Securities News

01/22/2010 [-] Alabama man sentenced to 5 years in fraud case
01/22/2010 [-] Superior Bancorp to exchange trust preferred securities for common stock
01/21/2010 [-] EIQNetworks raises in securities sale
01/21/2010 [-] Bank Permata sells Bali securities
01/20/2010 [-] Tokyo stocks fall for third straight session, securities weigh
01/20/2010 [-] Sapient initiated with a Buy at BGB Securities
01/20/2010 [-] Securities America Ends 25th Year With a Bang
01/20/2010 [-] Foreign purchases of U.S. long-term securities rise in November 2009
01/20/2010 [-] AMAG Pharma files mixed securities shelf under form S-3ASR
01/19/2010 [-] Revival in 'Private-Label Mortgage Securities'
01/19/2010 [-] Cardtronics files mixed securities shelf
01/19/2010 [-] European Union Said to Probe High-Frequency Securities Trading
01/19/2010 [-] Micron estimates and target raised at JMP Securities
01/19/2010 [-] Foreign investors nab in Canadian securities
01/18/2010 [-] Foreigners gobble up Canadian bonds
01/18/2010 [-] Foreign purchases of securities head for record
01/18/2010 [-] Dark Pools May Face Pricing Rules, EU Securities Watchdog Says
01/18/2010 [-] Citic Securities fund unit punished
01/18/2010 [-] Citic Securities fund unit punished over ownership
01/16/2010 [-] Moncton man banned from trading for 10 years
01/16/2010 [-] EC roundup Quitting your day job and understanding securities laws
01/16/2010 [-] Gov't securities fund ready to sell shares
01/16/2010 [-] Gov't securities fund ready to sell shares
01/15/2010 [-] Paragon Shipping files mixed securities shelf
01/15/2010 [-] Adobe files mixed securities shelf under Form S-3ASR
01/15/2010 [-] China's top securities regulator ironing out nitty-gritties
01/15/2010 [-] China's top securities regulator ironing out nitty-gritties
01/14/2010 [-] Removal From the Australian Securities Exchange Official List Update
01/14/2010 [-] Biodel files mixed securities shelf
01/14/2010 [-] MarkWest Energy files mixed securities shelf under Form S-3ASR
01/14/2010 [-] Goldman admits 'improper' actions in sales of securities
01/13/2010 [-] Dueling tycoons from Haaretz, Ma'ariv turn to Securities Authority
01/13/2010 [-] New rules on trading of govt securities
01/13/2010 [-] Goldman Sachs admits 'improper' actions in sales of securities
01/12/2010 [-] Acorda Therapeutics files mixed securities shelf
01/12/2010 [-] Tibet's securities brokerage company in fast lane
01/11/2010 [-] America's Car-Mart management to meet with JMP Securities
01/11/2010 [-] Odyssey Healthcare management to meet with JMP Securities
01/11/2010 [-] Genomic Health management to meet with JMP Securities
01/11/2010 [-] ViroPharma management to meet with JMP Securities
01/11/2010 [-] Ask the attorney Securities laws
01/11/2010 [-] Land Securities lifted by postive Goldman note
01/11/2010 [-] Ariad Pharmaceuticals files mixed securities shelf
01/11/2010 [-] JDA Software target raised to from at JMP Securities
01/10/2010 [-] Daishin Securities chairwoman Lee Auh-ryung, center ...
01/10/2010 [-] Emirates Securities and Commodities Authority signs MoU with Hamdan bin Mohammed e-University
01/10/2010 [-] Ex-Land Securities star targets top Paris and London buildings
01/07/2010 [-] Summer Infant files mixed securities shelf
01/07/2010 [-] West to Present at CJS Securities Investor Conference
01/07/2010 [-] JNK Securities' Financial Research Analyst Team to host a luncheon meeting
01/07/2010 [-] Aite Group Expands Institutional Securities Investments Coverage
01/06/2010 [-] Israeli banks bar US customers from holding securities
01/06/2010 [-] Soligenix initiated with a Buy at Griffen Securities
01/06/2010 [-] MOVES-Credit Suisse, Evolution Securities
01/06/2010 [-] Banks seek profits from frozen debt securities
01/06/2010 [-] China Issues Rules On Chinese-Hong Kong Securities Consulting JVs
01/05/2010 [-] Halozyme Therapeutics files mixed securities shelf
01/05/2010 [-] Bernard L. Madoff Investment Securities
01/05/2010 [-] Vertex shares dip on Wedbush Securities downgrade
01/05/2010 [-] Simpler licensing norms for securities firms on the anvil
01/05/2010 [-] OP Insurance Agent Sentenced For Securities Fraud
01/05/2010 [-] GERS lawsuit charges broker touted high-risk securities
01/05/2010 [-] Bursa to de-list Pilecon securities
01/04/2010 [-] UPDATE 1-Radian completes tender for custodial trust securities
01/04/2010 [-] China to launch securities index reflecting cross-Straits markets
01/01/2010 [-] Securities commission settles with director of Calgary firm
12/31/2009 [-] Dollar Financial files mixed securities shelf
12/31/2009 [-] Lucas Energy files mixed securities shelf
12/31/2009 [-] Trading halt placed on AMP securities, announcement due
12/31/2009 [-] Legendary firm sold shadowy securities
12/31/2009 [-] General Steel Holdings, Inc. Announces Closing of Million Securities Offering
12/31/2009 [-] Broadcom Corp. settles securities class action lawsuit
12/29/2009 [-] Broadcom settles securities class-action lawsuit
12/29/2009 [-] Stifel settles with state on auction rate securities
12/29/2009 [-] Stifel reaches auction-rate securities settlement
12/29/2009 [-] Stifel Nicolaus reaches settlement on investments
12/28/2009 [-] SORL Auto Parts files mixed securities shelf
12/28/2009 [-] China Advanced Construction files mixed securities shelf
12/28/2009 [-] Fortinet initiated with an Outperform at JMP Securities
12/28/2009 [-] Sunesis Pharmaceuticals files mixed securities shelf
12/28/2009 [-] Goldman Sachs and Others Investigated for Betting Against Securities They Created
12/24/2009 [-] Government probes banks on sale of risky securities report
12/24/2009 [-] U.S. probes banks on sale of risky securities report
12/24/2009 [-] DoubleLine Now Registered as Investment Adviser with the Securities and Exchange Commission
12/23/2009 [-] Securities Authority probes El Al CEO departure
12/23/2009 [-] Unigene Labs files mixed securities shelf
12/23/2009 [-] Interleukin files mixed securities shelf
12/23/2009 [-] The US Securities and Exchange Commission building in Washington, DC
12/23/2009 [-] Securities Commission raises concern over NZX dual roles
12/23/2009 [-] Soleil Securities downgrades Exxon Mobil to hold
12/23/2009 [-] FARO Technologies files mixed securities shelf
12/23/2009 [-] NZX dual roles concern Securities Commission
12/23/2009 [-] State Street Acquires Securities Business
12/22/2009 [-] EOG Resources files mixed securities shelf under Form S-3ASR
12/22/2009 [-] Hollis-Eden Pharmaceuticals Inc files mixed securities shelf
12/22/2009 [-] State Street Buy Securities Business of Italian Bank
12/22/2009 [-] Taiwan decides not to tax gains on securities investment for now
12/22/2009 [-] SL Green Realty files mixed securities shelf under Form S-3ASR
12/22/2009 [-] Cisco appears on track to meet consensus, says JMP Securities
12/22/2009 [-] Maybank Investment and Mizuho Securities tie up
12/22/2009 [-] JPMorgan sells bln extendable securities
12/21/2009 [-] Galleon founder Raj Rajaratnam pleads not guilty in securities fraud case
12/21/2009 [-] Pyramid Oil files mixed securities shelf
12/21/2009 [-] AEHI Retains JSBarkats PLLC, a Wall Street Experienced Corporate and Securities Law Firm
12/21/2009 [-] N1 Trillion Pension Funds Invested in Seven Securities Pencom
12/21/2009 [-] Encore Capital files mixed securities shelf
12/21/2009 [-] Nigeria N1 Trillion Pension Funds Invested in Seven Securities Pencom
12/21/2009 [-] Maybank Investment Bank-Mizuho Securities in strategic alliance
12/21/2009 [-] AIA says securities levies must be dropped
12/21/2009 [-] 17. Maybank Investment Bank-Mizuho Securities in strategic alliance
12/19/2009 [-] ICAP Securities Settles SEC Fraud Suit for Million
12/19/2009 [-] Alberta to fight Ottawa over securities
12/19/2009 [-] Dolan Media to issue up to 200 mln in securities
12/18/2009 [-] Dolan Media to issue up to mln in securities
12/18/2009 [-] Retail Opportunity Investments files mixed securities shelf
12/18/2009 [-] Alberta may fight feds in court over national securities regulator
12/18/2009 [-] UPDATE 2-Alberta challenges Canada securities regulator plan
12/18/2009 [-] ‘Dance in the Dark Is About My Insecurities, Lady Gaga Reveals
