange Commission, Others onCrisis
08/09/2010 [-] Nigeria AC Tasks Securities Exchange Commission, Others onCrisis
08/09/2010 [-] Asset-backed securities expected back in bond market
08/08/2010 [-] 8. Asset-backed securities expected back in bond market
08/08/2010 [-] Securities Authority probes Africa-Israel bonuses
08/08/2010 [-] Securities Authority rethinks advanced training funds
08/07/2010 [-] APEC Securities partners with grocer
08/06/2010 [-] Will the US be a global securities policeman
08/06/2010 [-] Securities and Exchange Commission Why We Struck
08/06/2010 [-] Taiwan to allow insurers to invest in Chinese securities
08/05/2010 [-] BRIEF-Moody's assigned Aa2/VMIG 1 to J.P. Morgan Securities, Inc
08/05/2010 [-] Barclays Profit Growth Crimped by Securities Revenue
08/05/2010 [-] Securities and Exchange Commission sacks Okereke, Dangote
08/04/2010 [-] Lincare sells auction rate securities
08/04/2010 [-] Insurers Can Buy Chinese Securities
08/04/2010 [-] Fed to consider symbolic shift in securities portfolio as economy wavers
08/04/2010 [-] Stocks fall 1.7%, securities firms take heavy beating
08/03/2010 [-] Tata Capital arm ties up with Mizuho Securities
08/03/2010 [-] Venezuela May Create 'Public' Securities Market Chavez
08/03/2010 [-] UPDATE 1-China GF Securities plans bln share placement
08/02/2010 [-] China GF Securities plans bln shr placement
08/02/2010 [-] Bursa Securities rejects MMM's application for more time
08/01/2010 [-] JRG Securities' income rises
07/31/2010 [-] Clean Energy Fuels files automatic mixed securities shelf
07/31/2010 [-] Barnes Group files automatic mixed securities shelf
07/30/2010 [-] The US Securities and Exchange Commission building in Washington, DC
07/30/2010 [-] First securities interim report shows big drop
07/30/2010 [-] Mizuho Securities 8606.T-1qtr group results
07/30/2010 [-] Macquarie Says Investment Bank, Securities Earnings Set to Drop
07/29/2010 [-] Emirates Securities Market Report for the Trading Session of Thursday 29 July 2010
07/29/2010 [-] N.B. support for securities regulator tied to jobs
07/29/2010 [-] States Seek Analyst for Securities
07/28/2010 [-] Ex-NY money manager admits bilking investors
07/28/2010 [-] China Regulator Canceled Shanxi Securities IPO Plan Review
07/28/2010 [-] More governance details needed when securities issued commission
07/28/2010 [-] US securities fraud suits drop, alleged losses up
07/28/2010 [-] BP says SEC, DOJ looking at securities matters
07/28/2010 [-] Marusan Securities 8613.T-1qtr group results
07/28/2010 [-] Ichiyoshi Securities 8624.T-1qtr group results
07/28/2010 [-] Mito Securities 8622.T-1qtr parent results
07/28/2010 [-] TABLE-Toyo Securities 8614.T-1qtr group results
07/28/2010 [-] TABLE-Okasan Securities Group 8609.T-1qtr group
07/28/2010 [-] Kyokuto Securities 8706.T-1qtr group results
07/27/2010 [-] Emirates Securities Market Index up 0.09%
07/27/2010 [-] Securities Bill introduced in Lok Sabha
07/27/2010 [-] HK's securities watchdog says fund management industry records strong growth in 2009
07/27/2010 [-] Securities America Names Nagengast CEO
07/27/2010 [-] Japan Securities Finance 8511.T-1Q prelim group
07/27/2010 [-] To Review Shanxi Securities' A-Share IPO Friday
07/27/2010 [-] Osaka Securities Exchange 8697.OJ-1qtr parent
07/26/2010 [-] ValueVision files mixed securities shelf
07/26/2010 [-] Raymond James Must Buy Back Securities
07/26/2010 [-] Cell Therapeutics, Inc. Announces Private Offering of Million of Securities
07/24/2010 [-] Securities firms raise profile in Asia
07/21/2010 [-] FINRA fines Deutsche Bank Securities mln
07/21/2010 [-] Bursa Securities queries Guan Chong
07/21/2010 [-] Land Securities To Start Building Trinity Leeds Shopping Centre Update
07/21/2010 [-] Land Securities to Build Million Leeds Mall
07/21/2010 [-] Maruhachi Securities8700.Q-1qtr Prelim forecast
07/21/2010 [-] Invast Securities 8709.OJ-1qtr parent forecast
07/20/2010 [-] Abu Dhabi Securities Exchange participates at 5th City and GCC Conference
07/20/2010 [-] Cougar Energy securities suspended
07/19/2010 [-] Foreigners maintain Canadian bond appetite
07/19/2010 [-] Foreign demand for Canadian securities pops in May, rising to billion
07/19/2010 [-] R&M installs cabling for HC Securities
07/17/2010 [-] AIG Agrees To Mln Payout To Settle Securities Fraud Lawsuit
07/17/2010 [-] Foreign holdings of U.S. long-term securities rise in May
07/17/2010 [-] AIG Agrees to Million Settlement of Securities Suit
07/16/2010 [-] Continental Resources files automatic mixed securities shelf
07/16/2010 [-] Gulfport Energy files mixed securities shelf
07/16/2010 [-] Vanguard Natural files mixed securities shelf
07/16/2010 [-] Insecurities Plague Electronic Health Care
07/16/2010 [-] Mito Securities 8622.T-1qtr prelim forecast
07/16/2010 [-] Ichiyoshi Securities 8624.T-1Q prelim forecast
07/16/2010 [-] Takagi Securities 8625.T-1qtr prelim forecast
07/16/2010 [-] Most securities companies enjoy profits in first-half
07/16/2010 [-] New Securities Issues
07/15/2010 [-] NYSE launches London-based securities market
07/15/2010 [-] Stock takes Securities Commission watches Australian moves to police CFDs
07/15/2010 [-] Securities Commission watches Australian moves to police CFDs
07/15/2010 [-] Asia-Pacific Investors Promote Issuance of Catastrophe Bonds, Life Settlements and other Insurance-Linked Securities
07/15/2010 [-] Securities Regulator Looking Into Disclosure On Plant Leakage
07/14/2010 [-] BRIEF-Moody's Baa1 to Daiwa Securities Captial Markets' debt
07/14/2010 [-] Stock watchdog to work in regional offices
07/13/2010 [-] Feds move ahead with HQ-less national securities regulator
07/13/2010 [-] Arcadia Resources files mixed securities shelf
07/13/2010 [-] National securities watchdog still two years away
07/13/2010 [-] National securities agency to have no HQ
07/13/2010 [-] Transition team leaves issue on headquarters for securities watchdog unanswered
07/13/2010 [-] Letters being sent to Aorangi Securities investors
07/12/2010 [-] Securities sector seeks to fend off SEC drive
07/12/2010 [-] Alliance Data Systems isses in securities 749 AM CT
07/12/2010 [-] Regulator for Fannie, Freddie takes steps to recoup some money on sour mortgage securities
07/12/2010 [-] SRFF Sponsors 2010 Global Hunter Securities China Conference
07/11/2010 [-] DFM to handle trading of Nasdaq Dubai securities
07/11/2010 [-] DFM welcomes trading of Nasdaq Dubai securities through its trading platform
07/11/2010 [-] Ken 2.0 Poolside experience reveals insecurities
07/09/2010 [-] Arkansas Best files automatic mixed securities shelf
07/09/2010 [-] Kyodo Securities China's Importance To Global Economy Growing...