12/18/2009 [-] China to introduce index futures at 'appropriate' time securities regulator
12/18/2009 [-] Alberta to challenge single securities regulator
12/18/2009 [-] Snap-On files automatic mixed securities shelf under form S-3ASR
12/18/2009 [-] UPDATE 1-Intesa Sanpaolo to sell securities services
12/17/2009 [-] Foreign investors buy up Canadian securities
12/17/2009 [-] Canadian securities draw significant foreign investment in October StatsCan
12/17/2009 [-] Africa East Africa Gets Securities Exchange Training School
12/17/2009 [-] Securities and Commodities Industry Revenue Down 36 Percent in 2008
12/17/2009 [-] Endeavour files mixed securities shelf
12/16/2009 [-] Trading Technologies and Mizuho Securities USA Expand Global Relationship
12/16/2009 [-] MBIA sues Credit Suisse over insured securities
12/16/2009 [-] Trading Technologies, Mizuho Securities USA Inc. expand relationship
12/16/2009 [-] CRM Holdings investigated for possible securities violations
12/16/2009 [-] United States charges billionaire hedge fund manager Raj Rajaratnam with securities fraud crimes
12/15/2009 [-] Dubai Gold Securities to host webinar on Gold Market Dynamics
12/15/2009 [-] Starlims downgraded to Market Perform from Outperform at JMP Securities
12/14/2009 [-] Guaranty Bancorp files mixed securities shelf
12/14/2009 [-] China Resources files mixed securities shelf
12/14/2009 [-] Fitch To Change Hybrid Securities Rating Criteria
12/14/2009 [-] Adventures in Ex Ante Crowdfunded Securities Law
12/13/2009 [-] * Venezuela arrests former securities watchdog chief
12/13/2009 [-] Venezuela arrests former securities watchdog chief
12/13/2009 [-] Play Defense, Not Offense
12/13/2009 [-] Venezuela arrests ex-securities commission chief
12/12/2009 [-] Season is a time to give away your insecurities
12/12/2009 [-] Maine businessman charged with securities fraud
12/11/2009 [-] Fund manager pleads guilty to fraud charges
12/11/2009 [-] Repros Therapeutics files mixed securities shelf
12/10/2009 [-] China executes former securities trading executive for corruption
12/10/2009 [-] Sberbank sees 25 pct gains on securities portfolio
12/10/2009 [-] CORRECTION REFILE-Sberbank sees 25 pct gains on securities portfolio
12/10/2009 [-] Securities Commission gets new head
12/10/2009 [-] Feds suing Brookstreet Securities
12/10/2009 [-] Securities Commission gets new head -
12/10/2009 [-] Momenta Pharma files mixed securities shelf
12/09/2009 [-] Macy's files mixed securities shelf under Form S-3ASR
12/09/2009 [-] SEC sues Brookstreet Securities and its founder over sale of high-risk instruments
12/09/2009 [-] Customers' data private, says Division of Securities
12/09/2009 [-] President of Venezuela's securities commission sacked as scandal unfolds
12/09/2009 [-] Chief of Venezuela's securities commission sacked
12/09/2009 [-] Securities Commission okays Goldman Sachs ops
12/09/2009 [-] Little Rock investment company cited by regulator
12/09/2009 [-] SEC sues defunct Brookstreet and CEO over sales of mortgage-backed securities
12/09/2009 [-] SEC sues head of defunct Brookstreet Securities
12/08/2009 [-] Nova Measuring Instruments files mixed securities shelf
12/08/2009 [-] China executes securities trader who hid millions
12/08/2009 [-] Securities and Commodities Authority organizes seminars for investors in Abu Dhabi and Dubai
12/07/2009 [-] Earlier BofA Prices Securities as TARP Exit Starts
12/07/2009 [-] NovaGold files mixed securities shelf
12/07/2009 [-] Plea expected for fund manager accused in scam
12/07/2009 [-] Securities firms make push into Asia
12/07/2009 [-] Securities watchdog raids Delek Real Estate offices
12/06/2009 [-] Securities Authority raids Delek Real Estate offices
12/05/2009 [-] Government securities to be auctioned
12/04/2009 [-] Target files mixed securities shelf under form S-3ASR
12/04/2009 [-] HudBay Minerals CFO to Present at Desjardins Securities 2009 Basic Materials Conference in Montreal
12/04/2009 [-] BofA sells 19.3 billion of securities for TARP repay
12/04/2009 [-] Bank of America sells US19.29B in securities to pay back bailout money
12/04/2009 [-] BofA sells 19.29B in securities to repay bailout
12/04/2009 [-] CME Group files mixed securities shelf under form S-3ASR
12/04/2009 [-] BofA Prices Securities as TARP Exit Starts
12/03/2009 [-] BofA sells in securities to repay bailout
12/03/2009 [-] Air Methods files mixed securities shelf
12/03/2009 [-] US Airways files mixed securities shelf under Form S-3ASR
12/03/2009 [-] American Savings Bank to report charge for selling securities
12/02/2009 [-] Bank of America to sell in common equivalent securities
12/02/2009 [-] Blackstone Group businesses performing better, says JMP Securities
12/02/2009 [-] RINO International files mixed securities shelf
12/02/2009 [-] Qatari investors follow stock market activity at the Doha Securities Market
12/02/2009 [-] An investor follows stock market activity at the Doha Securities Market
12/02/2009 [-] Securities firms to pay big fines
12/02/2009 [-] Appeals court upholds conviction in securities scam
12/01/2009 [-] BioCryst mentioned positively at JMP Securities
12/01/2009 [-] LTC Properties management to meet with JMP Securities
12/01/2009 [-] China Securities Regulator Approves Huatai Securities IPO
11/30/2009 [-] Tetra Technologies files mixed securities shelf under Form S-3ASR
11/30/2009 [-] Supreme Court to decide reach of securities law
11/27/2009 [-] Pinetree Capital Ltd. Acquires Securities of Latin American Minerals Inc.
11/27/2009 [-] Securities Commission Revokes ISB Securities Suspension
11/26/2009 [-] Daiwa Securities to Boost Asian Investment
11/26/2009 [-] Pinetree Capital Ltd. Acquires Securities of Freewest Resources Canada Inc.
11/26/2009 [-] Norinchukin Bank's net profit sees 6-fold jump on securities gains+
11/26/2009 [-] Compton Petroleum files mixed securities shelf
11/25/2009 [-] Bank of Kentucky files mixed securities shelf
11/25/2009 [-] Knight Capital management to meet with JMP Securities
11/25/2009 [-] Frederick's of Hollywood files mixed securities shelf
11/25/2009 [-] Blackstone Group management to meet with JMP Securities
11/25/2009 [-] Bofi files mixed securities shelf
11/25/2009 [-] Concord Securities to ally with Guoyuan Securities
11/25/2009 [-] SGX, GreTai Securities Market to jointly develop respective capital markets
11/25/2009 [-] Nigeria Investment, Securities Tribunal to Checkmate Fraud Shekarau
11/25/2009 [-] Investment, Securities Tribunal to checkmate fraud—Shekarau
11/25/2009 [-] Pearl securities firm ordered to shut down
11/24/2009 [-] Scotts Miracle-Gro files mixed securities shelf under Form S-3ASR
11/24/2009 [-] Aflac To Exchange Two Lloyds Banking Group Securities, Enhance Risk-Based Capital Ratio
11/24/2009 [-] Aviva to set up JV with Central China Securities
11/24/2009 [-] Soochow Securities denies talks with Yuanta Financial
11/23/2009 [-] LaSalle Hotel files mixed securities shelf under Form S-3ASR
11/23/2009 [-] Securities Authority backs Africa-Israel bondholders
11/23/2009 [-] UPDATE 1-Zions sees tax refund from cut in securities value
11/23/2009 [-] Finance Ministry plans to raise borrowing limit by S70b through govt securities
11/23/2009 [-] ETF Securities platinum, palladium ETCs hit record
11/23/2009 [-] China's Haitong Securities buys Hong Kong rival
11/23/2009 [-] China's Haitong Securities buys Hong Kong rival
11/23/2009 [-] Haitong buys controlling stake in HK-based Taifook Securities
11/22/2009 [-] Mizuho Securities to set up subsidiary holding firm in Britain
11/22/2009 [-] Securities and Commodities Authority signs MoU with Lebanon Central Bank
11/21/2009 [-] Rogers paves way for raising of up to in debt securities
11/20/2009 [-] Commercial Vehicle Group files mixed securities shelf
11/20/2009 [-] 7 charged in alleged securities and mortgage scam
11/20/2009 [-] CBA securities face Moody's downgrade
11/20/2009 [-] CBA securities face Moody's downgrade
11/20/2009 [-] US Dataworks files mixed securities shelf
11/20/2009 [-] Kandi Tech files mixed securities shelf
11/20/2009 [-] Wells Fargo settles lawsuit over sale of securities
11/20/2009 [-] Comerica files mixed securities shelf under Form S-3ASR
11/18/2009 [-] Wells Fargo agrees to repurchase billion in auction-rate securities from clients
11/18/2009 [-] Wells Fargo agrees to buy back in securities
11/18/2009 [-] Wells Fargo announces agreement to buy back auction rate securities
11/18/2009 [-] Land Securities
11/18/2009 [-] FINRA fines MetLife Securities, affiliates
11/18/2009 [-] GSI Commerce files mixed securities shelf under Form S-3ASR
11/18/2009 [-] Land Securities Reports Fresh Portfolio Mark-Downs
11/18/2009 [-] Foreigners still snapping up Treasury securities
11/18/2009 [-] Merchants Securities heads for weakest debut
11/18/2009 [-] China Merchants Securities makes weak debut on bourses
11/18/2009 [-] China Merchants Securities makes weak debut
11/18/2009 [-] Radian Launches Tender Offers for Money Market Committed Preferred Securities
11/18/2009 [-] TM acquiring TM Global securities
11/18/2009 [-] 13. TM acquiring TM Global securities
11/17/2009 [-] Global standards key for securities RBA
11/17/2009 [-] Foreign purchase of U.S. long-term securities up in September
11/17/2009 [-] Colorado sanctions Dallas energy company, alleging securities violation
11/17/2009 [-] Capital West Securities to change its name
11/16/2009 [-] Securities industry now getting behind reform
11/16/2009 [-] Haitong Securities in Talks to Buy Taifook
11/14/2009 [-] Broking row escalates to Securities Commission
11/14/2009 [-] Palestine Securities Exchange selects Smarts surveillance system
11/14/2009 [-] Colorado securities regulators sanction Chicago real estate company
11/13/2009 [-] Beazer Homes files mixed securities shelf
11/13/2009 [-] Opexa Therapeutics files mixed securities shelf
11/13/2009 [-] Psychiatric Solutions files mixed securities shelf under form S-3ASR
11/13/2009 [-] Rift Between Securities Commission, Stockbrokers Widens
11/13/2009 [-] Securities Commission enters into largest settlemnt in it's history
11/13/2009 [-] Securities Commission enters into largest settlemnt in it's history
11/12/2009 [-] Trial set for Neb. man accused of securities fraud
11/12/2009 [-] Trial set for Neb. man accused of securities fraud
11/12/2009 [-] Cemex begins swap of up to mln in securities
11/12/2009 [-] CEMEX Receives Approval from the Mexican Securities Authority to Launch Convertible Securities Transaction
11/12/2009 [-] Issuance Of Sukuk Al-Ijarah Securities
11/12/2009 [-] A Securities Blanket for Q3 Earnings
11/11/2009 [-] Belo settles securities action
11/11/2009 [-] Belo says securities action settled on 'favorable terms'
11/11/2009 [-] PolyMedix to sell securities
11/11/2009 [-] China Merchant Securities Raises Billion in IPO
11/11/2009 [-] Helmerich & Payne downgraded to Sell from Hold at BGB Securities
11/11/2009 [-] Marriott management to meet with JMP Securities
11/11/2009 [-] EAC Securities Training Targets 30 Rwandans
11/11/2009 [-] East Africa EAC Securities Training Targets 30 Rwandans
11/11/2009 [-] Babcock Brown Power securities in halt
11/11/2009 [-] Navistar unit issues million in securities
11/10/2009 [-] Navistar unit issues 350 million in securities
11/10/2009 [-] LTX Credence Corp files mixed securities shelf
11/10/2009 [-] Babcock & Brown files mixed securities shelf
11/10/2009 [-] SEC Charges Former CFO Of Hedge Fund With Securities Fraud
11/10/2009 [-] Babcock & Brown Power securities in halt
11/10/2009 [-] CEL-SCI Corp files mixed securities shelf
11/10/2009 [-] SEBI bans Pyramid Saimira from dealing in securities
11/10/2009 [-] First Defiance Financial files mixed securities shelf
11/10/2009 [-] ISB Defies Securities Commission, Trades On ZSE
11/10/2009 [-] Sustainable Energy Presents at Jacob Securities Renewable Energy and Clean Tech Conference
11/09/2009 [-] Capital One Capital VI sells bln 30-yr securities
11/09/2009 [-] New Issue-Capital One VI sells bln securities
11/09/2009 [-] Praxair files mixed securities shelf under Form S-3ASR
11/09/2009 [-] Allis-Chalmers files mixed securities shelf
11/09/2009 [-] Commission Suspends ISB Securities From ZSE analysis
11/09/2009 [-] China Merchants Securities sets IPO price range
11/07/2009 [-] HC Securities raises earnings forecasts for UNB
11/06/2009 [-] Brookfield Homes files mixed securities shelf
11/06/2009 [-] Viacom files mixed securities shelf under form S-3ASR
11/06/2009 [-] TEXT-ANZ Bank says redeems mln trust securities
11/05/2009 [-] R.R. Donnelley files mixed securities shelf under Form S-3ASR
11/05/2009 [-] Investors be wary, Quebec securities regulator warns
11/05/2009 [-] Southern Union files mixed securities shelf under Form S-3ASR
11/05/2009 [-] United Technologies Corp. Advisory to Securities Analysts, Investors and News Media
11/05/2009 [-] Al-Futtaim HC Securities' UAE expansion plan commences
11/05/2009 [-] Japan Securities Finance 8511.T-6-month group
11/04/2009 [-] MasterCard files mixed securities shelf under Form S-3ASR
11/04/2009 [-] Harvest Natural files mixed securities shelf
11/04/2009 [-] ETF Securities to launch currency ETCs
11/04/2009 [-] Polyone files mixed securities shelf
11/03/2009 [-] Madoff auditor pleads guilty to securities fraud and other charges
11/03/2009 [-] Madoff auditor pleads guilty to securities fraud
11/03/2009 [-] JAVA/J2EE COLATERAL TRADING / SECURITIES LENDING
11/03/2009 [-] Mizuho opens securities unit in Riyadh
11/03/2009 [-] Land Securities ends new development stalemate
11/03/2009 [-] Virage Logic files mixed securities shelf
11/03/2009 [-] China Information Security Technology files mixed securities shelf
11/02/2009 [-] National Bank Financial Selects EquiLend for Securities Finance Technology Services
11/02/2009 [-] KT Zmico Securities distances itself from stock rumour suspect
11/01/2009 [-] Securities and Exchange Commission botched chances to stop Madoff
11/01/2009 [-] VN index to drop 20% by year end, VinaSecurities says
10/31/2009 [-] JRG Securities' plans
10/31/2009 [-] CITIC Securities net profit up 6.66% in Q3
10/31/2009 [-] HK securities watchdog proposes regulation changes for structured products
10/30/2009 [-] Somaxon Pharma files mixed securities shelf
10/30/2009 [-] Asset-backed securities get new look on Capitol Hill
10/29/2009 [-] Siga Tech files mixed securities shelf
10/29/2009 [-] Human Genome files mixed securities shelf under Form S-3ASR
10/29/2009 [-] Gaylord Entertainment upgraded to Buy from Hold at BGB Securities
10/29/2009 [-] Southwest Securities Opens Fixed Income Office in San Francisco
10/29/2009 [-] Removal from the Australian Securities Exchange Official List
10/29/2009 [-] Monex Group, Orix Securities to merge
10/29/2009 [-] N.B. may use Constitution to keep securities body
10/29/2009 [-] Federal judge lets multibillion-dollar WaMu securities lawsuit advance
10/28/2009 [-] Judge lets huge WaMu securities lawsuit advance
10/28/2009 [-] Are Hybrid Securities the Right Choice for Your Investment Portfolio?
10/28/2009 [-] Chile, Colombia, Peru Sign Accord for Securities Regulation
10/28/2009 [-] Social Networking Worries Securities Regulators
10/28/2009 [-] American Securities Completes Its Tender Offer for Shares of GenTek Inc.
10/28/2009 [-] SEC Eyes New Rules for Asset-Backed Securities
10/27/2009 [-] Citizens Republic Bancorp files mixed securities shelf
10/27/2009 [-] IsoRay files mixed securities shelf
10/26/2009 [-] Inter-Pacific Securities Goes Live With SunGard's GL Net for DMA
10/26/2009 [-] Emirates International Securities becomes member of Nasdaq Dubai
10/25/2009 [-] Union of Arab stock exchanges meet at the Abu Dhabi Securities Exchange
10/25/2009 [-] UAE's Al Futtaim HC Securities to open second office
10/25/2009 [-] UAE's Al Futtaim HC Securities to open second office
10/24/2009 [-] Daiwa Securities to create Internet bank
10/24/2009 [-] Al Futtaim HC Securities' UAE expansion plan commences
10/24/2009 [-] Mutual recognition of securities offerings
10/24/2009 [-] Broadpoint Gleacher Securities Group, Inc. to Announce Third...
10/23/2009 [-] Rehabcare raises mixed securities shelf to from
10/23/2009 [-] Vail Resorts management to meet with JMP Securities
10/23/2009 [-] CITIC Securities tops underwriters
10/22/2009 [-] Learning to love the idea of national securities regulator
10/22/2009 [-] Bimini Capital Management Completes Tender Offer with Preferred Term Securities XX, Ltd.