07/09/2010 [-] Hampton Growth to Sponsor Global Hunter Securities' 2010 China Conference
07/08/2010 [-] China ACM to Present at Global Hunter Securities 2010 China Conference July 13
07/08/2010 [-] Moody's concludes review of 3 Australian bnk perptual securities
07/08/2010 [-] Judge Adviser, arranger of private debt securities just as liable as issuer
07/08/2010 [-] Adviser, arranger of private debt securities just as liable as issuer
07/07/2010 [-] Vascular Solutions files mixed securities shelf
07/07/2010 [-] Holders of Washington Mutual securities file bankruptcy lawsuit
07/07/2010 [-] Creating Shared Securities Platform to Delay Benefits
07/06/2010 [-] China academic sees second quarter growth at 10.6% Securities Times
07/06/2010 [-] NZX securities trade dips
07/05/2010 [-] Derivatives cases a new test for securities regulators Daily Notes
07/04/2010 [-] Ahmad Aweideh, Chief executive, Palestine Securities Exchange
07/03/2010 [-] SJ Securities not linked to SJ Assets
07/02/2010 [-] U.S. SEC looking at 'protected' securities--report
07/02/2010 [-] Antares Pharma files mixed securities shelf
07/02/2010 [-] Enzo Biochem files mixed securities shelf
07/02/2010 [-] XenoPort files mixed securities shelf
07/02/2010 [-] Spherix files mixed securities shelf
07/02/2010 [-] TN Poised for ISB Securities Takeover
07/02/2010 [-] Securities America National Conference Draws Record Attendance
07/01/2010 [-] AEterna Zentaris files mixed securities shelf
07/01/2010 [-] Lee Enterprises files mixed securities shelf
07/01/2010 [-] CyberDefender files automatic mixed securities shelf
06/30/2010 [-] SJ Securities Has No Links With SJ Asset Management
06/30/2010 [-] Orders for 4 securities cannot be keyed in
06/30/2010 [-] Morgans Hotel files mixed securities shelf
06/30/2010 [-] - LHC Life Healthcare Group Holdings Limited Dealing In Securities By Director
06/29/2010 [-] Haywood Securities buys Bolder Investment Partners, terms not released
06/29/2010 [-] BNY Mellon Names James Slater COO, Global Securities Lending
06/29/2010 [-] Dubai's Shuaa Securities chief exec resigns sources
06/29/2010 [-] Dubai's Shuaa Securities chief exec resigns sources
06/29/2010 [-] Bursa Securities queries Sinotop
06/29/2010 [-] Three Lubbock women go to federal prison for forged securities
06/29/2010 [-] Sacombank Securities To Debut On Vietnam Bourse July 5 At VND38,000 A Share
06/27/2010 [-] Abu Dhabi Securities Exchange launches four institutions satisfaction surveys
06/27/2010 [-] Successful Issuances Of Sukuk Al-Ijarah Securities
06/26/2010 [-] State Street Appoints Bonn As Securities Finance Chief
06/26/2010 [-] China approves Ind Securities IPO
06/26/2010 [-] China Regulator Approves Industrial Securities' IPO Plan
06/26/2010 [-] Somaxon files mixed securities shelf
06/25/2010 [-] United Technologies files automatic mixed securities shelf
06/25/2010 [-] State Bank Of India Statement Re Sbicap Securities Ltd
06/25/2010 [-] Bursa Securities approves Petra Perdana shares placement to Nam Cheong
06/25/2010 [-] Shore Bancshares files mixed securities shelf
06/25/2010 [-] Polaris Securities, China Galaxy sign cooperation agreement
06/25/2010 [-] Securities Commission says no Botherway conflict of interest
06/25/2010 [-] American Oil & Gas files mixed securities shelf
06/25/2010 [-] Botherway family link with Hubbard Securities Commission move
06/24/2010 [-] UPDATE 1-Daiwa Securities Co to cut trading fees Nikkei
06/24/2010 [-] Broadridge Announces New Connectivity Service To SWIFT's Accord For Securities Matching Service
06/24/2010 [-] High court sides with Aussie bank in fraud lawsuit
06/23/2010 [-] Art Argent Industrial Limited Dealing In Securities By Director
06/23/2010 [-] Dorchester securities to go on NZX, Unlisted
06/23/2010 [-] Letters sent to Aorangi Securities’ investors
06/23/2010 [-] Securities law shake-up mooted
06/23/2010 [-] Power outlines securities law shake-up
06/23/2010 [-] Power outlines biggest changes to securities law in a generation
06/22/2010 [-] Hudson Securities Enhances Cross-Border Capabilities With Strategic Hires and Expanded Service Offerings
06/22/2010 [-] Muscat Securities Market supports Oman Capital Markets Forum
06/22/2010 [-] Penson Australia announces signing of Euroz Securities
06/22/2010 [-] Canadian and Saudi firms to create first global real estate securities exchange
06/22/2010 [-] Biggest change to securities law in a generation
06/22/2010 [-] Flat panel prices to rebound in third quarter on increasing demand Nomura Securities
06/22/2010 [-] Securities Commission Welcomes Commerce Settlement
06/22/2010 [-] Finra Bans Jesup Lamont From Securities Dealings
06/21/2010 [-] ASB Securities drops four advisers
06/21/2010 [-] Kasikorn Securities confident of 4% stock
06/21/2010 [-] SEC files civil fraud charges against investment adviser, firm over mortgage-tied securities
06/21/2010 [-] China Regulator To Review Industrial Securities' IPO Plan Friday
06/21/2010 [-] Four advisers leave ASB Securities
06/20/2010 [-] Aorangi Securities, 7 Trusts In Statutory Management
06/20/2010 [-] Aorangi Securities, charitable trusts and Hubbards
06/20/2010 [-] Aorangi Securities, charitable trusts, and Hubbards placed into statutory management
06/20/2010 [-] Successful Issuance Of Brunei Sukuk Al-Ijarah Securities
06/19/2010 [-] China becomes world's third largest stock market securities regulator
06/18/2010 [-] Sherwin-Williams to Present at the Deutsche Bank Securities 2010 Industrials Conference
06/18/2010 [-] Securities transaction tax rate hinges on capital flow
06/18/2010 [-] Foreign investors jump back into Canadian bonds with billion in April securities purchases
06/18/2010 [-] Foreigners buy of Canadian bonds
06/18/2010 [-] 15 REFILE-Isbank CEO says interested in mortgage securities
06/18/2010 [-] Foreign investors went after Canadian securities in April StatsCan
06/18/2010 [-] Mortgage-backed securities in revival
06/17/2010 [-] GeoResources management to meet with Hudson Securities
06/17/2010 [-] APAC Customer Services management to meet with BGB Securities
06/17/2010 [-] Mainland's social security fund expects to buy Taiwanese securities
06/17/2010 [-] GSAM signs Korea securities deal
06/17/2010 [-] Mainland's social security fund expects to buy Taiwanese securities
06/17/2010 [-] TASE hosted Palestine Securities Exchange
06/17/2010 [-] Securities firm to appeal takeover decision
06/17/2010 [-] Court rules for 1st securities firm takeover
06/16/2010 [-] Court orders management takeover of securities firm
06/16/2010 [-] Community Health Systems to Participate in Wells Fargo Securities Healthcare Conference
06/16/2010 [-] Court rules for first securities firm takeover in Taiwan