10/21/2009 [-] Plano oil and gas firm ordered to quit selling unregistered securities in Colorado
10/21/2009 [-] SJ Securities launches new logo
10/20/2009 [-] Hoyer Seeks Crackdown on Securities Short-Selling
10/20/2009 [-] Call for widening of international securities agreement
10/20/2009 [-] MTR Gaming Group to Present at Wells Fargo Securities Consumer Growth Conference
10/20/2009 [-] BNY Mellon takes loss in third quarter, mostly on securities
10/20/2009 [-] What Every Investor Should Know About the US Securities and Exchange Commission
10/20/2009 [-] Separatists heap scorn on securities regulator case
10/20/2009 [-] SJ Securities sees Budget 2010 as people friendly
10/19/2009 [-] Ariz. Plans Securities Sales
10/19/2009 [-] Ariz. plans securities sales for budget maneuver
10/19/2009 [-] Pioneer Southwest files mixed securities shelf
10/19/2009 [-] Compromise possible on national securities regulator former Quebec minister
10/19/2009 [-] Europe securities defaults set to deepen
10/19/2009 [-] ICOP Digital plans to sell in securities
10/19/2009 [-] Non-residents buy up Canadian securities
10/19/2009 [-] Foreigners buy up Canadian securities in August
10/19/2009 [-] Non-residents buy in Canadian securities in August
10/19/2009 [-] Securities Commission faults company disclosures
10/18/2009 [-] Dubai Gold Securities the potential of gold ETFs
10/17/2009 [-] Invest AD, Al Ramz Securities combine forces to create UAE brokerage powerhouse
10/17/2009 [-] Chairman of the China Securities Regulatory Commission, Shang Fulin
10/17/2009 [-] HC Securities Bad loans of UAE to hound banks till 2010 H1
10/17/2009 [-] Feds seek court ruling on national securities regulator
10/16/2009 [-] Ottawa asks SCC to weigh in on securities regulator
10/16/2009 [-] Ottawa seeking Supreme Court opinion on national securities regulator
10/16/2009 [-] Ottawa heads off securities challenge
10/16/2009 [-] ICOP Digital files mixed securities shelf
10/16/2009 [-] Mines Management files mixed securities shelf
10/16/2009 [-] Duff & Phelps files mixed securities shelf
10/16/2009 [-] SWS Group files mixed securities shelf
10/16/2009 [-] Hanwha Securities Eyes Korean Units of Prudential
10/16/2009 [-] Triad Securities Rolls Out 'IPO Mobile' Web Site
10/15/2009 [-] Securities regulator panel members named
10/15/2009 [-] Altra Holdings files mixed securities shelf
10/15/2009 [-] Securities Co clients want to join Zain sale
10/14/2009 [-] Valero Downgraded To Sell At Soleil Securities
10/13/2009 [-] Developers Div Realty files mixes securities shelf under form S-3ASR
10/13/2009 [-] IBM Signed 10-Year Agreement With Korea Investment & Securities Co Ltd Zibb.com
10/13/2009 [-] State Says Man Sold Securities Unregistered
10/13/2009 [-] Securities Regulator Investigating Sung Wan Kim
10/13/2009 [-] IBM Signed 10-Year Agreement With Korea Investment & Securities Co Ltd
10/13/2009 [-] Brenda Leong Appointed Chair of the British Columbia Securities Commission
10/13/2009 [-] Korea Investment and Securities Signs US157 million Strategic
10/13/2009 [-] BRIEF-IBM wins 10-year, mln outsourcing deal with Korea Investment & Securities
10/13/2009 [-] Korea Investment and Securities Signs US157 million Strategic Outsourcing Agreement with IBM
10/13/2009 [-] Pinetree Capital Ltd. Acquires Securities of African Gold Group Inc.
10/13/2009 [-] Foreign residents invest in securities in August
10/12/2009 [-] Securities Group eyes Zain stake
10/12/2009 [-] Kuwait Securities Group Co eyes KIA stake in telecom giant Zain
10/11/2009 [-] Kuwait's Securities Group Co joins race for Zain
10/11/2009 [-] Securities Group keen to buy KIA stake in Zain
10/11/2009 [-] Emirates Securities Market Report for the Trading Session of Sunday 11 October 2009
10/11/2009 [-] Securities Group eyes KIA's stake in Zain
10/11/2009 [-] Securities Class Action Lawsuit Filed Against RHI Entertainment
10/11/2009 [-] Kuwait's Securities Group eyes stake in telco Zain
10/11/2009 [-] Australia Doubles Support For Mtge-Backed Securities
10/10/2009 [-] Tata Motors raises US750 mil. selling securities to cut debt
10/09/2009 [-] Regulators accuse Mastro of violating securities laws
10/09/2009 [-] Rehabcare files mixed securities shelf
10/09/2009 [-] Deer Consumer Products files mixed securities shelf
10/09/2009 [-] Australia's CBA issues A2 bln hybrid securities
10/09/2009 [-] UPDATE 1-Australia's CBA issues A2 bln hybrid securities
10/09/2009 [-] CBA to issue of hybrid securities
10/08/2009 [-] Standard Pacific Corp. Announces Final Results for Its Tender Offers for Debt Securities
10/08/2009 [-] Safe Bulkers files mixed securities shelf
10/07/2009 [-] Raptor Pharmaceuticals files mixed securities shelf
10/07/2009 [-] Tiffany management to meet with JMP Securities
10/07/2009 [-] CarMax management to meet with BGB Securities
10/07/2009 [-] Soleil Securities Reiterates Buy On Sunoco
10/07/2009 [-] Morgan Securities optimistic about Taiwan's economic growth next year
10/07/2009 [-] Japanese Market Trades Firm; Banks, Securities Move Higher
10/06/2009 [-] INTREorg Systems, Inc. Engages Europa Securities as Its Full Service Investment Banker
10/06/2009 [-] Interline Brands files mixed securities shelf
10/06/2009 [-] No letup in investor scams survey
10/05/2009 [-] Credit Agricole sells bln perpetual securities
10/05/2009 [-] Select Comfort Terminates Securities Purchase Agreement; Negotiates New Million Sterling Partners Investment
10/05/2009 [-] Comstock Resources files mixed securities shelf under Form S-3ASR
10/05/2009 [-] Radiant Systems files mixed securities shelf
10/05/2009 [-] Achillion files mixed securities shelf
10/05/2009 [-] Deltek files mixed securities shelf
10/04/2009 [-] Gov't seeks new firm to price non-negotiable securities
10/03/2009 [-] Securities watchdog may act on 'dark pools'
10/03/2009 [-] BioCryst to Present at JMP Securities Healthcare Conference
10/02/2009 [-] Neb. brokerage sued over alleged negligence
10/02/2009 [-] Most active securities firms in Sept.
10/02/2009 [-] UPDATE 1-Mexico's ICA places highway securities
10/02/2009 [-] Bionovo Announces Pricing of Securities Offering
10/02/2009 [-] Nigeria Securities Tribunal Handles N100 Billion Cases
10/02/2009 [-] FinMin says Czech Republic transposed EU securities directive
10/02/2009 [-] Communist China Turns 60—and Reveals Its Insecurities
10/02/2009 [-] Pharmasset to Present at JMP Securities Healthcare Conference
10/01/2009 [-] Ind. accuses Mo. firm of securities violations
10/01/2009 [-] Indiana accuses Mo. firm of violating securities act
10/01/2009 [-] The International Securities Exchange September trading volume
10/01/2009 [-] Fitch Affirms Pacific Securities Corporation; Outlook Negative
10/01/2009 [-] Two Deals Complete in Plan to Buy Distressed Securities
10/01/2009 [-] Securities watchdog wants post-Madoff changes
09/30/2009 [-] America Movil files mixed securities shelf under Form F-3ASR
09/29/2009 [-] BTU International files mixed securities shelf
09/29/2009 [-] Transition Therapeutics files mixed securities shelf
09/29/2009 [-] Hawthorne Securities Joins Capitol Securities Management
09/29/2009 [-] SEC Weighs Securities Lending
09/29/2009 [-] Northern Trust, Merlin Securities enter into agreement
09/29/2009 [-] Fourfold increase in Dubai Gold Securities' 6-month volume
09/29/2009 [-] Trading volume in Dubai Gold Securities grows fourfold
09/28/2009 [-] Nordic American Tanker files mixed securities shelf
09/28/2009 [-] Ohio AG takes lead role in securities lawsuit alleging concealment by Bank of America
09/28/2009 [-] UPDATE 2-American Securities to buy GenTek for mln
09/28/2009 [-] • Hynix Sues Hyundai Securities
09/28/2009 [-] Fourfold increase in Dubai Gold Securities' 6-month volume
09/28/2009 [-] Toxic securities set to boost accounting gains at banks, FT reports
09/28/2009 [-] Cease-trade order issued over inflated shares
09/27/2009 [-] PSE 3 of 4 traders violated securities law
09/27/2009 [-] Cease-trade order issued over inflated share prices
09/27/2009 [-] Views of local economy observers Securities America Inc. financial planner
09/26/2009 [-] Physical factors, and insecurities, can blind us
09/26/2009 [-] KSE to start trading in debt securities
09/26/2009 [-] Sask. regulator issues order against 2 firms
09/25/2009 [-] D. R. Horton files mixed securities shelf under Form S-3ASR
09/25/2009 [-] Nikkei Slumps More Than 2.5% Dragged By Financials, Securities