06/16/2010 [-] China increases purchase of U.S. securities in April
06/16/2010 [-] Encore Bancshares files mixed securities shelf
06/15/2010 [-] Quebec, Alberta again reject national regulator
06/15/2010 [-] RAM Ratings reaffirms AA3/P1 ratings of Naim's Islamic securities
06/15/2010 [-] Bursa Securities queries Advance Information Marketing
06/15/2010 [-] Taiwan Shares to Rise on China, Union Securities Says
06/14/2010 [-] UAE Vice President receives shield of the Emirates Securities and Commodities Authority
06/14/2010 [-] Ayudhya Securities embraces GE Capital policies
06/14/2010 [-] Goodrich to Address Wells Fargo Securities 2010 Industrial Conference
06/13/2010 [-] UAE, Irish securities regulators ink deal to protect investors
06/12/2010 [-] LHC Life Healthcare Group Holdings Limited Dealing in securities by director
06/11/2010 [-] Associated Estates files mixed securities shelf
06/11/2010 [-] KKR Financial files automatic mixed securities shelf
06/11/2010 [-] Wright Medical Group, Inc. to Participate in Wells Fargo Securities Healthcare Conference
06/11/2010 [-] Public Storage files mixed securities shelf
06/11/2010 [-] BNY Mellon Launches Dark Pool for Debt Securities
06/11/2010 [-] LHC LHC Life Healthcare Group Holdings Limited Dealing in securities by directr
06/10/2010 [-] Mortgage-Backed Securities Where We Went Wrong
06/10/2010 [-] Securities Authority questions Labor Party official
06/10/2010 [-] JP Morgan forms securities joint venture in China
06/09/2010 [-] TransAtlantic Petroleum files mixed securities shelf
06/09/2010 [-] Emirates Securities and Commodities Authority signs MoU with Quebec's Autorite des marches financiers
06/09/2010 [-] China securities watchdog approves Agricultural Bank listing
06/09/2010 [-] BNP Paribas Securities now Clearing Member of SGX derivatives market
06/09/2010 [-] Securities regulator reviews Agricultural Bank of China's IPO plan
06/09/2010 [-] New Securities Issues
06/08/2010 [-] American DG Energy files mixed securities shelf
06/08/2010 [-] Find safety in U.S. Treasury securities
06/08/2010 [-] New Securities Chief Named
06/08/2010 [-] Convio initiated with an Outperform at JMP Securities
06/08/2010 [-] Elysium Internet Launches New Securities Attorney Directory - SECLawyer.com
06/08/2010 [-] UPDATE 1-Ambac commutes bln in debt securities
06/07/2010 [-] SCB Securities strengthens research group
06/07/2010 [-] NSE scraps second-tier securities market, seeks stakeholders’ support
06/07/2010 [-] JP Morgan hires head of Asia Pacific Treasury and Securities Services business
06/07/2010 [-] J.P. Morgan poaches DuCharme as Asia treasury and securities CEO
06/06/2010 [-] HC Securities and Investment appoints new CEO for its GCC operations
06/06/2010 [-] Emirates Securities and Commodities Authority to participate in IOSCO meeting in Montreal
06/05/2010 [-] India Securities says board okays unit sale
06/05/2010 [-] Taiwan securities association urges signing trade pact with China
06/04/2010 [-] JP Morgan Names Deutsche's DuCharme Asia Treasury And Securities Services Head
06/04/2010 [-] Ex-securities chief considers Senate run in NH
06/04/2010 [-] FSA levies largest ever fine of GBP33.32m on JPMorgan Securities
06/04/2010 [-] Bursa Securities queries Kumpulan Europlus
06/04/2010 [-] Arbor Realty Trust files mixed securities shelf
06/03/2010 [-] Revised Only as to Certain Canadian Securities Reporting Oil and Gas Definitions and Terms
06/03/2010 [-] Rattner faces securities ban
06/03/2010 [-] Frontier Securities Present The Mongolia Capital Raising Conference, June 15-16, 2010
06/03/2010 [-] Securities staff seeks void of adviser's license 02 Jun 2010 184043 GMT
06/02/2010 [-] Hubby's joke illuminates wife's insecurities
06/01/2010 [-] Gifting Securities
06/01/2010 [-] S. Korea's foreign securities investment dips in Q1
06/01/2010 [-] S. Korea's foreign securities investment dips in Q1
05/31/2010 [-] SC Releases New Syariah-Compliant Securities List
05/31/2010 [-] Ayudhya Securities returns to CentralWorld office
05/29/2010 [-] Dallas broker charged in securities fraud case
05/28/2010 [-] Validus Holdings initiated with an Outperform at JMP Securities
05/28/2010 [-] Has the SEC Charged the Right People with Securities Fraud?
05/27/2010 [-] Heritage Financial files mixed securities shelf
05/27/2010 [-] Credit Suisse To Buy Back Securities From Luby's
05/27/2010 [-] Nigeria Stock Market Infraction SEC Suspends Diamond Securities Limited
05/26/2010 [-] Flaherty pitches securities watchdog
05/26/2010 [-] Watchdog to battle securities crime
05/26/2010 [-] Flaherty unveils plan for national securities regulator
05/26/2010 [-] SEC Expands Disclosures for Municipal Securities
05/26/2010 [-] Flaherty unveils single securities regulator
05/26/2010 [-] SEC Proposing 'Audit Trail' For Securities Orders
05/26/2010 [-] SEC moves toward requiring uniform 'audit trail' to dissect securities trading, disruptions
05/26/2010 [-] Securities association mulls database to screen for crime groups+
05/26/2010 [-] Finance minister to roll out national securities regulator legislation
05/25/2010 [-] Libbey files mixed securities shelf
05/25/2010 [-] SC orders halt to securities sales
05/25/2010 [-] SC orders halt to securities sales in possible Ponzi scheme
05/25/2010 [-] Northern Oil and Gas files automatic mixed securities shelf
05/24/2010 [-] Nigeria Access Investments and Securities to Raise N2 Billion Via Mutual Funds
05/23/2010 [-] Securities lending under scrutiny
05/23/2010 [-] Securities continue to replace deposits in public's portfolio
05/22/2010 [-] Rayonier files automatic mixed securities shelf
05/22/2010 [-] RXi Pharmaceuticals files mixed securities shelf
05/21/2010 [-] China Broadband Announces Signing of Securities Purchase Agreements for Private Placement Financings
05/21/2010 [-] Credit Suisse Securities revises up Taiwan's GDP forecast
05/21/2010 [-] Congress OKs new bank rules for credit, securities
05/21/2010 [-] Senate passes massive regulation bill
05/21/2010 [-] Ex-Hevesi aide Morris banned from securities industry
05/21/2010 [-] Four Firms Tender for Securities Depository
05/21/2010 [-] BTIG Hires Castro to Build Out Asset-Backed Securities Group
05/20/2010 [-] Facebook CEO Accused of Securities Fraud
05/20/2010 [-] Land Securities launches push into London property market
05/20/2010 [-] CMA Raises the Red Flag over Securities Fraud
05/19/2010 [-] Astoria Financial files automatic mixed securities shelf
05/19/2010 [-] Germany Puts Halt to Naked Short Selling of Some Securities
05/19/2010 [-] Fed officials were divided over when to sell mortgage securities; concerns raised about Europe.