09/25/2009 [-] EU improves investor protection on securities prospectuses
09/24/2009 [-] Penn Virginia files mixed securities shelf
09/24/2009 [-] The Securities and Exchange Commission to host a Closed Meeting
09/24/2009 [-] Securities Commission toothless, under-resourced
09/24/2009 [-] Securities Commission needs staff, money and IT
09/23/2009 [-] BSD Medical Corp. files mixed securities shelf
09/23/2009 [-] Goldman hires DB banker to head Gr. China Securities
09/23/2009 [-] UPDATE 1-Goldman hires DB banker to head Gr.China Securities
09/22/2009 [-] Ultra Petroleum files mixed securities shelf unfer Form S-3ASR
09/22/2009 [-] United Community Banks files mixed securities shelf
09/22/2009 [-] Flagstone Reinsurance files mixed securities shelf
09/22/2009 [-] Land Securities repays debt
09/22/2009 [-] Tenet to sell securities valued at
09/21/2009 [-] Lloyds Plans Mortgage-Backed Securities
09/21/2009 [-] Foreign acquisitions of Canadian securities drop in July StatsCan
09/21/2009 [-] Lloyds to Issue Mortgage-Backed Securities
09/21/2009 [-] Land Securities sells Bullring stake for 210m
09/21/2009 [-] Land Securities sells Bullring stake
09/21/2009 [-] Commissioner for Financial Advisers, Securities Commission members announced
09/21/2009 [-] Botherway appointed to Securities Commission
09/21/2009 [-] New commissioner for Securities Commission
09/18/2009 [-] Altair Nano files mixed securities shelf
09/18/2009 [-] Nara Bancorp files mixed securities shelf
09/18/2009 [-] HK securities regulator aims to avoid repeat of Lehman Minibond saga
09/18/2009 [-] Daiwa Securities to Develop a Fund Jointly with Chinese State-run Entity
09/18/2009 [-] China's securities regulator gives green light to first seven GEM applicants
09/17/2009 [-] CPI Aerostructures files mixed securities shelf
09/17/2009 [-] Interactive Data, Pluris to Daily Price Auction Rate Securities
09/17/2009 [-] BNP Paribas Securities Services Eyes New Asian Mkts
09/17/2009 [-] Securities, Employment, and Commodities Law Firm Opens San Francisco Office
09/17/2009 [-] BATS to launch second securities exchange WSJ
09/17/2009 [-] Foreign purchase of U.S. long-term securities down sharply in July
09/16/2009 [-] Yields on gov't securities seen rising
09/16/2009 [-] Taiwan Ratings upgrades Capital Securities, EnTie
09/16/2009 [-] SXC Health Solutions management to meet with JMP Securities
09/16/2009 [-] Magnum Hunter Resources files mixed securities shelf
09/16/2009 [-] Foreign demand for long-term US securities falls
09/15/2009 [-] Wells Fargo Securities economist Vitner Uncertainty hampers recovery
09/15/2009 [-] Statement From James W. Giddens Under the Securities Investor Protection Act
09/15/2009 [-] ONEOK Partners LP files mixed securities shelf under Form S-3ASR
09/15/2009 [-] CDC Corp. upgraded to Outperform from Market Perform at JMP Securities
09/15/2009 [-] Petrohawk Energy files mixed securities shelf under Form S-3ASR
09/15/2009 [-] Merrill Lynch pays to settle Texas auction rate securities case
09/15/2009 [-] CenturyLink Prices Million of Debt Securities
09/15/2009 [-] Dame Vera Lynn tops album charts at 92
09/15/2009 [-] Baring to run JRG Securities
09/14/2009 [-] UK Banks May Lose Nearly on Loans, Securities, Says Moody?s
09/14/2009 [-] John H. Goldsmith Joins Capitol Securities Management
09/14/2009 [-] UPDATE 1-Taiwan's Capital Securities to acquire finance firm
09/14/2009 [-] ETF Securities gold, palladium holdings hit record
09/14/2009 [-] Carbon Acq Co Offer Values EcoSecurities At GBP122.9 Million
09/14/2009 [-] KBC Offers To Repurchase Securities
09/13/2009 [-] Finance Ministry announces pricing of Sukuk Al-Ijarah securities
09/12/2009 [-] B.C. pair ran Ponzi scheme securities commission
09/12/2009 [-] Judge dismisses auction-rate securities suit against Citigroup
09/12/2009 [-] Securities arbitration draws fire
09/12/2009 [-] No Cops On The Beat At The SEC
09/11/2009 [-] Overland Storage files mixed securities shelf
09/11/2009 [-] Hillman Group Capital Trust Announces Cash Distribution on Trust Preferred Securities
09/11/2009 [-] PSE sells HK Securities trading license
09/11/2009 [-] SteelCloud Engages Westminster Securities to Offer Shares to the Market
09/11/2009 [-] An investor watches a stock price board at a private securities firm in Shanghai
09/10/2009 [-] Wilshire Bancorp files mixed securities shelf
09/10/2009 [-] Compton Petroleum files mixed securities shelf
09/10/2009 [-] TBS International files mixed securities shelf
09/10/2009 [-] Acorn Energy files additional mixed securities shelf
09/09/2009 [-] I-Bankers Securities, Inc. Expands Into Fixed Income With Key Addition in New York
09/09/2009 [-] Volkswagen and asset backed securities
09/09/2009 [-] Agilent files debt securities shelf under Form S-3ASR
09/09/2009 [-] United Technologies Corp. Advisory to Securities Analysts, Investors and News Media
09/09/2009 [-] OCBC Securities allows retail investors to trade directly in several foreign markets
09/09/2009 [-] Invest In ... Mortgage-Backed Securities?
09/09/2009 [-] UPDATE 1-China's BoCom says eyes securities licence
09/08/2009 [-] Daiwa Securities downgraded by Moody's
09/07/2009 [-] Korean securities downgraded
09/07/2009 [-] ETF Securities palladium holdings hit record high
09/07/2009 [-] China Merchants Securities Forms Private-Equity Unit
09/05/2009 [-] Pay-back time at Phillip Securities
09/05/2009 [-] HC Securities sees higher 2009 earnings for Dubai Islamic Bank
09/04/2009 [-] Cadence Pharma files mixed securities shelf
09/04/2009 [-] Orexigen files mixed securities shelf
09/04/2009 [-] Myriad Genetics management to meet with JMP Securities
09/04/2009 [-] Newbridge Securities Corporation Hires Gary Spivak to Become Director of Equity Research
09/04/2009 [-] Sumitomo Mitsui Financial Group and Daiwa Securities Group plan to end a decades-old tie-up
09/04/2009 [-] Fed lends for securities buys
09/03/2009 [-] Uganda Uganda Securities Exchange to go Electronic
09/03/2009 [-] EcoSecurities says in offer talks with another party
09/03/2009 [-] Posh admits to having insecurities
09/03/2009 [-] TALF Helps Revive Securities
09/03/2009 [-] Securities and Exchange Commission knew about Madoff
09/02/2009 [-] Lowe's files mixed securities shelf under Form S-3ASR
09/02/2009 [-] Lexicon Pharmaceuticals files mixed securities shelf
09/02/2009 [-] Quicksilver Gas Services files mixed securities shelf
09/02/2009 [-] Canadian Securities Regulators Stress the Importance of Suitability Requirements for Dealers and Advisers
09/02/2009 [-] Land Securities in talks to sell Bullring stake
09/02/2009 [-] UPDATE 1-ETF Securities says palladium ETC holdings hit record
09/02/2009 [-] Securities firms may ring in healthier H2 numbers
09/01/2009 [-] EcoSecurities boosted by offer
09/01/2009 [-] John Hancock Income Securities Trust Declares Quarterly Distribution
09/01/2009 [-] MOVES-Evolution Securities, ING Real Estate
09/01/2009 [-] Tekelec to Present at Deutsche Bank Securities Conference
09/01/2009 [-] UPDATE 2-MOVES-CME, MassMutual, Evolution Securities
09/01/2009 [-] Beacon Power files mixed securities shelf
09/01/2009 [-] Buy Food And Infrastructure
09/01/2009 [-] How To Play The Coming Decade
09/01/2009 [-] Securities Commission reports on company reports
09/01/2009 [-] ImmunoMedics files mixed securities shelf
08/31/2009 [-] Anglogold files mixed securities shelf under form S-3ASR
08/31/2009 [-] Moody's Doesn't Cut Rating on Wachovia Securities
08/31/2009 [-] ETF Securities gold ETC holdings rise 6.1 pct
08/31/2009 [-] Vietnam's Agribank Securities To List On Bourse In 4Q
08/31/2009 [-] KKR Financial upgraded to Outperform from Market Perform at JMP Securities
08/31/2009 [-] Couer D'Alene Mines files mixed securities shelf under Form S-3ASR
08/29/2009 [-] Diverse portfolio and government securities make Saudi banks liquid
08/29/2009 [-] ART Argent Dealings in securities by directors
08/29/2009 [-] Securities trading revenues lift RBC to record Q3
08/29/2009 [-] Former CEO indicted on million securities fraud
08/28/2009 [-] Former Stockbroker Sentenced To 6 Years For Securities Fraud
08/28/2009 [-] Molecular Insight files mixed securities shelf
08/28/2009 [-] Alleged ponzi scheme probed by N.B. Securities Commission
08/28/2009 [-] Realty Capital Securities, LLC Becomes Exclusive Dealer Manager for Healthcare Trust of America, Inc.
08/28/2009 [-] Cathay General files mixed securities shelf
08/28/2009 [-] Lithia Motors files mixed securities shelf
08/28/2009 [-] CBA to raise with new securities
08/27/2009 [-] Fed's Lacker eyes mortgage securities program
08/27/2009 [-] Fed's Lacker eyes mortgage securities program
08/26/2009 [-] Israel Corp. Breakthrough with Securities Authority on Zim
08/26/2009 [-] PolyMet Mining files mixed securities shelf
08/26/2009 [-] Breakthrough with Securities Authority on Zim
08/26/2009 [-] Pennsylvania Securities Commission Assesses JP Morgan Chase & Co. ...
08/26/2009 [-] Qilu Securities Sells 11% Of China Fund Co To Shandong Government
08/26/2009 [-] Chinese securities companies' profits in first 7 mths of 2009 exceed 2008 total
08/26/2009 [-] JP Morgan Chase & Co. pays securities fine
08/26/2009 [-] New securities regulations will improve disclosure
08/25/2009 [-] JMP Group files mixed securities shelf
08/25/2009 [-] Spherix files mixed securities shelf
08/25/2009 [-] Morgan Stanley an Approved Applicant for Dubai Gold Securities
08/25/2009 [-] Securities Authority seeks more transparency from money managers
08/25/2009 [-] Xcel Energy files mixed securities shelf under Form S-3ASR
08/25/2009 [-] Sonic Automotive files mixed securities shelf
08/25/2009 [-] Banco Santander Offers to Repurchase in Securities
08/25/2009 [-] Development Securities to target large projects
08/24/2009 [-] Coinstar files mixed securities shelf under Form-S-3ASR
08/24/2009 [-] Agree Realty files mixed securities shelf
08/24/2009 [-] i2 Tech management to meet with JMP Securities
08/24/2009 [-] EFG-Hermes Securities Brokerage reports rankings for the first half of 2009
08/24/2009 [-] 150-200 more U.S. banks to fail, Rochdale Securities says
08/23/2009 [-] S Korea Securities Cos' Apr-Jun Net Up 39% On Year To KRW1.079 Trillion
08/22/2009 [-] Securities Commission probes two unlicenced fund managers
08/21/2009 [-] First Busey files mixed securities shelf
08/21/2009 [-] Quicklogic files mixed securities shelf
08/21/2009 [-] DTE Energy files mixed securities shelf under form S-3ASR
08/21/2009 [-] Education Realty Trust files mixed securities shelf
08/21/2009 [-] Knoll files mixed securities shelf
08/21/2009 [-] National Financial Partners files mixed securities shelf
08/21/2009 [-] China Securities Regulator Approves CNR Corp IPO Plan
08/21/2009 [-] Home Depot files automatic mixed securities shelf under form S-3ASR
08/21/2009 [-] In New Crisis Phase, Securities Sink U.S. Banks
08/21/2009 [-] In New Crisis Phase, Securities Sink Banks
08/20/2009 [-] ExpressJet adds million to securities buyback
08/20/2009 [-] Securities Regulators To Hold Coordination Meeting
08/20/2009 [-] Allied Digital plans to raise funds through issue of securities
08/20/2009 [-] MGM Mirage recieves securities class action lawsuit
08/19/2009 [-] S&T Bancorp files mixed securities shelf
08/19/2009 [-] Argo Group files mixed securities shelf under Form S-3ASR
08/19/2009 [-] Cell Therapeutics files mixed securities shelf under form S-3ASR
08/19/2009 [-] American Capital registers in securities
08/19/2009 [-] HSBC in talks with Industrial Securities for JV, Reuters says
08/19/2009 [-] HSBC,China Industrial Securities In JV Talks Source
08/19/2009 [-] HSBC, China Industrial Securities In Talks On JV Source
08/19/2009 [-] HSBC in JV talks with Industrial Securities paper
08/19/2009 [-] Securities Commissioner Identifies Top Investment Scams
08/18/2009 [-] Samsung Securities CEO Park Chun-hyeon, center, cuts ...
08/18/2009 [-] DishTV to raise USD 200 mn through securities
08/18/2009 [-] Foreign investors continue buying Canadian securities
08/18/2009 [-] INVS Investec Bank Limited Expiry Of Hot Enhanced Dividend Securities 1
08/18/2009 [-] Arena Pharma initiated with a Market Perform at JMP Securities
08/18/2009 [-] Vivus initiated with an Outperform at JMP Securities
08/18/2009 [-] Samsung Securities starts operations at Hong Kong unit
08/18/2009 [-] China Everbright Securities Jumps on Shanghai Debut
08/18/2009 [-] Business Briefs Auction-rate securities draw New York lawsuit
08/18/2009 [-] New York's Cuomo sues Charles Schwab over auction-rate securities
08/18/2009 [-] U.S. extends key asset-backed securities loan facility to 2010
08/17/2009 [-] Charles Schwab sued over auction-rate securities
08/17/2009 [-] Plano man arrested, accused of oil securities fraud for second time
08/17/2009 [-] N.Y. AG Cuomo sues S.F. brokerage Schwab over securities sales
08/17/2009 [-] Marcus files mixed securities shelf
08/17/2009 [-] Watson Pharma files mixed securities shelf under Form S-3ASR
08/17/2009 [-] Foreign purchase of US securities surge
08/17/2009 [-] Term Asset-Backed Securities Loan Facility Extension Positive for Commercial Real Estate Credit Markets
08/17/2009 [-] Knology files mixed securities shelf
08/17/2009 [-] NY sues Schwab on auction-rate securities
08/17/2009 [-] Source N.Y. AG to sue Schwab over securities sales
08/17/2009 [-] NY AG suing Charles Schwab over securities sales
08/17/2009 [-] Advanced Battery files mixed securities shelf
08/17/2009 [-] NY AG to file civil suit against Charles Schwab over sale of auction-rate securities
08/17/2009 [-] Foreign purchases of US securities surge
08/17/2009 [-] Foreign demand for long-term US securities rises
08/17/2009 [-] Micron initiated with an Outperform at JMP Securities
08/16/2009 [-] Securities Authority probes DS-Apex for stock manipulation
08/16/2009 [-] Fufeng Group upgraded to BUY by Piper Jaffray Asia Securities
08/16/2009 [-] CITIC Securities net profit falls 19.77% in H1
08/15/2009 [-] Fufeng Group Upgraded To Buy by Piper Jaffray Asia Securities Limited
08/14/2009 [-] Cash America files mixed securities shelf under Form S-3ASR
08/14/2009 [-] Anadarko Petroleum files mixed securities shelf under Form S-3ASR
08/14/2009 [-] Wunderlich acquires Norway-based SSB Securities
08/14/2009 [-] Alliance Data Systems issues in asset-backed securities
08/14/2009 [-] Investment adviser raided by securities regulator
08/14/2009 [-] UPDATE1-CITIC Securities Q2 net rises 3.6 pct on stock rally
08/14/2009 [-] China Merchants Securities Offers To Sell 24% In Bosera Funds
08/14/2009 [-] Alliance Data issues asset-backed securities
08/14/2009 [-] Natural Gas Services files mixed securities shelf
08/14/2009 [-] Alliance Data Closes Million of Fixed-Rate Term Asset-Backed Securities
08/14/2009 [-] Star securities analyst faces insider trading charges
08/14/2009 [-] Norges Bank sells 11.2m Babcock Infrastructure securities
08/14/2009 [-] Ingersoll-Rand files mixed securities shelf under Form S-3ASR
08/13/2009 [-] Primoris files mixed securities shelf
08/13/2009 [-] Group 1 Automotive files mixed securities shelf under form S-3ASR
08/13/2009 [-] Telus files mixed securities shelf
08/13/2009 [-] Houston American Energy files mixed securities shelf
08/13/2009 [-] Overland Park Man Charged With Securities Fraud
08/12/2009 [-] RTI Int'l Metals files mixed securities shelf
08/12/2009 [-] DiamondRock Hospitality files mixed securities shelf under Form S-3ASR
08/12/2009 [-] American Medical files mixed securities shelf under Form S-3ASR
08/12/2009 [-] China Ritar Power files mixed securities shelf
08/11/2009 [-] Brush Engineered Materials files mixed securities shelf
08/11/2009 [-] Ontario Securities Commission hearing regarding transactions with Magna Entertainment
08/11/2009 [-] Securities lenders focus on reducing risks
08/11/2009 [-] Securities & Investment Company net profit of BD935 thousand for H1
08/11/2009 [-] Suncorp tests appetite for mortgage-backed securities
08/11/2009 [-] Terra Securities ASA and Seven Norwegian Municipalities File Securities Fraud Action Against Citigroup
08/11/2009 [-] Deutsche Bank Securities Invests in Compliance Tools to Prepare for Fiduciary Standard
08/11/2009 [-] Securities Commissions work on building confidence
08/11/2009 [-] SXC Health Solutions files mixed securities shelf under Form S-3ASR
08/10/2009 [-] TRW Automotive files mixed securities shelf under Form S-3ASR
08/10/2009 [-] Callaway Golf upgraded at JMP Securities
08/10/2009 [-] Alexandria Real Estate management to meet with JMP Securities
08/09/2009 [-] Broker Astaire Securities eyes Daniel Stewart bid report
08/09/2009 [-] SC upholds conviction of '92 securities scam accused
08/09/2009 [-] Securities and Investment Company reports BD1.10m net profit for second quarter 2009
08/08/2009 [-] NIC, Imara Sign Pact On Securities Trading
08/08/2009 [-] Wash. woman sentenced in securities scheme
08/08/2009 [-] A3 rating for AmBank securities programme
08/07/2009 [-] Kenya NIC, Imara Sign Pact On Securities Trading
08/07/2009 [-] Cold-fX maker fined by Alberta Securities Commission
08/07/2009 [-] Canadian Securities Regulators Outline Requirements for Exempt Market Dealers
08/07/2009 [-] GOME Founder Accused of Securities Fraud
08/07/2009 [-] Essex Property downgraded to Market Perform from Outperform at JMP Securities
08/07/2009 [-] Brenner Sentenced for Securities Fraud
08/07/2009 [-] Cold-fx maker, former senior officers pay securities fines
08/06/2009 [-] Ferro files mixed securities shelf
08/06/2009 [-] EntreMed files mixed securities shelf
08/06/2009 [-] Kansas To Receive From Securities Settlements
08/06/2009 [-] Red Lion Hotels upgraded to Outperform from Market Perform at JMP Securities
08/06/2009 [-] Ho Chi Minh City Securities posts higher-than-forecast profit
08/06/2009 [-] Steel company executives' death reflects workers' insecurities
08/05/2009 [-] Towerstream files mixed securities shelf under Form S-3ASR
08/05/2009 [-] Hi Investment & Securities CEO Suh Tae-hwan, third from ...