05/19/2010 [-] Land Securities in talks to restart work on Walkie Talkie skyscraper
05/19/2010 [-] Land Securities Preliminary Results 2010
05/19/2010 [-] Securities America To Welcome Expanding Advisor Force to June 2010 National
05/19/2010 [-] Land Securities progresses development push
05/18/2010 [-] NutraCea Announces Settlement of Securities Class Action Suit
05/18/2010 [-] Foreigners buy fewer Canadian securities
05/18/2010 [-] Canadians invest heavily in foreign securities
05/18/2010 [-] UPDATE 1-Development Securities says London prospects improve
05/18/2010 [-] Thomas Weisel charged with securities fraud
05/18/2010 [-] Securities sanction for Camden wood pellet venture 17 May 2010 191002 GMT
05/17/2010 [-] Weisel Accused of 'Stuffing' Auction-Rate Securities
05/17/2010 [-] Securities sanction for Camden wood pellet venture
05/17/2010 [-] Qatari investors follow the stock market activity at the Doha Securities Market in 2009
05/17/2010 [-] China's purchase of U.S. long-term securities rises in March
05/17/2010 [-] US sees record long-term securities inflow in March Reuters
05/17/2010 [-] Securities America Adds McRary as Recruiter
05/17/2010 [-] Stress and job insecurities causes rise in mental health problems
05/16/2010 [-] Malaysian Government Securities heading towards better returns
05/16/2010 [-] Executives and employees of Woori Investment Securities ...
05/16/2010 [-] USAdvisors Network and Securities America Launch Website, Provide Online Benchmarking Tools for Banks
05/15/2010 [-] Insurance Bolivia Prospect of govt takeover of AFPs making securities markets nervous
05/14/2010 [-] Chubb files automatic mixed securities shelf
05/14/2010 [-] NH securities head testifies on failed firm
05/14/2010 [-] State Finalizes Settlement With UBS Securities
05/14/2010 [-] NH securities head testifies on FRM
05/14/2010 [-] Mizuho returns to yearly profit an economic recovery, income from securities subsidiaries
05/14/2010 [-] NH securities, banking heads to testify on FRM
05/14/2010 [-] N.Y.'s Cuomo probing 8 banks over mortgage securities
05/14/2010 [-] Securities probe launched
05/14/2010 [-] Cuomo starts mortgage securities inquiry
05/14/2010 [-] Drop this national securities watchdog idea
05/14/2010 [-] Securities probe of investment banks widens
05/14/2010 [-] Equity One files automatic mixed securities shelf
05/14/2010 [-] Cyberoptics files mixed securities shelf
05/14/2010 [-] Old Second Bancorp files mixed securities shelf
05/13/2010 [-] New York AG probing 8 banks over securities
05/13/2010 [-] Securities Commission cracks down on unlicensed lender
05/13/2010 [-] Tempers flare in battle over sole securities watchdog
05/13/2010 [-] New York attorney general probing 8 banks over securities
05/13/2010 [-] VideoSource NY AG Probing 8 Banks Over Securities
05/13/2010 [-] Source NY AG probing 8 banks over securities
05/13/2010 [-] N.Y. AG is probing 8 banks over mortgage securities
05/13/2010 [-] AP Source NY AG probing eight banks over securities
05/13/2010 [-] NY AG Probing 8 Banks Over Securities
05/13/2010 [-] Source N.Y. attorney general probing 8 banks over securities
05/13/2010 [-] AP NY AG Probing 8 Banks Over Securities
05/13/2010 [-] AP Source NY AG probing 8 banks over securities
05/13/2010 [-] N.Y. probing 8 banks over securities sources
05/13/2010 [-] #Flash* Bursa Securities queries Maxbiz
05/13/2010 [-] Newpark Resources files mixed securities shelf
05/12/2010 [-] Cautious banks, MFs turn to govt securities
05/12/2010 [-] Atlantic provinces open-minded about creating national securities commission
05/12/2010 [-] Moody's Downgrades Billion of Greek Securities
05/12/2010 [-] Sembcorp says Cascal failed to show takeover offer had violated securities laws
05/11/2010 [-] Securities Investment Company announces net profit of BD 1.28 million
05/11/2010 [-] Securities Authority moves on exec pay without legislation
05/11/2010 [-] FDIC proposes stricter rules for securities
05/11/2010 [-] Securities and Exchange Commission Queries 35 Firms
05/10/2010 [-] Single securities regulator bad for Quebec study
05/08/2010 [-] FACTBOX-How canceled trades may affect other securities
05/08/2010 [-] Crosstex Energy LP files mixed securities shelf
05/07/2010 [-] Uranium Resources files mixed securities shelf
05/07/2010 [-] ETFs were most of securities affected by sell-off
05/07/2010 [-] Citrix Systems management to meet with JMP Securities
05/07/2010 [-] Sotheby's target raised to from at JMP Securities
05/07/2010 [-] Metalico upgraded to Buy from Neutral at Hudson Securities
05/07/2010 [-] Idenix upgraded at JMP Securities
05/07/2010 [-] Former Securities and Exchange Boss Faults Country's Bank Reforms
05/07/2010 [-] MUFG-Morgan securities ventures open doors
05/07/2010 [-] Advance America to Present at JMP Securities Ninth Annual Research Conference
05/07/2010 [-] Australian Securities Class Action Filings Reached Record Level in 2009
05/06/2010 [-] Nigeria Former Securities and Exchange Boss Faults Country's Bank Reforms
05/06/2010 [-] Diageo Upped To Add At Evolution Securities
05/06/2010 [-] Offer of Securities by 9999 Gold Mining
05/06/2010 [-] I didn't know of securities lending
05/05/2010 [-] Finance RCBC lists securities
05/05/2010 [-] Securities Authority mulls shareholder votes on exec pay
05/05/2010 [-] SGX securities trading grew 34% in April
05/05/2010 [-] Citadel's Griffin Unbowed as Securities Unit Loses Second CEO
05/04/2010 [-] Securities regulator coming soon Flaherty
05/04/2010 [-] Securities trading hits 5-year high
05/04/2010 [-] UBS Plans ‘Hundreds’ of Hires at Securities Unit, Cryan Says
05/04/2010 [-] BioMarin to Present at the JMP Securities Research Conference
05/04/2010 [-] Citic Securities signs preliminary cooperation agreement with Credit Agricole
05/04/2010 [-] Fufeng Group Equities Research By China Merchants Securities
05/04/2010 [-] Henry Schein To Present At Deutsche Bank Securities' 35th Annual Health Care Conference
05/04/2010 [-] Fufeng Group Equities Research By China Merchants Securities
05/03/2010 [-] State Securities Chief Resigns, Cites Cover-Up Of FRM
05/03/2010 [-] UPDATE 2-Rencap buys SAfrica's BJM Securities for mln
05/03/2010 [-] Rencap buys SA's BJM Securities for mln
05/03/2010 [-] Kiwi Capital Securities Ltd Dividend Rate of 8.15%
05/03/2010 [-] Australia TD Securities Inflation Slows To 0.4% In April
05/01/2010 [-] West Coast Bancorp files mixed securities shelf
04/30/2010 [-] HMC Investment Securities Executive Vice President ...