08/05/2009 [-] Government Shouldn't Rate Securities
08/04/2009 [-] Jien International Investment Ltd. Acquires Securities of Victory Nickel Inc.
08/04/2009 [-] Alexandria Real Estate initiated with an Outperform at JMP Securities
08/04/2009 [-] Guoyuan Securities net profit up 12.58% in H1
08/04/2009 [-] Everbright Securities sets A-shares IPO price range
08/04/2009 [-] HSBC to set up securities JV in China
08/04/2009 [-] Everbright Securities may raise up to 11b yuan in float
08/03/2009 [-] Bill to free private trusts invest in specified securities
08/03/2009 [-] Items in Catawba County securities fraud case to be auctioned
08/03/2009 [-] Everbright Securities aims for 1.6 bln dlr IPO
08/02/2009 [-] Everbright Securities Aims for Billion IPO
08/01/2009 [-] Sacombank rises on plan to sell securities in dong
08/01/2009 [-] VietInbank Securities shares rise on debut on Hanoi bourse
08/01/2009 [-] Montreal lawyer alleges another Ponzi scheme
08/01/2009 [-] Eagle Bancorp files mixed securities shelf
08/01/2009 [-] Sonoco Products files mixed securities shelf under Form S-3ASR
07/31/2009 [-] Kendall Law Group Announces Securities Class Action Against International Game Technology
07/31/2009 [-] Duke Realty files mixed securities shelf under Form S-3ASR
07/31/2009 [-] International Rectifier Reaches Agreement in Principle to Settle Securities Class Action Lawsuit
07/31/2009 [-] Mack-Cali Realty downgraded to Hold from Buy at BGB Securities
07/31/2009 [-] Crackdown on securities cheats
07/31/2009 [-] Mizuho Securities 8606.T-1qtr group results
07/30/2009 [-] GB Chamber members apprised of proposed Securities Industry Regulations
07/30/2009 [-] Alarmingyou.com launches home securities first ever Guaranteed Next Day Installation Program
07/30/2009 [-] Comverge upgraded to Outperform from Market Perform at JMP Securities
07/30/2009 [-] DepoMed management to meet with JMP Securities
07/30/2009 [-] China's securities watchdog strengthens market supervision
07/29/2009 [-] Inergy LP files mixed securities shelf
07/29/2009 [-] Help us refinance securities bank
07/29/2009 [-] Curb Your Naked Shorts
07/29/2009 [-] TSFC Securities reopens after Bt1billion recapitalisation
07/29/2009 [-] Northeast Securities sees plummet in underwriting income
07/28/2009 [-] NY Fed Names Nomura as U.S. Primary Dealer of Treasury Securities
07/28/2009 [-] Japan Securities Finance 8511.T-1qtr Prelim grou
07/28/2009 [-] TABLE-Okasan Securities Group 8609.T-1qtr group
07/28/2009 [-] Everbright Securities gets IPO green light
07/28/2009 [-] Kyokuto Securities 8706.T-1qtr group results
07/27/2009 [-] Saigon Securities 1st Half Net VND235.24 Billion Vs Loss VND27.26 Billion
07/27/2009 [-] UBS sells 15.2m Asciano securities
07/26/2009 [-] Oxford Business Group talks exclusively to Tom Healy, CEO, Abu Dhabi Securities Exchange
07/26/2009 [-] Securities Authority investigating delay in Delek's reporting of El Al stake
07/25/2009 [-] Everbright Securities gets IPO approval from regulator
07/24/2009 [-] CEL-SCI Corp files mixed securities shelf
07/24/2009 [-] Broadcom downgraded to Underperform from Market Perform at JMP Securities
07/24/2009 [-] Directors faces Securities Act charges in Timaru
07/24/2009 [-] kabu.com Securities 8703.T-1qtr parent results
07/24/2009 [-] Two Chinese securities firms get ready for IPO
07/24/2009 [-] Everbright, Merchants Securities fare well
07/24/2009 [-] Securities and Financial Advisers Amendment Bills passed
07/23/2009 [-] MAp securities in trading halt
07/23/2009 [-] FSC revises Securities Trading Act
07/23/2009 [-] Invast Securities 8709.OJ-1qtr parent forecast
07/23/2009 [-] Vietinbank securities wins approval to list shares on exchange
07/22/2009 [-] Intel Corp Raised To Mkt Outperform From Mkt Perform By JMP Securities INTC
07/22/2009 [-] Ex-compliance officer pleads guilty
07/22/2009 [-] Intel Upgraded By JMP Securities; Shares Rise
07/22/2009 [-] Securities Losses Hit BONY Profit
07/21/2009 [-] New Issue-BBT Capital Trust VI sells mln securities
07/21/2009 [-] Man fined by Securities and Exchange Commission
07/21/2009 [-] Alabama Securities Commission sues Morgan Keegan claiming fraud
07/21/2009 [-] New Issue-WestPac Securities NZ bln 5-yr gtd nts
07/21/2009 [-] Southwest Securities Expands ABS/CMBS and Mortgage Trading Desks
07/21/2009 [-] Tata Steel to raise US Dollar 500 million through issue of securities
07/21/2009 [-] Idenix Pharma downgraded to Market Perform from Outperform at JMP Securities
07/21/2009 [-] Securities brokerages biz returning to normal in Urumqi
07/21/2009 [-] Pimco's Gross reduces mortgage holdings, adds to cash, securities
07/21/2009 [-] Business of securities brokerages returning to normal in Urumqi
07/20/2009 [-] TD Ameritrade agrees to securities buy-back
07/20/2009 [-] Sterling Financial files mixed securities shelf
07/20/2009 [-] CNN Ameritrade Settles Securities Case For
07/20/2009 [-] Ameritrade settles securities case for
07/20/2009 [-] TD Ameritrade To Buy Back Auction-rate Securities
07/20/2009 [-] US judge delays trial over auction rate securities
07/20/2009 [-] TD Ameritrade settles securities investigation
07/20/2009 [-] TD Ameritrade Settles Securities Case
07/20/2009 [-] Foreign acquisitions of Canadian securities hit five-year high
07/20/2009 [-] Zimbabwe Chirume to Head Securities Commission
07/18/2009 [-] Saigon Securities profit surges as stocks rally
07/18/2009 [-] Vietinbank securities could list by end of this month
07/18/2009 [-] Broadpoint Gleacher Securities Group, Inc. to Announce Second...
07/17/2009 [-] Tenet Healthcare files mixed securities shelf under form S-3ASR
07/17/2009 [-] AIG files mixed securities shelf under form S-3ASR
07/17/2009 [-] Navigators files mixed securities shelf
07/17/2009 [-] Conexant files mixed securities shelf
07/17/2009 [-] Madoff's accountant charges with securities fraud
07/17/2009 [-] New registration rules unveiled for securities industry
07/17/2009 [-] Eight LAC Securities Face Murder Charges Today
07/17/2009 [-] Kyokuto Securities 8706.T-1qtr Prelim group fore
07/17/2009 [-] Toyo Securities 8614.T-1qtr Prelim group forecas
07/17/2009 [-] Ichiyoshi Securities 8624.T-1qtr Prelim group fo
07/17/2009 [-] Foreign demand for U.S. financial treasury securities decreases in May
07/16/2009 [-] OccuLogix files mixed securities shelf
07/16/2009 [-] Pike Electric files mixed securities shelf
07/16/2009 [-] Securities regulation Tough guy, huh?