04/30/2010 [-] A lonely woman exploited for her insecurities
04/30/2010 [-] Securities America Selects Werlin to Expand Financial Institution Business
04/30/2010 [-] Daiwa Securities Group 8601.T-4qtr group results
04/30/2010 [-] Did Goldman Sachs Commit Securities Fraud? Investigations
04/29/2010 [-] Ottawa to give for new global securities study centre
04/29/2010 [-] Sunesis Pharmaceuticals files mixed securities shelf
04/29/2010 [-] The Istanbul Stock Exchange Takasbank Sign MoU With The Abu Dhabi Securities Exchange
04/28/2010 [-] Goldman defends its securities deals
04/28/2010 [-] China Wind Systems files mixed securities shelf
04/28/2010 [-] CSS Launches Service Bureau Solution for Securities Industry
04/28/2010 [-] Marusan Securities 8613.T-2009/10 group results
04/28/2010 [-] Ichiyoshi Securities 8624.T-2009/10 parent
04/28/2010 [-] Marusan Securities 8613.T-2009/10 parent results
04/28/2010 [-] Kyokuto Securities 8706.T-2009/10 parent results
04/28/2010 [-] Okasan Securities Group 8609.T-2009/10 parent
04/28/2010 [-] Head of Quebec's financial regulator attacks national securities commission plan
04/28/2010 [-] B.C. Securities Commission panel blocks Lions Gate shareholder rights plan
04/27/2010 [-] 'We Don't Need a Single Securities Commission'
04/27/2010 [-] Deutsche Bank faces U.S. mortgage securities suit
04/27/2010 [-] No reason for securities jump Centro
04/27/2010 [-] Osaka Securities Exchange 8697.OJ-2009/10 group
04/27/2010 [-] Cereplast, Inc files mixed securities shelf
04/26/2010 [-] 35 EU okay for State Street buy of Intesa securities arm
04/26/2010 [-] Accenture files automatic mixed securities shelf
04/26/2010 [-] BNP Paribas Securities Services Unit Gets Contract With AXA
04/26/2010 [-] Central Bank of Bahrain Sukuk Al-Salam Securities oversubscribed
04/26/2010 [-] Dubai- Kotak Securities establishes subsidiary in DIFC
04/26/2010 [-] Securities Commission loses another director
04/26/2010 [-] Elizabeth Hickey leaves Securities Commission
04/26/2010 [-] Securities Commission member resigns
04/25/2010 [-] Crédit Agricole in China Securities Experiment
04/25/2010 [-] Kotak Securities establishes subsidiary in Dubai International Financial Centre
04/25/2010 [-] New website takes aim at business insecurities
04/25/2010 [-] Goldman 'bet against securities it sold to clients'
04/24/2010 [-] Washington State Department Of Financial Institutions Settles With Wells Fargo Over Auction Rate Securities
04/24/2010 [-] F5 Networks management to meet with JMP Securities
04/24/2010 [-] VMware management to meet with JMP Securities
04/23/2010 [-] Eight Canadian Securities Commissions Sign Supervisory Cooperation Arrangement With China's Banking Regulator
04/22/2010 [-] LJ International Inc. to Present at The Ninth Annual JMP Securities Research Conference
04/22/2010 [-] Maxis fully redeems debt securities
04/22/2010 [-] TC Pipelines LP files mixed securities shelf
04/22/2010 [-] Goldman Told Clients It Didn't Sell Contested Securities In Japan
04/22/2010 [-] Sole securities watchdog bill coming next month
04/21/2010 [-] Orcit Comm files mixed securities shelf
04/21/2010 [-] Mortgage securities sale could help revive market
04/21/2010 [-] Saigon Securities Gets OK To List 175.55 Million More Shares
04/21/2010 [-] The US Securities and Exchange Commission charged Goldman with fraud last Friday
04/21/2010 [-] Non-residents continue to buy up Canadian securities
04/20/2010 [-] Nokia Raised To Positive From Neutral By Avian Securities NOK
04/20/2010 [-] Scenarios Strategies for trading Goldman Sachs securities
04/20/2010 [-] JMP Securities to host a field trip
04/20/2010 [-] SGX seeks views on having banks as securities trading members
04/20/2010 [-] China Merchants Securities'net profit jumps 84% in 2009 on economic rebound
04/20/2010 [-] Zimbabwe SEC Dissolves Securities Depository Committee
04/20/2010 [-] #Flash* Bursa Securities queries Limahsoon
04/19/2010 [-] Canadian bonds draw more foreign investment
04/19/2010 [-] Iwai Securities 8707.T-2009/10 Prelim parent for
04/19/2010 [-] Invast Securities 8709.OJ-4qtr parent forecast
04/19/2010 [-] SEC accuses Goldman Sachs of defrauding in subprime mortgage securities
04/17/2010 [-] Capital Securities may acquire Taiwan International, Commercial Times says
04/17/2010 [-] Hagens Berman Continues Securities Investigation into Fuqi International Inc.
04/17/2010 [-] Goldman faces securities fraud charge
04/17/2010 [-] Biolase Tech files mixed securities shelf
04/16/2010 [-] Man pleads guilty to securities fraud
04/16/2010 [-] Penn Virginia Resource Partners files automatic mixed securities shelf
04/16/2010 [-] SEC accuses Goldman of fraud in failing to disclose mortgage securities conflict
04/16/2010 [-] Termination of Reporting Obligations with the U.S. Securities and Exchange Commission
04/16/2010 [-] Marusan Securities 8613.T-2009/10 Prelim group f
04/15/2010 [-] Pinetree Capital Ltd. Acquires Securities of Latin American Minerals Inc.
04/15/2010 [-] Treasury could raise million in sale of PNC securities
04/14/2010 [-] Citic Securities, CLSA Said to Discuss Asia Securities Venture
04/14/2010 [-] Greek high-yield securities are fast sellers
04/14/2010 [-] Jackson resigns from Securities Commission
04/14/2010 [-] Nuplex man resigns from Securities Commission
04/14/2010 [-] Ex-WexTrust Capital CEO pleads guilty to securities fraud
04/13/2010 [-] Securities Commission acts against two companies
04/13/2010 [-] Pasig court bars HK Securities officials from leaving RP
04/13/2010 [-] Securities Commission to sue Nuplex
04/12/2010 [-] LandMark Financial falls short in securities sale
04/12/2010 [-] FIIs can offer Govt securities as collateral
04/12/2010 [-] Nigeria Securities Settles N54.05 Billion Stocks in One Month
04/12/2010 [-] S Koreans' foreign securities holdings expand in Q1
04/12/2010 [-] Partner Communications considers issuance of debt securities in Israel
04/09/2010 [-] Investors Real Estate files mixed securities shelf
04/09/2010 [-] Wronged by your broker? Fight back
04/09/2010 [-] Iraq Bourse Sees Boost from Securities Package
04/09/2010 [-] First Community Bank files mixed securities shelf
04/08/2010 [-] American Securities and ASP Westward Welcome James W. Hopson as CEO
04/08/2010 [-] Securities law may boost Iraq bourse
04/08/2010 [-] Iraq Stock Exchange expects 50 percent boost from securities package
04/08/2010 [-] Russia Sberbank securities portfolio up 10 pct in Q1
04/08/2010 [-] Rubin says he learned belatedly of high-risk mortgage securities on Citigroup's books
04/08/2010 [-] Stricter rules OK'd for some securities
04/08/2010 [-] SBP working on Sharia compliant short-term securities
04/08/2010 [-] Citic Securities Must Cut Fund Stake
04/08/2010 [-] United Technologies Corp. First Quarter Earnings Advisory to Securities Analysts, Investors and News Media
04/07/2010 [-] Summary Box SEC seeks new rules for securities
04/07/2010 [-] SEC Proposes 5% Retention For Asset-Backed Securities Issuers
04/07/2010 [-] SEC Seeks Tighter Securities Rules
04/07/2010 [-] Deutsche Bank Launches Islamic Securities Services In Malaysia
04/07/2010 [-] Land Securities, Hammerson buck mildly lower FTSE
04/07/2010 [-] Kiwi Capital Securities Ltd Minimum Dividend Rate
04/07/2010 [-] Calgary business crowd says no to national securities regulator
04/06/2010 [-] UAE proposes integration of GCC securities markets
04/06/2010 [-] Insider trading trial could give new powers to Securities and Exchange Commission
04/05/2010 [-] Asia Plus Securities to Issue More Derivative Warrants
04/05/2010 [-] UAE Proposes Initiative for Integration of GCC Securities Markets
04/04/2010 [-] HDFC Securities to open 50 branches this year
04/03/2010 [-] UAE proposes integration of Gulf securities markets
04/03/2010 [-] Kirkland securities broker expected to plead guilty, prosecutors say
04/02/2010 [-] Elpida to Raise Million From Sale of Securities to Kingston
04/02/2010 [-] Innovaro files mixed securities shelf
04/01/2010 [-] UHB directors did not breach securities law
04/01/2010 [-] New Zealand Treasury Says To Stand Behind Collapsed Vision Securities
04/01/2010 [-] Vision Securities Ltd placed in receivership
03/31/2010 [-] Takagi Securities 8625.T-2009/10 group forecast
03/31/2010 [-] Redwood Trust mulls sale of mortgage-backed securities report
03/30/2010 [-] Global Partners files mixed securities shelf
03/30/2010 [-] Securities Act to go before parliament soon
03/30/2010 [-] Shinsei Bank sells off mutual fund operations to Daiwa Securities, exits India
03/30/2010 [-] Td Ameritrade Says IT Will Repurchase Million In Auction Rate Securities In Settlement
03/29/2010 [-] Ghana Gold Coast Securities Seeks Opportunities in New Pension Scheme
03/29/2010 [-] Boc Banks On Rail Securities
03/29/2010 [-] Australia mortgage securities are cheaper funding Swan
03/28/2010 [-] Australia realty securities offer cheaper funding
03/27/2010 [-] Ex-Brocade CEO found guilty of securities fraud
03/27/2010 [-] UPDATE 2-Ex-Brocade CEO found guilty of securities fraud
03/26/2010 [-] International Securities Exchange To Debut Maker-Taker Pricing
03/26/2010 [-] Jp Morgan Securities Adds Staff, Nears Opening New Offices
03/26/2010 [-] Gaylord Entertainment downgraded to Hold from Buy at BGB Securities
03/26/2010 [-] Insecurities Surface in Social Security
03/26/2010 [-] Parkinson Taps Interim Securities Commissioner
03/26/2010 [-] Securities Depository Welcome But Take Care
03/25/2010 [-] RBS, NatWest Offer to Redeem Securities With Face Value
03/25/2010 [-] Hagens Berman Investigates Fuqi International Inc. For Potentially Violating Federal Securities Laws
03/24/2010 [-] Land Securities Refocuses on Growth
03/24/2010 [-] Baidu Rating Raised By Samsung Securities On Google Withdrawal
03/23/2010 [-] First Analysis Securities Corporation Raises LHC Group Price Target To
03/23/2010 [-] SLC businessman accused of securities fraud, theft
03/22/2010 [-] Convergys target raised to from at BGB Securities
03/22/2010 [-] NZX refers 23 matters to Securities Commission
03/22/2010 [-] UPDATE 1-Development Securities FY loss narrows
03/21/2010 [-] Judge Clears Diller's Iac Of Securities Fraud
03/20/2010 [-] Ohio settles case on auction rate securities
03/20/2010 [-] TMX Group to reduce fees for securities trading at or higher on TSX
03/20/2010 [-] Banner Corp increases mixed securities shelf to from
03/19/2010 [-] Jazz Pharmaceutical files mixed securities shelf
03/19/2010 [-] Symmetry Medical management to meet with JMP Securities
03/19/2010 [-] Bnp Paribas Japan To Hire Staff From Kbc Securities Japan</font>
03/19/2010 [-] Mito Securities 8622.T-2009/10 div forecast
03/19/2010 [-] New Zealand Securities Commission Lays Criminal Charges Against Capital + Merchant Directors
03/19/2010 [-] Kyokuto Securities 8706.T-2009/10 div forecast
03/19/2010 [-] Securities Auth. investigates Psagot execs on illegal trading
03/18/2010 [-] Federal Signal files mixed securities shelf
03/18/2010 [-] ServisFirst Bancshares, Inc. Completes the Sale of Mandatory Convertible Trust Preferred Securities
03/18/2010 [-] Securities fraud victims could get help from the state
03/18/2010 [-] Regulator bars Provident from selling securities
03/18/2010 [-] Two Harbors initiated with a Hold at BGB Securities
03/17/2010 [-] Entertainment Properties Trust files an automatic mixed securities shelf
03/17/2010 [-] China trims holdings of Treasury securities AP
03/16/2010 [-] Foreign purchases of U.S. long-term securities rise in January
03/16/2010 [-] Senator Kaufman GOLDMAN MAY HAVE COMMITTED SECURITIES FRAUD
03/16/2010 [-] Moody's Lowers South African Banks' Hybrid Securities Ratings
03/16/2010 [-] Norbourg Swindler Testifies Against Que. Securities Watchdog
03/15/2010 [-] UAE to establish federal securities market by year end
03/15/2010 [-] Saudi Arabia Pulls Ernst & Young's Securities License
03/13/2010 [-] Citic Securities to sell stakes in two subsidiaries
03/13/2010 [-] Oklahoma City's Geary Securities is target of review
03/13/2010 [-] National Grid Sold Securities to 3 Banks to get Bailout Money
03/13/2010 [-] iStar Financial files automatic mixed securities shelf
03/13/2010 [-] Hi-Tech Pharmacal files mixed securities shelf
03/12/2010 [-] international Securities Exchange Mulls Second Platform</font>
03/12/2010 [-] <h2>securities Commission Helps In Case Of Million Fraud</h2>
03/12/2010 [-] Sixteen New Securities Added; Four Securities Deleted from S-Network Composite Closed-End Fund Index
03/11/2010 [-] Fitch Affirms Taiwan Concord Securities Corp.</font>
03/11/2010 [-] Fitch Affirms Taiwan Concord Securities Corp.