07/16/2009 [-] NYC securities sector adds 1,400 jobs in May/June
07/16/2009 [-] Toll Brothers initiated with a Hold at BGB Securities
07/16/2009 [-] Securities and Exchange Commission moving fast to stop financial scams
07/16/2009 [-] Francis Salway, chief executive, Land Securities
07/16/2009 [-] Land Securities signals signs of stabilisation led by London
07/15/2009 [-] Tougher disclosure requirements proposed for muncipal securities
07/15/2009 [-] CalPERS sues over rating of securities
07/15/2009 [-] BRE Properties initiated with a Market Perform at JMP Securities
07/15/2009 [-] Essex Property Trust initiated with an Outperform at JMP Securities
07/15/2009 [-] Epicept files mixed securities shelf
07/15/2009 [-] Land Securities readies for new buys
07/15/2009 [-] Calpers sues over ratings of securities NYT
07/14/2009 [-] Peregrine Pharmaceuticals files mixed securities shelf
07/14/2009 [-] Rehabcare files mixed securities shelf
07/14/2009 [-] PetroQuest Energy files mixed securities shelf
07/14/2009 [-] Federated Investors named investment advisor for German bank's U.S. securities
07/14/2009 [-] UBS given approval for Saudi securities business
07/14/2009 [-] Deutsche Securities Appoints Brandon Ginsberg as Head of Global Markets Equity Japan
07/14/2009 [-] China's Haitong Securities says H1 net up 22 pct
07/13/2009 [-] Intrepid Potash files mixed securities shelf under Form S-3ASR
07/13/2009 [-] MOVES-RBC Capital Markets, Mizuho Securities
07/13/2009 [-] CIMB-GK Securities launches CFD trading platform via iPhone
07/12/2009 [-] Nomura tie-up with India's largest life insurer
07/11/2009 [-] Obama's plan for Securities and Exchange Commission aims to avert meltdown
07/11/2009 [-] What the Fed? Cali IOUs Are Securities
07/10/2009 [-] Isle of Capri files mixed securities shelf
07/10/2009 [-] IAMGOLD files mixed securities shelf
07/10/2009 [-] Securities, futures regulators to police OTC derivatives
07/10/2009 [-] Uranerz Energy files mixed securities shelf
07/10/2009 [-] Skycity buys back some US debt securities
07/10/2009 [-] Upbeat outlook for proposed securities rating overhaul
07/10/2009 [-] Arizona Corporation Commission fines RBC Capital Markets, World Group Securities
07/10/2009 [-] SEC calls for Calif. IOUs treated as securities
07/09/2009 [-] Geron files mixed securities shelf
07/09/2009 [-] Gerber Scientific files mixed securities shelf
07/09/2009 [-] OSC Vice-Chair Seconded to Canadian Securities Transition Office
07/09/2009 [-] Calif. IOUs May Be Treated As Securities
07/09/2009 [-] SEC to Call for IOUs Treated as Securities
07/09/2009 [-] Emulex upgraded to Market Perform from Underperform at JMP Securities
07/09/2009 [-] Regional Securities Body Seeks to Attract More Capital
07/08/2009 [-] 3 South Florida men charged in boiler-room securities scheme
07/08/2009 [-] Senior Housing files mixed securities shelf under Form S-3ASR
07/08/2009 [-] AllianceBernstein Pre-Qualified as Legacy Securities Public-Private Investment Program
07/08/2009 [-] Kennametal files mixed securities shelf under Form S-3ASR
07/08/2009 [-] Quebec to fight federal securities regulator plan
07/08/2009 [-] Banc of America Securities-Merrill Lynch Research hikes 2010 global GDP forecast to 3.7%
07/08/2009 [-] 6 charged in million NY securities case
07/08/2009 [-] Six charged in million securities case
07/08/2009 [-] Israel Securities Authority doesn't believe in bond market's bounce
07/08/2009 [-] Texas securities board imposes fine
07/07/2009 [-] Livingston Securities Healthcare Investment Series Webinar Covers Emerging Models for Pharma Exits and Deals
07/07/2009 [-] Wells Fargo to expand securities business report
07/07/2009 [-] FSC gives new guidelines on lending securities
07/07/2009 [-] Hybrid Securities Doomed Six Banks
07/06/2009 [-] Fushi Copperweld files mixed securities shelf
07/06/2009 [-] Discover files mixed securities shelf under Form S-3ASR
07/06/2009 [-] We Called It Wells Fargo's Securities Foray
07/06/2009 [-] Land Securities sells City of London offices
07/06/2009 [-] Wells Fargo to Soup Up Securities Report
07/06/2009 [-] Wells Fargo to expand securities business WSJ
07/06/2009 [-] Wells Fargo to Beef Up Securities Business
07/05/2009 [-] Securities Authority probes Isramco shares
07/05/2009 [-] Inheritance safest in U.S. securities
07/04/2009 [-] Meinertzhagen to take adviser post at Oriel Securities
07/04/2009 [-] Stock prices are displayed at a securities firm in Beijing
07/03/2009 [-] Securities Commission lets Plus SMS off the hook
07/03/2009 [-] Tanger Factory Outlet files mixed securities shelf under Form S-3ASR
07/03/2009 [-] Mitsubishi UFJ Securities imposes pay cuts on execs over data removal
07/03/2009 [-] Securities Commission takes no action against Plus SMS
07/03/2009 [-] Westpac says to issue mln in debt securities
07/03/2009 [-] Bid for S'pore govt securities via ATMs
07/02/2009 [-] Airtran Holdings files mixed securities shelf
07/02/2009 [-] Canadian Securities Regulators Launch Online Fee Guide
07/02/2009 [-] FSC May Seek Court Receivership for Taiwan International Securities
07/02/2009 [-] MOVES-Prudential, Evolution Securities, LTC Global
07/02/2009 [-] Constellation Brands files mixed securities shelf under Form S-3ASR
07/01/2009 [-] LKQ Corp. files mixed securities shelf under Form S-3ASR
07/01/2009 [-] Intel upgraded to Market Perform from Underperform at JMP Securities
07/01/2009 [-] International Securities Exchange total options volume for June increased 5.6%
07/01/2009 [-] Silicon Laboratories initiated with an Outperform at JMP Securities
07/01/2009 [-] ArcSight initiated with a Market Perform at JMP Securities
07/01/2009 [-] MP3 Two Securities Law Professors Examine Treasury's New Proposal
07/01/2009 [-] Former Indiana pastor charged with securities fraud
06/30/2009 [-] Hampton Roads Bankshares files mixed securities shelf
06/30/2009 [-] Former Ind. pastor charged with securities fraud
06/30/2009 [-] Jefferson County wants Securities and Exchange Commission to pressure banks over sewer-debt crisis
06/30/2009 [-] Securities fraud defendant pleads guilty
06/30/2009 [-] National Bank Securities Announces Fee Reductions on its Mon
06/30/2009 [-] Feds hunting NY broker indicted in securities fraud
06/30/2009 [-] Carrollton man pleads guilty to securities fraud
06/30/2009 [-] CORRECTED CORRECTED-ETF Securities gold ETC holdings fall 0.013 pct
06/30/2009 [-] IberiaBank files mixed securities shelf under Form S-3ASR
06/29/2009 [-] BRIEF-Moody's changes review of River Lake III's securities
06/29/2009 [-] CONN. EXPANDS LAW TO COVER SECURITIES FRAUD
06/29/2009 [-] Leading Securities Experts Outline Foreign Options for Accessing U.S. Capital
06/29/2009 [-] Share sale hits Daiwa Securities
06/29/2009 [-] BankMuscat to set up securities firm in Saudi
06/29/2009 [-] Results of Securityholders Meetings for National Bank Securities Mutual Funds and Notice of Redempti
06/29/2009 [-] Daiwa Securities tumbles on share offering news
06/29/2009 [-] Holloman Energy Approves Debt Conversion and Securities Placement
06/29/2009 [-] Dish TV cancels allotment of securities
06/29/2009 [-] UBS Sold Unsuitable Securities Underwritten by Lehman, New Hampshire Says
06/29/2009 [-] Securities lending wake-up call
06/29/2009 [-] UBS unit misled investors about complex Lehman Brothers securities
06/29/2009 [-] Securities firm with Mexican roots setting up shop in S.A.
06/29/2009 [-] Securities, foreign exchange trading boost JMMB -
06/29/2009 [-] Nikkei edges higher, Daiwa Securities slides
06/29/2009 [-] Daiwa Securities plunges after share sale news
06/29/2009 [-] Geokinetics files mixed securities shelf
06/28/2009 [-] 012 Smile.Communications Announces Filing of Annual Report with the U.S. Securities and Exchange Commission
06/28/2009 [-] Internet Gold Announces Filing of Annual Report with the U.S. Securities and Exchange Commission
06/28/2009 [-] Chinese police warns against info leakage of accounts on securities trading
06/26/2009 [-] OncoGenex files mixed securities shelf
06/26/2009 [-] Kaman files mixed securities shelf
06/26/2009 [-] Allied Nevada Gold files mixed securities shelf
06/26/2009 [-] Securities Commission to switch up registration


06-26-2009 02-20-2009