03/11/2010 [-] Norbourg Swindler Could Testify In Trial Against Quebec Securities Watchdog
03/10/2010 [-] Citigroup tests waters in preferred securities sale
03/10/2010 [-] Sirius XM Radio initiated with a Buy at BGB Securities
03/10/2010 [-] Compellent management to meet with JMP Securities
03/10/2010 [-] Magnetek management to meet with Hudson Securities
03/10/2010 [-] EFE Securities Fraud Former Boss in Court
03/10/2010 [-] Securities firms pass margin trading review
03/10/2010 [-] Citigroup may issue up to of TruPS securities, Bloomberg reports
03/10/2010 [-] Bendigo to issue new securities
03/09/2010 [-] Citigroup Offers Billion Trust Preferred Securities
03/09/2010 [-] RBS identifies partner for China securities JV
03/09/2010 [-] Easy fix for securities problem
03/08/2010 [-] Former McKesson chairman sentenced to 10 years for securities fraud
03/08/2010 [-] Canadian National Stock Exchange Announces Designation by U.S. Securities and Exchange Commission
03/08/2010 [-] Statasys management to meet with JMP Securities
03/08/2010 [-] BTIG launches U.S. convertible securities business
03/08/2010 [-] An easy fix for a tricky securities problem
03/08/2010 [-] Mega First's disposal of quoted securities exceed 5% of net assets
03/08/2010 [-] Still Interested In Getting China Securities License
03/08/2010 [-] #Flash* Bursa Securities queries AE Multi
03/07/2010 [-] Savvytek deploys high availability and disaster recovery solutions at Securities Depository Commission in Amman
03/06/2010 [-] The Pomerantz frm charges toyota Motor with securities
03/06/2010 [-] Securities America Selects Assistant of the Year
03/06/2010 [-] Phatra restructuring to separate securities, investment businesses
03/04/2010 [-] Daiwa Securities to hike hiring of new grads 40%
03/04/2010 [-] International all-clear for Securities Commission
03/04/2010 [-] Oil tankers urged to step up securities to prevent terror attacks in Malacca Strait
03/04/2010 [-] Fibrocell Science to raise in securities sale
03/04/2010 [-] Banks' hybrid securities downgraded
03/04/2010 [-] Inside the Palestine Securities Exchange
03/03/2010 [-] TD Securities changes tune, predicts July rate hike from Bank of Canada
03/03/2010 [-] Isramco gains on securities, not Tamar
03/03/2010 [-] Banks' hybrid securities downgraded
03/03/2010 [-] Overseas securities investment eased further
03/03/2010 [-] Banks' hybrid securities downgraded
03/03/2010 [-] PE sells 10m shares of Guotai Junan Securities
03/03/2010 [-] SCD System Promises Rapid Growth of Securities Market
03/02/2010 [-] Hong Kong Securities Regulator To Launch Short-Selling Reporting Rules
03/01/2010 [-] Hana Daetoo Securities Selects Numerix for Derivatives Valuation, Risk and Structuring
03/01/2010 [-] Greenhill & Co upgraded to Outperform from Market Perform at JMP Securities
02/28/2010 [-] China still largest holder of US Treasury securities
02/28/2010 [-] China remains largest holder of U.S. Treasury securities report
02/27/2010 [-] * China still top buyer of US securities
02/27/2010 [-] China still top buyer of US securities
02/27/2010 [-] Securities America Advisors Collaborate and Achieve Success
02/27/2010 [-] Investors file class-action securities lawsuit against Toyota
02/26/2010 [-] China still biggest foreign buyer of US securities
02/26/2010 [-] Big Lots initiated with an Outperform at JMP Securities
02/26/2010 [-] Athenahealth downgraded to Market Perform from Outperform at JMP Securities
02/26/2010 [-] King Pharma files automatic mixed securities shelf
02/26/2010 [-] Xizang Securities to be renamed Xizang Tongxin Securites
02/26/2010 [-] Financial Advisor Faces Mail, Securities Fraud
02/25/2010 [-] MoneyGram agrees to settle investor securities lawsuit for million
02/25/2010 [-] FMC Corporation files automatic mixed securities shelf
02/25/2010 [-] MoneyGram settles federal securities class action
02/24/2010 [-] 3D Systems files mixed securities shelf
02/24/2010 [-] H.J. Heinz Company to Present at Credit Lyonnais Securities Asia...
02/24/2010 [-] Bulgaria Finance Ministry Prepares New Securities Auction
02/24/2010 [-] Volterra management to meet with JMP Securities
02/24/2010 [-] Acquisition of Securities of World Color Press Inc. by Angelo, Gordon Co., L.P.
02/24/2010 [-] Honeywell files automatic mixed securities shelf
02/23/2010 [-] Given Imaging management to meet with JMP Securities
02/23/2010 [-] The National Securities Market Commission suspended trading in shares of SOS Rice.
02/23/2010 [-] Mongolia Energy Corporation Rated BUY by Frontier Securities
02/22/2010 [-] SP ups Barclays, DnB NOR Bank securities ratings
02/22/2010 [-] S&P ups Barclay's, DnB NOR Bank securities ratings
02/22/2010 [-] HC Securities and Investment acquires preliminary license in investment banking in Syria
02/22/2010 [-] Securities Commission launches Allied Farmers insider trading probe
02/21/2010 [-] Palestine Securities Exchange London Investor Roadshow
02/20/2010 [-] Securities and Exchange Commission expects to OK new limits on short sales
02/19/2010 [-] Dow Chemical files mixed securities shelf under form S-3ASR
02/19/2010 [-] Collin County man sentenced to 99 years in prison for securities fraud
02/19/2010 [-] Anworth Mortgage downgraded to Hold from Buy at BGB Securities
02/19/2010 [-] AmeriCredit management to meet with JMP Securities
02/19/2010 [-] Colony Financial initiated with an Outperform at JMP Securities
02/19/2010 [-] Securities Commission announces new initiatives
02/19/2010 [-] Employees of Credit Suisse Securities fail to declare income+
02/19/2010 [-] PFSweb files mixed securities shelf
02/19/2010 [-] Huljich pulls KiwiSaver statement after Securities Commission probe
02/18/2010 [-] Foreign Investment In Canadian Securities Jumps In December
02/18/2010 [-] Market activity at Uganda Securities Exchange
02/17/2010 [-] Lions Gate files mixed securities shelf
02/17/2010 [-] Hatteras Financial downgraded to Hold from Buy at BGB Securities
02/16/2010 [-] LEAD Japan replaces China as largest holder of U.S. securities in Dec.+
02/16/2010 [-] Japan replaces China as largest holder of U.S. securities in Dec.+
02/16/2010 [-] Securities America Announces Officer Promotions
02/16/2010 [-] Foreign demand for Teasury securities falls
02/14/2010 [-] Securities Authority blocks Maor
02/12/2010 [-] Retirement Feeling Insecure About Securities
02/12/2010 [-] Gaylord Entertainment target raised to from at BGB Securities
02/12/2010 [-] Texas Man Sentenced For Securities Fraud
02/12/2010 [-] Qualcomm upgraded to Outperform from Sector Perform at FBN Securities
02/12/2010 [-] Anadigics upgraded to Sector Perform from Underperform at FBN Securities
02/12/2010 [-] China's GF Securities achieves back-door listing, shares soar
02/12/2010 [-] China's GF Securities achieves back-door listing, shares soar
02/12/2010 [-] GF Securities achieves back-door listing
02/12/2010 [-] Stocks react to securities firms losses
02/12/2010 [-] Hanwha Securities To Buy Prudential's 2 Korea Units Source
02/12/2010 [-] MidWestOne Financial Group, Inc files mixed securities shelf
02/11/2010 [-] GNMAs Securities That Won't Bring Down the Economy
02/11/2010 [-] Thomson Reuters to Offer Securities Class Action Claims Filing Solution through PORTIA
02/11/2010 [-] Huatai Securities online lot winning rate tops 14.43%
02/10/2010 [-] Freddie Mac To Purchase Substantial Number of Seriously Delinquent Loans From PC Securities
02/10/2010 [-] Laying down the law - Deborah Thomas-Felix takes over at Securities and Exchange Commission
02/10/2010 [-] China's top securities regulator ironing out nitty-gritties
02/09/2010 [-] China Agritech files mixed securities shelf
02/09/2010 [-] NMT Medical files mixed securities shelf
02/08/2010 [-] Huatai Securities Sets IPO Price
02/08/2010 [-] Nokia hits out at securities fraud allegations
02/08/2010 [-] State Street to Pay Mortgage Securities Investors 300 Million
02/08/2010 [-] Securities Authority head gets salary cut to NIS 60,000
02/08/2010 [-] Tactico Acquires 24 Percent Equity Stake in Omega Securities
02/08/2010 [-] Huatai Securities expects to launch IPO at 20-22 yuan
02/08/2010 [-] Nokia says accused of securities fraud in US
02/07/2010 [-] Securities Authority probes Africa-Israel's Russian operations
02/06/2010 [-] Alberta challenges Ottawa's plan for national securities regulator
02/05/2010 [-] Pharmasset files mixed securities shelf
02/05/2010 [-] Alta. challenges Ottawa's plans to create national securities regulator
02/04/2010 [-] Cuomo accuses Bank of America, Lewis of securities fraud in Merrill deal
02/04/2010 [-] Cuomo accuses Bank of America, Lewis and Price of securities fraud in Merrill deal
02/04/2010 [-] Cuomo files civil securities fraud charges against Bank of America, CNBC reports
02/04/2010 [-] Cuomo charges BofA, ex-CEO Lewis with securities fraud
02/04/2010 [-] EFE Securities' Suspension Lifted
02/04/2010 [-] EFE Securities' Suspension Lifted
02/03/2010 [-] Intercontinental Exchange management to meet with JMP Securities
02/03/2010 [-] ZSE Suspends EFE Securities
02/02/2010 [-] U.K. Wont Take Action Against Madoff Securities
02/02/2010 [-] Huatai Securities to sell 785m shares in IPO
02/02/2010 [-] AutoChina International Files F-3 Universal Shelf Registration with Securities and Exchange Commission
02/02/2010 [-] Huatai Securities to Launch IPO Worth Up to Billion
02/01/2010 [-] Falcon Securities 'censured' by watchdog
02/01/2010 [-] Fines for securities violations soar
02/01/2010 [-] N.S. securities commission issues in administrative penalties in 2009
01/31/2010 [-] How the US Securities and Exchange Commission Protects Investors
01/31/2010 [-] Vivendi found liable for securities fraud
01/30/2010 [-] Daiwa Securities To Adopt New Stock Trading System In Asia-Nikkei
01/30/2010 [-] AIG discloses details on toxic securities that triggered rescue
01/30/2010 [-] AIG discloses details on toxic securities that prompted government bailout
01/29/2010 [-] China Bio Energy Holdings files mixed securities shelf
01/29/2010 [-] Generex Biotech files mixed securities shelf
01/29/2010 [-] Kalispell man charged with securities fraud
01/29/2010 [-] Former SEC Lawyer Guilty of Securities Fraud
01/29/2010 [-] China's Pacific Securities forecasts soaring profit gains for 2009
01/29/2010 [-] China's Pacific Securities forecasts soaring profit gains for 2009
01/29/2010 [-] Australia Lifts Securities Regulator's Power
01/29/2010 [-] Citigroup to buy in auction rate securities from KV Pharmaceutical
01/28/2010 [-] SCOC says it won't hear Quebec securities regulator's fraud sentencing challenge
01/28/2010 [-] Ticonderoga Securities Initiates Coverage on Seven Software Technology Companies
01/28/2010 [-] Australia's securities regulator gains more power
01/28/2010 [-] Govt invests more in mortgage securities
01/28/2010 [-] SinoHub requests withdrawal of mixed securities shelf
01/27/2010 [-] A Cap On Lawyer Fees Roils Florida Politics
01/27/2010 [-] Dollar Financial management to meet with JMP Securities
01/27/2010 [-] Rhythm securities to be suspended
01/26/2010 [-] State seeks restitution for Securities America investors
01/26/2010 [-] Securities firms target bigwigs in Gangnam
01/26/2010 [-] Osaka Securities Exchange raises FY 2009 profit projection+
01/26/2010 [-] Apple price target to from at JMP Securities
01/25/2010 [-] UBS appoints Shear, Hoornweg for securities roles
01/25/2010 [-] Scout Analytics Accelerates Insights for Internet Securities Inc.
01/25/2010 [-] Rabo Securities may leave Amsterdam
01/25/2010 [-] ETF Securities US platinum, palladium inflows jump
01/23/2010 [-] China's securities regulator issues margin trading guideline
01/23/2010 [-] China's securities regulator issues margin trading guideline
01/23/2010 [-] Goldman under investigation for its securities dealings
01/23/2010 [-] Hansen Medical files mixed securities shelf
01/23/2010 [-] Camden National Corp. files mixed securities shelf
01/23/2010 [-] Vical files mixed securities shelf
01/23/2010 [-] Antigenics files mixed securities shelf
01/22/2010 [-] Canadian Securities Regulators Announce New Insider Reporting Regime


01-22-2010 06-26-2009 02-20-2009
















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